【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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/ a- z; \! p) U( w" s, n整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：3 r. o# b0 u. ?" k4 b, m# u- r3 }
1.《伦理道德与专业准则 Ethical and Professional Standards》8 C3 @" z( F/ E4 G/ x
2.《数量方法 Quantitative Method 》( k* m- B6 E' [; h- G6 s% J; w5 n9 |
3.《经济学 Economics》- K9 I! P& N' ]; O9 ^1 Z
4.《财务报表分析 Financial Reporting and Analysis》
" r+ {: O( E! X: w) [5.《公司金融 Corporate Finance》
' }$ Z* b! G# }$ f1 [% q6.《权益类证券产品 Equity Investment》) C6 \7 x% f6 m1 q9 P$ j+ j8 O; H
7.《固定收益产品 Fixed Income》
& D2 H0 M9 ~) z3 `* ~8.《金融衍生产品 Derivative Investments》
% K% h% x8 ~% x2 ^9.《另类投资 Alternative Investments》
3 Y* e9 x$ m' P10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》( R" d1 U3 t$ k; X( a0 w" b
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: G9 }* a4 C& ?7 Z7 N% W第11题：
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' x0 v5 O) y, N2 Z11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
