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本帖最后由 catherine 于 2015-7-29 10:08 编辑
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* v, k% B. `6 d$ L2 {3 J【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)8 J0 G8 h7 g) A0 a1 s, P
这可是内部资料哦，大家快来~ 9 B/ t8 V( u' ^
2 s" ~# x! S' i* E整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
' q4 p' _( B& I' x+ v1.《伦理道德与专业准则 Ethical and Professional Standards》
R" l- ~$ m5 p& Z2.《数量方法 Quantitative Method 》
# X; @% N% c; u8 ^7 i1 K3.《经济学 Economics》4 Y9 {* x% h; _- U
4.《财务报表分析 Financial Reporting and Analysis》
/ r4 C* |5 x, R2 c* C5.《公司金融 Corporate Finance》
- I+ _. A" l" u6.《权益类证券产品 Equity Investment》
\9 _, ], n: D* z- u4 x7.《固定收益产品 Fixed Income》! t* y/ n5 E. j m8 k
8.《金融衍生产品 Derivative Investments》
, C9 ^, d$ y0 \8 J7 D$ h6 |. `9.《另类投资 Alternative Investments》
& t) G; y$ b- k# H \% r10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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- Q9 s* i( s: I: U9 L6 `# _) T第13题：
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
# } R; h p/ i) ?9 @6 T9 k) W. [; dA. states that members should treat all clients equally
) {* ]- X% U9 M- ~- O4 wB. imposes a duty with respect to both clients and prospective clients
( O, A4 k5 X; N' f2 t& OC. pertains to both investment recommendations and investment actions
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答案登录后回复可见：/ I2 Y% Q0 z% _
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发表于 2015-7-29 09:30:01
