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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)
% ^6 V5 W; s. H7 B9 p% [这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：) W! u' F) d: F4 d+ `3 S* ]7 E
1.《伦理道德与专业准则 Ethical and Professional Standards》
8 Y4 v3 K0 a t: Z2.《数量方法 Quantitative Method 》
+ z8 L7 o, J7 O4 V4 {3.《经济学 Economics》
& `/ x% W. Y7 J/ d* \4.《财务报表分析 Financial Reporting and Analysis》
, H* A$ p8 Q4 D: W# [5.《公司金融 Corporate Finance》8 I1 a0 C Z- Z6 e4 ^
6.《权益类证券产品 Equity Investment》* _# A5 Z8 f# p# P9 [6 `
7.《固定收益产品 Fixed Income》
, z1 R6 I+ B* w1 Y( {' Y8.《金融衍生产品 Derivative Investments》
2 s; q1 Q1 C7 W K- m, m7 w- C9.《另类投资 Alternative Investments》
, b3 V5 v8 s C$ D+ [10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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7 V5 l! U' h H7 ?第29题：
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: _/ [1 a0 ]; Y4 c P0 m" k29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:
- X4 w3 t4 `, ?9 ^1 S"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”
9 q; T& ?$ p3 b9 Y1 Q1 D9 cKlun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:& S2 D, Y9 c: ]% k( Q, n
A. CFA Institute
+ |, W |, ^/ S b) OB. CFA Program
* ?/ W0 X" e5 s$ S% B6 B& K% fC. CFA Designation
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答案和详解，登录后回复可见：& T( }" G7 d' X; S4 X
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+ o5 E9 x. f9 `- c: @+ C 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-5 09:00:15
