【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)$ h( y9 d" F0 V8 M$ x, u
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0 O5 I2 c; g8 p1 a- |% O3 ]4 T整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：) ^; v9 ~7 b0 s& f2 K7 J
1.《伦理道德与专业准则 Ethical and Professional Standards》
% _% n1 L' w' h: e2.《数量方法 Quantitative Method 》! s6 V5 Q+ v. W% t
3.《经济学 Economics》
$ \! p& P! w: O0 G4 Z4.《财务报表分析 Financial Reporting and Analysis》6 x/ w. o4 l2 q* `0 l. Y4 m. ]
5.《公司金融 Corporate Finance》
/ d$ c/ O0 a6 B# S7 z7 L6.《权益类证券产品 Equity Investment》% S1 j- }! W Z9 c7 B& o' c
7.《固定收益产品 Fixed Income》
: S6 H7 F' [) Z* J+ m8.《金融衍生产品 Derivative Investments》7 g" w7 I; H6 w& ^5 U. O
9.《另类投资 Alternative Investments》
4 z: F6 y$ ?; d) u7 w: Q10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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& s; a0 J5 O8 a. ?/ l9 a) r9 p d第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues " S& ^. e) B. u3 G, k) e
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发表于 2015-7-27 09:30:07
