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高顿CFA - L1 - 阶段测试30题 - Ethics - Q28 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
3 r7 r( @) v) o: g' F1 m: z1.《伦理道德与专业准则 Ethical and Professional Standards》$ u5 n# c* @! A, m
2.《数量方法 Quantitative Method 》
: z* v6 g: F/ Q( K+ R" n3.《经济学 Economics》 T7 f+ ~8 z p" z) J! O) q: Q
4.《财务报表分析 Financial Reporting and Analysis》) t& m; c+ G8 x+ a2 F% L
5.《公司金融 Corporate Finance》
h8 E1 ^4 z+ d2 q8 ~9 v6.《权益类证券产品 Equity Investment》1 {: C( ]8 V3 P- h" J
7.《固定收益产品 Fixed Income》6 ~, W* v) [5 e4 A
8.《金融衍生产品 Derivative Investments》
/ @; D/ ]) K9 m z3 a9.《另类投资 Alternative Investments》8 U j0 b/ b# _8 B$ L8 F9 n
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》# p% u$ e4 }) P9 q% o. v
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+ g8 L$ G, h/ _( A: V" v7 X第28题：
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* x% M( b+ I, | |7 `" n28. Kazuya Kato, CFA, is a widely followed economist at a global investment bank. When Kato opines on economic trends, markets react by moving stock valuations considerably. When Kato receives information of a temporary oversupply of rare earth metals, he issues a forecast that price trends for rare earth metals will be down significantly on a long-term basis. Kato also secretly sells his report to a widely followed Internet site. Prior to issuing this forecast, Kato emailed all portfolio managers at his bank with a copy of his report indicating that his opinion would be reversed shortly so there will be trading opportunities. Kato least likely violated which of the following CFA Institute Code of Ethics and Standards of Professional Conduct?& b3 o$ ?* b" S/ G
A. Market Manipulation
$ `! }. A! S. M# x! G7 T5 LB. Priority of Transactions. y7 b8 T5 E/ n i2 \% i
C. Additional Compensation Arrangements5 U* r) w- L" y
& ~7 p( I0 p2 ]: ~( g答案和详解，登录后回复可见：
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发表于 2015-8-4 09:00:02
