【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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# z& H) n, X) @2 e, q" m% k- O9 f整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：: ~8 B0 r$ U# N# j
1.《伦理道德与专业准则 Ethical and Professional Standards》( P2 Y& {' B8 `
2.《数量方法 Quantitative Method 》
, `4 T3 v0 `9 v3.《经济学 Economics》/ x1 r0 J2 W! ^" i7 ]' [. R) T# x: z
4.《财务报表分析 Financial Reporting and Analysis》7 z X! |4 N. R0 O3 b9 {' T- n4 L
5.《公司金融 Corporate Finance》
- v4 i# o! s) a7 J6.《权益类证券产品 Equity Investment》
9 H# u4 n8 e8 l0 N7.《固定收益产品 Fixed Income》
; i |2 p; q# Q% o9 X" Y, y I8.《金融衍生产品 Derivative Investments》: c9 G( `8 d! |: t1 z# P4 T7 X% U
9.《另类投资 Alternative Investments》
0 j$ v3 [& @' d% W% ?. o( J& [( e10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
