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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)1 A% g, D" f, e$ J
这可是内部资料哦，大家快来~ & g5 |; ~! j5 ?
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：5 h+ R9 ]: H* U% I
1.《伦理道德与专业准则 Ethical and Professional Standards》! h9 O3 j! N; C- D- j% j
2.《数量方法 Quantitative Method 》8 {/ A6 T3 B# H z* U: s. M2 k& `
3.《经济学 Economics》9 z% `. z1 S R
4.《财务报表分析 Financial Reporting and Analysis》
3 ^' b9 ~( z3 ]# t5 n K) D5.《公司金融 Corporate Finance》
( J2 y( a' U0 J+ s3 w6.《权益类证券产品 Equity Investment》' c& t X. t5 h* |
7.《固定收益产品 Fixed Income》
& Q: l# q2 w6 `+ h% c, X8.《金融衍生产品 Derivative Investments》
9 G/ g, M1 @+ ]; W) d4 x2 n9.《另类投资 Alternative Investments》
/ P/ @: p, W u4 j10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第15题：
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. y0 f0 Z& i# v; V/ {! X' ~$ d% c15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards? Q( M' [+ \, r; ~( j1 O
A. No" Y9 i/ N% W* z
B. Yes, with respect to suitability
$ _- i P* d; @- yC. Yes, with respect to diligence and a reasonable basis
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答案和详解，登录后回复可见：% o. m" i% W+ h( D9 ^
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发表于 2021-1-18 12:18:47
