【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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6 i/ Q9 T7 I4 J9 t# a# K0 ~- y整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：1 l0 J% K3 b8 ~3 j7 U% n1 x
1.《伦理道德与专业准则 Ethical and Professional Standards》
, |' Y; l2 T3 Z! w& a8 U2.《数量方法 Quantitative Method 》
( T' i. o) C. @3.《经济学 Economics》
, a) A) I5 m% X% L* A4 O! Z! o/ Z4.《财务报表分析 Financial Reporting and Analysis》
, g- f2 q$ o! W9 `. }- q5.《公司金融 Corporate Finance》7 K% }/ s, H6 ^! e6 U5 I2 E
6.《权益类证券产品 Equity Investment》
: ]* I6 Q4 C" `1 V7.《固定收益产品 Fixed Income》4 |: u$ l& V) P% |* H; c3 G
8.《金融衍生产品 Derivative Investments》- |8 h6 N; P4 K( ?1 [
9.《另类投资 Alternative Investments》
: @: x% W5 { i: _6 M* b4 q" j10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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* l+ O, Q7 e5 Z. A: `- K8 i, x第11题：
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, \* S M* T0 f/ S! W; e+ g11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
: c; \" B( p9 z2 k- U答案登录后回复可见：
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发表于 2015-7-27 09:30:07
