CFA论坛,CFA考试,CFA培训_专业CFA论坛

搜索
查看: 5383|回复: 3
收起左侧

[每日一练] CFA考试每日精选练习题【12.16】

[复制链接]

70

主题

83

帖子

367

积分

版主

Rank: 20Rank: 20Rank: 20Rank: 20Rank: 20

积分
367
发表于 2015-12-14 18:47:54 | 显示全部楼层 |阅读模式
Question:9 G2 q5 T) u7 `

7 Y# D' _1 v1 ?- m$ SBart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?; Y: |+ L* [+ E; _3 z) X1 H

' f% w5 O$ A- B7 O0 m. p0 rA. The Standards do not apply to Wiley’s conduct.* s9 i8 a" A" ^$ O2 c

  y5 @1 j: i" L+ Q* zB. The Standards require Wiley to comply with the agreement with his former employer.2 N9 a" U, O8 h# K

! g( h1 H! M. I) [* a: |& O3 hC. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.! r9 w, E* o9 X* P0 e

2 S- |8 _8 J% M6 \# t4 D回复见答案和详解!* Z8 w* A5 g. U" R
游客,如果您要查看本帖隐藏内容请回复
0 }1 {3 L* O2 b

: m4 {3 z! I7 d8 Y- Y
一起学CFA !【关注微信:CFA-VIP】17CFA!PASS!CFA
回复

使用道具 举报

0

主题

0

帖子

4

积分

新手上路

Rank: 1

积分
4
发表于 2015-12-17 13:02:48 | 显示全部楼层
kankankankan
回复 支持 反对

使用道具 举报

0

主题

102

帖子

291

积分

初中生

Rank: 4

积分
291
发表于 2019-5-20 13:18:59 | 显示全部楼层
。。。。。。。
回复 支持 反对

使用道具 举报

0

主题

93

帖子

195

积分

初中生

Rank: 4

积分
195
发表于 2020-12-4 10:44:27 | 显示全部楼层
777777777777777777777777777777777777777
回复 支持 反对

使用道具 举报

您需要登录后才可以回帖 登录 | 注册

本版积分规则

快速回复 返回顶部 返回列表