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本帖最后由 catherine 于 2015-7-29 10:08 编辑 * B2 W! S6 _6 z' e, b
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)% t2 i: f& O4 B2 d4 v
这可是内部资料哦，大家快来~ - N9 [0 Q* P0 ]4 u& e
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：4 t+ x/ c1 B0 p4 B7 t
1.《伦理道德与专业准则 Ethical and Professional Standards》1 `, y! u# U; ?3 e: y+ K7 P) ]
2.《数量方法 Quantitative Method 》$ Q# u" k! m1 ?6 ^* j
3.《经济学 Economics》
) f+ l# W7 e5 K* U* G$ O) j \) d* g1 v4.《财务报表分析 Financial Reporting and Analysis》3 _* }& ~) S8 G; t& J) n; v
5.《公司金融 Corporate Finance》) I* E$ A2 P' J' v( B
6.《权益类证券产品 Equity Investment》6 ]1 o- \5 n2 _# y
7.《固定收益产品 Fixed Income》
8 I5 w5 x4 v1 G8.《金融衍生产品 Derivative Investments》
1 B4 |4 L0 F, K4 E9.《另类投资 Alternative Investments》( f4 O" W4 d( M* }
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第13题：
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" P P4 J9 l" a% [; ]2 J7 ~6 V E13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:( @* {" E: z) Z! V9 X/ N& t
A. states that members should treat all clients equally
( Z9 n# @+ b- _B. imposes a duty with respect to both clients and prospective clients* {* Q c2 I7 y; k' `- c
C. pertains to both investment recommendations and investment actions; P5 m9 C* I$ V" s* } T
& j. [! f) h$ c) ^+ T* R答案登录后回复可见：
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发表于 2015-7-29 09:30:01
