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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
# O, o& v o* |. \这可是内部资料哦，大家快来~
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" g+ U* R2 C7 K H+ |0 g# p1 n整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
: ^7 y1 a0 V) @+ n! S1.《伦理道德与专业准则 Ethical and Professional Standards》) Y& t1 I+ F. W) X
2.《数量方法 Quantitative Method 》, w z) s* @ f' Y0 Y8 ?+ k; `6 X
3.《经济学 Economics》( {& C. g# J+ k2 R3 H9 [! Q7 U' O, `4 Y
4.《财务报表分析 Financial Reporting and Analysis》7 Z/ r2 f/ }3 k# q U- S* x( N
5.《公司金融 Corporate Finance》' i& V. c: U& k6 C% `5 q6 x
6.《权益类证券产品 Equity Investment》
" u* b6 l" l* I r" i7 O; k7.《固定收益产品 Fixed Income》
/ _1 H% K* h; R, U9 q0 u. F, y1 V8.《金融衍生产品 Derivative Investments》9 g0 d8 o3 |2 D
9.《另类投资 Alternative Investments》2 Y9 J$ ~- X+ K% u+ {
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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; E+ n( R1 `1 y9 I* w) b第1题：$ Y7 @1 N) |8 m* j' Z% q" [% H
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: 4 ^* j+ B4 _ N' [2 t
A. fines for violations
# X; H2 l- X$ z# V0 i8 s. uB. revocation of membership
& t$ ]) k3 B! w6 r cC. banishment from the industry
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答案和详解，登录后回复可见：3 P) h; j5 F& e) Q2 |
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发表于 2015-11-7 19:00:36
发表于 2015-7-22 10:06:23
