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高顿CFA - L1 - 阶段测试30题 - Ethics - Q22 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
) v7 h( p& z- t+ p1 u6 @' B1.《伦理道德与专业准则 Ethical and Professional Standards》
' y3 I; R4 e6 m/ y% t Q6 \2.《数量方法 Quantitative Method 》) u6 m$ c9 T' R7 W; f6 d' T
3.《经济学 Economics》9 | d' { t+ f, M
4.《财务报表分析 Financial Reporting and Analysis》
% s- M7 `- F" u! \+ J: }5 P5.《公司金融 Corporate Finance》5 l7 n" s% F) z: i6 L
6.《权益类证券产品 Equity Investment》& }4 e w' t9 |4 K/ P
7.《固定收益产品 Fixed Income》
4 ~* t! {& ~$ p. D4 D+ u# h8.《金融衍生产品 Derivative Investments》% U4 B& K$ _ l9 `$ Q0 {4 z* N3 v
9.《另类投资 Alternative Investments》/ T% r# k* d P1 }7 _
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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- a) r% {4 t! q7 H' u6 u第17题：( p1 c3 a% `1 R$ I8 w$ D9 s4 C6 }
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22. Lawrence Hall, CFA, and Nancy Bishop, CFA, began a joint research report on Stamper Corporation. Bishop visited Stamper’s corporate headquarters for several days and met with all company officers. Prior to the completion of the report, Bishop was reassigned to another project. Hall utilized his and Bishop’s research to write the report but did not include Bishop’s name on the report, because she did not agree with Hall’s conclusion included in the final report. According to the CFA Institute Standards of Practice Handbook, did Hall violate any CFA Institute Standards of Professional Conduct?8 s9 C6 r' u L: b7 Q! J9 N
A. No. y- z$ T7 n. W+ w, r' r# A
B. Yes, with respect to misrepresentation
9 D5 g e, ?8 ]+ OC. Yes, with respect to diligence and reasonable basis3 P3 a ?# u. C
" J+ ]2 F$ M5 M8 V7 k7 _答案和详解，登录后回复可见：. b: y7 m. U6 j1 i. I+ I, e4 u
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) {' e8 ~0 N2 P1 }; ~, d 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2017-10-20 14:44:38
