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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)) R3 f4 ]7 I) \* L/ C8 t- O
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
* E7 h/ e6 ~8 V8 b7 i1.《伦理道德与专业准则 Ethical and Professional Standards》$ d( P4 \$ K- X- \$ E9 m& }. b
2.《数量方法 Quantitative Method 》
- K, |/ M2 a# W3.《经济学 Economics》/ g) ]* R' g7 R/ ^, Z
4.《财务报表分析 Financial Reporting and Analysis》
# x3 t- m8 F/ ~# B) X' o: t5.《公司金融 Corporate Finance》! K, ~0 i6 H( Q7 y$ \
6.《权益类证券产品 Equity Investment》
7 P) b' R2 i1 v. s/ q7 \7.《固定收益产品 Fixed Income》' t4 e- L( k j
8.《金融衍生产品 Derivative Investments》* C6 A# G- e2 x2 r: ]; h5 E0 Y
9.《另类投资 Alternative Investments》" k6 m7 }3 v$ d3 F% t
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第1题：
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2 Y( ^' p6 T* ^' I* L% b4 _1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
+ F- t' N1 Y. E t% j# TA. fines for violations
! [& u5 Z( o# @5 `6 P: {2 yB. revocation of membership
8 a0 U+ D2 D- r K- kC. banishment from the industry
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4 t G- p% H# n7 p1 a* Z+ k答案和详解，登录后回复可见：$ N" _& c$ p( f5 @3 B: \2 J7 D! v
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发表于 2015-7-22 10:06:23
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发表于 2015-11-7 19:00:36
