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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：7 J* p1 {5 H1 k. t# i# U
1.《伦理道德与专业准则 Ethical and Professional Standards》+ ^/ i! M7 D4 A! R: {1 i- e
2.《数量方法 Quantitative Method 》
$ i) p0 ^4 L1 G3.《经济学 Economics》
9 S1 E* W- J6 w5 B. e, x5 A+ ~4.《财务报表分析 Financial Reporting and Analysis》3 E# q8 |" L' k# n9 ]
5.《公司金融 Corporate Finance》
4 _; ^, B" X+ V( |8 X2 j) j$ C6.《权益类证券产品 Equity Investment》
/ P5 f& A0 L2 l; P1 w2 ?+ e7.《固定收益产品 Fixed Income》
4 q) W# B! S, X' Z8.《金融衍生产品 Derivative Investments》/ p7 L! O0 R, E! r7 P: |
9.《另类投资 Alternative Investments》
" J- V/ R, D2 g2 v. d* R10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第29题：
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29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:
/ X9 |' e! c& U/ F"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”
9 ]7 U, J3 u- F; ~+ J; w1 QKlun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:$ q4 X+ I$ p, d& z& ]9 A% z( V
A. CFA Institute
" w# B6 E$ r6 A" ]B. CFA Program
# Z4 m& S3 l5 [5 V3 ^C. CFA Designation
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答案和详解，登录后回复可见：3 P) E" ]$ k7 H0 U2 L. S% {* @
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 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-5 09:00:15
