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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)( z5 e, A# f7 r/ B' K8 X
这可是内部资料哦，大家快来~ - Q7 C! ~+ y! h5 m/ E( X
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：0 A4 X3 j5 \2 c8 k- d) V
1.《伦理道德与专业准则 Ethical and Professional Standards》 o; x9 j! f3 [3 c
2.《数量方法 Quantitative Method 》
% ?! n* b- K4 ~$ l3.《经济学 Economics》& E% g) p P7 y6 S" o0 n/ j0 d& B
4.《财务报表分析 Financial Reporting and Analysis》
" O y5 Q- @1 ]9 H1 k5.《公司金融 Corporate Finance》
# Y" ?- F' l& C# i) c6.《权益类证券产品 Equity Investment》
3 d* D& q7 F3 D( s. A% S [7.《固定收益产品 Fixed Income》
- ]& e7 w. w; Q8 m8.《金融衍生产品 Derivative Investments》& o, C3 _1 E# Q
9.《另类投资 Alternative Investments》
- A/ }7 ]# D+ m10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》# D3 G5 p9 b, O! S( ^
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* Q2 ?' I3 X& C. U( V! B: p第1题：
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: ! X- w0 b, e( O5 m! C- s
A. fines for violations/ O; S2 E+ c; L" D$ k) m% E
B. revocation of membership
Z0 d& l w. x; ~! X' |* HC. banishment from the industry2 i+ L Y( M4 ?. X$ M# f0 w
. [5 t" `' m: N9 x+ b+ H8 o答案和详解，登录后回复可见：
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
