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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
( Y) _# B4 A- c) {' Q9 b, b7 l这可是内部资料哦，大家快来~ 8 ^, p" U* J- A0 ?6 Q. z2 z) Q
5 ~# N3 ~$ j- T' _8 @) a! K$ F7 s整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
4 S) S* N7 U& H! p$ X8 R1 w" X* g1.《伦理道德与专业准则 Ethical and Professional Standards》
* p) a9 z5 ~5 A! w9 y' l2.《数量方法 Quantitative Method 》+ r$ Z' Q5 h3 K1 q
3.《经济学 Economics》% J0 x1 ^$ U# l7 P, {7 g
4.《财务报表分析 Financial Reporting and Analysis》
" I) p% c$ O/ S5.《公司金融 Corporate Finance》. u8 L4 I$ S5 o; q
6.《权益类证券产品 Equity Investment》
4 @9 n8 f7 g: O7.《固定收益产品 Fixed Income》1 o# M+ t& Q- n' [3 ^+ [# t
8.《金融衍生产品 Derivative Investments》
7 e: R+ z `, z$ S+ O8 w9.《另类投资 Alternative Investments》# e$ @0 D4 ?* T; h0 A w' Q
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》) ?9 p0 M6 z# o2 u& u& p
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第1题：
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
0 m+ b3 \3 B9 o& _% \6 HA. fines for violations
6 C8 L! G, B; P- EB. revocation of membership
2 N" }+ x3 N# S0 M. qC. banishment from the industry
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3 N6 \ O$ M, V7 z$ |答案和详解，登录后回复可见：$ {5 l. w# w0 V' ~
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发表于 2015-11-7 19:00:36
发表于 2015-7-22 10:06:23
