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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q10(含答案): }2 R1 t3 R2 Y% c
这可是内部资料哦，大家快来~ & ?" Y5 b9 S1 q2 ?7 f
3 x" O- `& F. J, ]整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：3 c7 g1 H1 n9 @- Q1 S
1.《伦理道德与专业准则 Ethical and Professional Standards》. ~ _8 Y/ g" o
2.《数量方法 Quantitative Method 》
5 C0 F/ Z! Q' y* N5 p" E3.《经济学 Economics》
4 ], w7 A3 O& P% h; h' K" @* O4.《财务报表分析 Financial Reporting and Analysis》
1 ^% n. ~0 R; r9 p$ A5.《公司金融 Corporate Finance》
: E q M6 m: _% k$ Y- z! b4 i4 U6.《权益类证券产品 Equity Investment》+ L1 c) C- v z, y" X
7.《固定收益产品 Fixed Income》. |+ Q. `+ Z2 z$ D
8.《金融衍生产品 Derivative Investments》0 e: H' o2 j2 U L" H
9.《另类投资 Alternative Investments》9 _5 ^; S: c1 o8 b3 |7 E
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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, ~ \/ t; K' O& S A4 m* V" e2 X第10题：
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10. While waiting in the business class lounge before boarding an airplane, Becca Msafari, CFA, an equity analyst, overhears a conversation by a group of senior managers, including members of the Board, from a large publicly listed bank. The managers discuss staff changes necessary to accommodate their regional expansion plans. Msafari heard several staff names mentioned. Under what circumstances could Msafari most likely use this information when making an investment recommendation to her clients?
* p: H/ g8 y! n- ZA. Under no circumstances
9 r. K) F" Q' `* K/ KB. If she does not breach the confidentiality of names of staff
A) U9 F- o9 OC. If the discussed changes are unlikely to affect the public perception of the bank8 j; ?% Q4 ]( [" ?0 A
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答案登录后回复可见：' j U- }# k. _; ~, Z9 k4 e* d
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发表于 2015-7-26 09:30:01
