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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)& H- d. V! W2 X
这可是内部资料哦,大家快来~
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, ?! c( ^' T8 L# z整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:: @* z, w% _% h* R
1.《伦理道德与专业准则 Ethical and Professional Standards》& Z% O+ K6 v4 S3 _& P8 w
2.《数量方法 Quantitative Method 》
W* ~5 b7 a% O$ f. N. ]! k! K3.《经济学 Economics》
$ N2 Y8 H/ s% {8 v4.《财务报表分析 Financial Reporting and Analysis》
, V/ Z, X1 C) ^) m# F0 O3 f! D) t4 k4 b3 O5.《公司金融 Corporate Finance》3 f' \( [+ Q5 C
6.《权益类证券产品 Equity Investment》
5 m9 x2 u! p6 y9 p: W7.《固定收益产品 Fixed Income》* [7 j% H! L: x
8.《金融衍生产品 Derivative Investments》
" V5 S) v7 y) w& `! v- Y5 s9.《另类投资 Alternative Investments》. r. p6 @) R) n6 I+ H1 b
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》& d b6 P! X/ L" F! N
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第1题:
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: * V$ w5 W6 w' I" \
A. fines for violations* k# _3 K5 G& s m6 O: k
B. revocation of membership" H# }! Y3 r2 I1 M5 w5 C0 ]
C. banishment from the industry# P9 T& |. j2 l, X& e# w
- i6 U, c* o V3 V答案和详解,登录后回复可见:
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