|
|
高顿CFA - L1 - 阶段测试30题 - Ethics - Q23 (含答案详解)
3 _. q( k% e$ I v* L这可是内部资料哦，大家快来~ / f. [6 s" Z6 I
x/ q! t: T( M
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
- e" D4 X+ T! e ~* q) c1.《伦理道德与专业准则 Ethical and Professional Standards》
# U1 }: n, K O3 m$ E2.《数量方法 Quantitative Method 》
1 g7 B6 U# F# F9 g( F( w: K3.《经济学 Economics》
7 @1 ^ W. Y% {% ?9 G9 p+ p4.《财务报表分析 Financial Reporting and Analysis》
! z8 r% R2 S) h q" G5.《公司金融 Corporate Finance》
/ |$ @) ^9 G+ E! `. S! Y& ^6.《权益类证券产品 Equity Investment》% [' t2 ?8 P% K
7.《固定收益产品 Fixed Income》
9 q5 L$ _4 Q9 K/ d8 i8 v2 j: N8.《金融衍生产品 Derivative Investments》
$ L$ r3 ?2 M1 A y4 I& I; a/ W9.《另类投资 Alternative Investments》
/ N0 C8 b! x4 \6 v10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
2 X% s- ~0 N6 f
$ Q; f3 s/ r! l4 R* H. [, Z————————————————————————————————————————————————1 I2 {' n2 L8 ]1 Q$ I% V+ V: C
! w V: |# @4 e/ q" u
第23题：
- {- z3 P: `5 j9 o2 Q9 c& U# u- ^: o, }
23. Joyce La Valle, CFA is a portfolio manager at a global bank. La Valle has been told she should use a specific vendor for equity investment research that has been approved by the bank's headquarters. Because La Valle is located in a different country than the bank's headquarters, she is uncomfortable with the validity of the research provided by this vendor when it applies to her country and would like to use a local vendor on whom she has already conducted due diligence. Which of the following actions concerning the research vendor should La Valle most likely take to avoid violating the CFA Institute Standards of Professional Conduct?/ }- \# J) S9 K) q: @! ~; B
A. Use the local research vendor
* W/ h* R- k+ J6 H6 F5 _B. Use the bank-approved research vendor
; M% y! I9 r. P$ `0 A# mC. Use both the local and the bank-approved research vendors5 s8 u0 T! Y0 U% u# x+ P
" o7 S1 y* T6 p# p
答案和详解，登录后回复可见：
, }' ]! V: W( X" u, Y! Y1 H: I* l( J9 _4 v# j7 Z# r6 _
# L9 c. x1 x7 G" d
 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
|
[复制链接]
发表于 2015-8-2 09:00:06
