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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
. r) M- N0 G6 J1.《伦理道德与专业准则 Ethical and Professional Standards》
4 X+ ^) Q% @4 @2 D2.《数量方法 Quantitative Method 》7 b! u, g& y) ?5 m5 M% }
3.《经济学 Economics》$ M0 {* Q9 D7 n0 H7 F
4.《财务报表分析 Financial Reporting and Analysis》9 K' l; B$ O# p' f
5.《公司金融 Corporate Finance》6 u) r2 h& F: J2 r. \6 w
6.《权益类证券产品 Equity Investment》1 e2 z+ r D! f* R# N" u
7.《固定收益产品 Fixed Income》
: K5 g8 [; l% S! R5 C8.《金融衍生产品 Derivative Investments》
. Y# D& z" `$ v: |; A" ]9 |) j9.《另类投资 Alternative Investments》
* H0 a' w. i9 ~" l10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》/ k" z4 ]% _& U0 [" m
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) M9 p% C1 o; a7 A' Q# T: o第1题：
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: 1 I9 Y/ m7 ?; H1 P F) D
A. fines for violations" W3 W; D, h* T
B. revocation of membership
) U- o4 O }/ w% L% xC. banishment from the industry F" H# v, F) W2 r/ A
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答案和详解，登录后回复可见：
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
