【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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- z. r' D& o1 Q( f5 n整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
! m. g8 ?+ z( R0 W& m1.《伦理道德与专业准则 Ethical and Professional Standards》1 P' s3 Z4 {4 ~$ ^4 a
2.《数量方法 Quantitative Method 》
: t1 H& Y7 _+ v) L5 X" w3.《经济学 Economics》
7 S2 F% G: O" S' M# ?4.《财务报表分析 Financial Reporting and Analysis》
# K9 N7 _+ y. B, U% e* }' }: G5.《公司金融 Corporate Finance》5 J) o# ?5 L2 k5 t5 z
6.《权益类证券产品 Equity Investment》
" Z: Z$ z% e: p% z5 x2 [$ @ Q7.《固定收益产品 Fixed Income》
. H3 d" B" \3 ]& l8.《金融衍生产品 Derivative Investments》
9 M+ N" w' C K! u* m& d9.《另类投资 Alternative Investments》0 V5 i5 P7 b" T) V
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》7 |1 U+ I) U6 \3 W) B) f
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第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues : s% e1 O+ S9 w2 P9 X- r
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发表于 2015-7-27 09:30:07
