【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q2(含答案)

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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q2(含答案)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案和详解：
1.《伦理道德与专业准则 Ethical and Professional Standards》
2.《数量方法 Quantitative Method 》
3.《经济学 Economics》
- W' F! A5 L- [4 [- n4.《财务报表分析 Financial Reporting and Analysis》
8 O" k$ m) M2 Y( Z5.《公司金融 Corporate Finance》
( }$ j2 d3 E/ \6.《权益类证券产品 Equity Investment》
7.《固定收益产品 Fixed Income》
: D" `+ ]" K) Z; r8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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! A/ q  |# S6 f7 l& [第2题：

; |1 B. E+ v- K7 \2. Sato Kashingaki, CFA, is a financial advisor who practices in multiple jurisdictions. In his resident country, Country A, he is not required by law to hold a financial advisors license but he is required to uphold a fiduciary duty to his clients. In Country B, authorities require him to hold a financial advisors license but he is not expected to uphold a fiduciary duty to his clients. In Country C, authorities require both a financial advisors license and an asset management license in addition to upholding a fiduciary responsibility towards clients. In which of the three countries does Kashangaki have the duty to adhere to the CFA Code and Standards over local laws?
A. Country A
$ s& r- m2 O3 B5 ~8 b. RB. Country B
C. Country C
0 M- Z1 P+ k4 A
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$ A( C* x  p5 M4 L

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