【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：3 S# n+ \' s/ C" [! y- Q) P
1.《伦理道德与专业准则 Ethical and Professional Standards》& C8 w- V/ p- a- e: B8 \
2.《数量方法 Quantitative Method 》
! A# W/ m" S* b# R% E [. O3.《经济学 Economics》3 {3 a3 G. B5 o" F; s- m& D' ?: S
4.《财务报表分析 Financial Reporting and Analysis》0 c& D5 c$ @1 q* w& g* f* V7 E! x. y
5.《公司金融 Corporate Finance》
0 i+ ?5 D' S% L. E; t6.《权益类证券产品 Equity Investment》* z& m7 D; |2 c o$ Q
7.《固定收益产品 Fixed Income》
2 j+ b; {( _, M; D8.《金融衍生产品 Derivative Investments》 r! `7 y' d4 Y; E1 v2 m
9.《另类投资 Alternative Investments》 H# e6 D( Z0 p; C: @5 k' [, L
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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: k0 J0 [4 U3 G3 c第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
