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高顿CFA - L1 - 阶段测试30题 - Ethics - Q25 (含答案详解)% g! y- f1 ~1 \8 a( R8 D9 @
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
" {& B& E& f: v R& a1.《伦理道德与专业准则 Ethical and Professional Standards》7 F% |- N% X1 F5 y1 V
2.《数量方法 Quantitative Method 》3 [* L% U1 Z* h# O
3.《经济学 Economics》
/ d1 W2 c. A* ^( f2 |4.《财务报表分析 Financial Reporting and Analysis》
( ~- o. J6 K! V) Y3 k! Q% T+ W5.《公司金融 Corporate Finance》
2 F+ {' J4 E2 Y. q6.《权益类证券产品 Equity Investment》4 O& N! `- r" P. y. p; D
7.《固定收益产品 Fixed Income》
- N% W7 P: R2 i& r/ G8.《金融衍生产品 Derivative Investments》; S- ~3 L/ n. h( j0 x9 D5 p9 u2 G
9.《另类投资 Alternative Investments》
`& `' n( S) D3 M4 ^' _. I10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》' @! E) m" ~! G F9 t% U" V
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第25题：
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25. Yao Tsang, CFA has a large percentage of his net worth invested in the Australian mining company, Outback Mines, which he has held for many years. Tsang is in the process of moving to a new employer where he is responsible for initiating research on mining companies. Shortly after his move, Tsang is asked to complete a research report on Outback. In order to meet the CFA Institute Standards of Professional Conduct concerning his stock holding, which of the following actions is most appropriate for Tsang to take?
$ @. ]0 P: ?! C: ?' E# K# WA. Disclose his stock holding to his employer and to clients
( u/ f2 q% b( o# F4 c* O/ y, sB. Sell his stock holdings to eliminate any potential conflict of interest- T b( A$ X7 [: F1 O/ H
C. Refuse to write the report and ask his employer to assign another analyst to complete the analysis; i* G2 I7 F0 `$ [; ]' T. p
# [2 V' V! @* S6 V答案和详解，登录后回复可见：
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发表于 2015-8-3 09:00:24
