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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
6 A& b! Y8 X9 l0 n U' I1.《伦理道德与专业准则 Ethical and Professional Standards》
; T: n+ R0 L5 z4 S4 e2 |2.《数量方法 Quantitative Method 》- I& l1 g7 h: `, N' s; x7 |( d
3.《经济学 Economics》2 t9 K# f. R' c4 |+ @
4.《财务报表分析 Financial Reporting and Analysis》
& B5 I7 X6 i' {" i5.《公司金融 Corporate Finance》: j& Y" W8 f; t" q' w! A
6.《权益类证券产品 Equity Investment》
' a* W. V- p! a7 \( ]7.《固定收益产品 Fixed Income》+ C) w6 z8 d* a* t, m
8.《金融衍生产品 Derivative Investments》) K! ^+ _+ C6 G0 E, c* j' l- W( u
9.《另类投资 Alternative Investments》
" H1 X' _ S/ E9 |0 [10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》& Z! o4 W8 d% ^7 U& Z$ h2 g
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6 _* d0 ]6 }( C5 \: W d' \2 _第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
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B. reasonable basis
0 c! ?. j# L" C. z* wC. priority of transactions/ T ~' {' j( e n
$ T" Q5 F# a) H; N( ~5 J答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
