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本帖最后由 catherine 于 2015-7-29 10:08 编辑 $ s1 X# k, i1 f, { Y& M
- D# g" m/ b( a+ _) h【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
$ Q1 j, F, u8 M5 B( e* O这可是内部资料哦，大家快来~ 0 A% Q% N8 D" J. Z) a8 Q9 I1 x* g
9 A: U" b+ ?# w3 L# @) L: n整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
2 e1 w F5 V1 c1.《伦理道德与专业准则 Ethical and Professional Standards》
' _4 g& t' L- N( E; l2.《数量方法 Quantitative Method 》3 v4 E3 p" P; \: f, f1 t
3.《经济学 Economics》" k! ^+ k$ A" S8 }% O
4.《财务报表分析 Financial Reporting and Analysis》
9 @8 I. m) L& B+ g L$ [5.《公司金融 Corporate Finance》% n7 ?8 {7 F, k& C% `$ w4 G: \
6.《权益类证券产品 Equity Investment》
: ^, D' b2 h5 x( b+ f7.《固定收益产品 Fixed Income》
/ a( h0 T6 J1 ^8 V0 d) t8.《金融衍生产品 Derivative Investments》0 ]6 R: X+ M' J$ W3 P
9.《另类投资 Alternative Investments》
) x9 `% W5 R$ w6 E10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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5 d7 F6 u; m* l3 ?6 }7 b6 S5 ^/ e+ I————————————————————————————————————————————————
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第13题：! i* L1 s9 L9 P- R- E% n5 e! z
/ }. p: i' t1 L7 Z5 |, w13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
% O" {+ a% l* U! K( m! a! L( U9 NA. states that members should treat all clients equally9 k4 y1 `4 ~: t. i, f
B. imposes a duty with respect to both clients and prospective clients
9 X& c# r2 I9 q9 E5 d# F3 E" M7 b2 ~C. pertains to both investment recommendations and investment actions& H6 L$ h7 ]+ C, ^+ e: q1 E8 y5 P0 i, X
) {4 O' \5 b# _& q: j- A) q7 e! o, k答案登录后回复可见：
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发表于 2015-7-29 09:30:01
