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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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9 [" r4 q* H7 [+ x8 a整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
6 X; B3 G0 y( G/ T. L1.《伦理道德与专业准则 Ethical and Professional Standards》8 l, O. G" L" h! s/ t6 Z! l
2.《数量方法 Quantitative Method 》
1 x7 c: }" ^6 d, U4 a3.《经济学 Economics》
( V! K4 N/ `! r% P- B% _. d4.《财务报表分析 Financial Reporting and Analysis》
3 d# b+ ^. b$ Z. L$ ?# Q. y- u5.《公司金融 Corporate Finance》
% K: K' [7 |1 h% C3 G2 n6.《权益类证券产品 Equity Investment》- X1 n b+ W) \9 {. v) e
7.《固定收益产品 Fixed Income》' B. [3 J; e2 @# S: _8 j$ N( m+ L
8.《金融衍生产品 Derivative Investments》
5 } m. s0 C- X! J# f9.《另类投资 Alternative Investments》
0 y/ a6 `5 i9 T4 m10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》- G8 A8 U$ h: N8 P
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3 `$ P1 M; R5 \- W+ A第21题：
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# ^7 e; ~8 R# T: D" a8 r5 n21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
i' w! e# L) rA. duty to clients9 j7 K* `5 D+ C$ ]/ x/ e/ g1 `
B. reasonable basis
. `/ l/ ?/ u) Q0 ]C. priority of transactions
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2 ^8 N A) V3 U- `1 t答案和详解，登录后回复可见：4 n4 b! w# q+ n- g* }
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" D1 ~+ _# a1 y 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
