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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)* [' a2 u9 L1 [) T1 i6 `( r9 R' X2 _
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：2 N, ] F% r, ?) S1 x# ^/ R& T" J
1.《伦理道德与专业准则 Ethical and Professional Standards》/ W Z& ~0 v ]- V0 j3 x
2.《数量方法 Quantitative Method 》7 @* U7 k7 t9 `- G+ Q7 Z
3.《经济学 Economics》
& |. B6 m$ ?3 k. S% [1 f4.《财务报表分析 Financial Reporting and Analysis》& c: B' V1 a, H2 D X% E
5.《公司金融 Corporate Finance》! v5 Z- m; ]9 U& @4 `! T
6.《权益类证券产品 Equity Investment》
2 `& r- I( f+ Y; \7 Z! q# o2 W5 ]. h7.《固定收益产品 Fixed Income》
# g8 @' t4 q. J. r' C8.《金融衍生产品 Derivative Investments》
2 q, w d. j/ ?1 ?; {9.《另类投资 Alternative Investments》3 G" v D3 B3 v/ [4 H
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》6 }* c e7 w& K* z
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第21题：7 f: h0 T1 c7 w$ t
2 b8 u! ]+ h7 J* ~0 _. D. Q21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
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C. priority of transactions
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答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
