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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
8 `* Y; m) D4 E; \$ `9 Q这可是内部资料哦，大家快来~
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Z0 n! k9 L# u! T+ m' a整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
9 Z, F" h2 j* p& V4 u! ~( e' U1.《伦理道德与专业准则 Ethical and Professional Standards》3 F0 e/ E9 g+ M9 r2 w$ h
2.《数量方法 Quantitative Method 》
& a- G- x) g# c6 |3.《经济学 Economics》
$ U1 s/ z$ k+ t% e% r3 t4 E4.《财务报表分析 Financial Reporting and Analysis》
7 Z4 |6 g7 c& j9 U5.《公司金融 Corporate Finance》
1 z$ S! m0 x& I6.《权益类证券产品 Equity Investment》' T+ I9 i1 ~! \+ k2 u- N
7.《固定收益产品 Fixed Income》
$ A2 M3 l8 l! h/ b: u$ h8.《金融衍生产品 Derivative Investments》) }3 Y3 p6 }; R2 i3 v2 p2 g
9.《另类投资 Alternative Investments》+ ?* ~$ ^9 {: i# l8 C0 b
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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$ \: V ^9 g2 W/ w第1题：. j" l8 |* X0 v1 S" |
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: * p- K8 p9 j7 x" y7 f9 Z
A. fines for violations
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C. banishment from the industry9 p: J+ d& q+ s8 ~3 p) q
' C0 [: Z, H. i; `6 p& D0 N3 p答案和详解，登录后回复可见：
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发表于 2015-7-22 10:06:23
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发表于 2015-11-7 19:00:36
