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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)/ Z) g V1 Y& H6 R: q. U
这可是内部资料哦，大家快来~ 9 @% h6 ~" x5 p/ ?2 V6 @" A
( k0 ?3 _$ H9 C/ d& r. u5 P' L整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
* c+ P) N: V. C! F: L% E1.《伦理道德与专业准则 Ethical and Professional Standards》" \, X4 x# o/ o- e3 D
2.《数量方法 Quantitative Method 》; L- U; v4 R8 p2 I' N+ h
3.《经济学 Economics》0 r' a) m$ ]! h% u) N5 l" A/ u8 F
4.《财务报表分析 Financial Reporting and Analysis》
- N" c2 z! \7 c, H- C+ A( @5.《公司金融 Corporate Finance》
% J l8 M; d9 Q- q6.《权益类证券产品 Equity Investment》* C! w" F4 X+ u8 y+ X
7.《固定收益产品 Fixed Income》
* x. R- ]2 F8 w8.《金融衍生产品 Derivative Investments》
/ ]. { n3 t9 \3 r; \9.《另类投资 Alternative Investments》
5 P& R& F3 B. i& ~2 p+ |' u10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》. [+ P! V* u. `/ F3 F' P6 r/ z
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第15题：
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$ \4 q; \1 B) V4 m$ r15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?
3 i4 \9 q0 Z- r. N/ e8 xA. No
$ X& ~6 V4 q9 R; R9 {B. Yes, with respect to suitability
+ M/ P( ]8 I" o7 v& g& H* ~C. Yes, with respect to diligence and a reasonable basis
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答案和详解，登录后回复可见： a% u- R+ |; W" ?/ J5 x% L
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发表于 2021-1-18 12:18:47
