|
|
【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
, h$ X- u/ k% v! A这可是内部资料哦，大家快来~ 9 U, X# |4 c0 F- ]
( |6 D' J* n9 v2 C
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
5 I% }* g8 _- D9 p$ g! i1.《伦理道德与专业准则 Ethical and Professional Standards》 w9 l+ ?6 s e
2.《数量方法 Quantitative Method 》3 y& m# K( X4 X, p7 h
3.《经济学 Economics》
! t3 ^/ o: ~$ x4.《财务报表分析 Financial Reporting and Analysis》
) F( n, X" I1 e$ P/ J1 y5.《公司金融 Corporate Finance》
1 c. ~. y% a; q% m, h6.《权益类证券产品 Equity Investment》3 F8 I* t: o" q0 x3 M! {
7.《固定收益产品 Fixed Income》, P4 q- z( K4 e3 F5 M: p
8.《金融衍生产品 Derivative Investments》
' A; y4 J' u7 r* P- g3 z9 f9.《另类投资 Alternative Investments》: Z6 e4 _( n; S6 ~; o2 L; l/ w
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》* F7 L# d8 M9 N7 h; b
$ d" i( h0 |- S3 ?0 W* M7 ~. ?1 h% o
————————————————————————————————————————————————
0 [# v, Z: W* X5 e4 a8 R& L
( a+ p3 M% g* v' s第1题：% M( z/ f0 [; q- [- r/ \1 c
; |5 e+ ~+ `2 }4 U) e3 n( w1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
! q- u3 p! U/ h, _- j/ ?A. fines for violations# f& K7 W1 G+ f4 r
B. revocation of membership1 K$ G; e `* \: ]8 K7 B8 u; P: o4 Q5 O
C. banishment from the industry* g: \( n! w9 c; {
! x6 \5 O7 G3 a9 O: Z6 J: V
答案和详解，登录后回复可见：2 k" u- e# c- b: m
|
|
[复制链接]
发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
