【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案); t2 W% H/ J: H7 T. h, f: k9 E
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. ]/ \8 m, J8 |/ x2 l整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
+ q8 w3 T4 {' c8 [8 L5 h! o1.《伦理道德与专业准则 Ethical and Professional Standards》
0 M) e/ p# b. Y2.《数量方法 Quantitative Method 》9 |1 `8 _, z! p* I3 W8 a
3.《经济学 Economics》" S3 t6 ^- ?4 [2 G
4.《财务报表分析 Financial Reporting and Analysis》8 W h' ^, g) c# F+ T- y. O W+ b
5.《公司金融 Corporate Finance》6 Q! ?/ v8 D& a! Y+ y( t: c9 U
6.《权益类证券产品 Equity Investment》
; Y& b6 |) ^; |/ U7.《固定收益产品 Fixed Income》
+ O# ^- @$ t' A2 X8.《金融衍生产品 Derivative Investments》0 F& j: c2 t0 j2 I: Y6 D& l
9.《另类投资 Alternative Investments》- q( \ L9 y% v' f1 P! o# ^. a' r$ C
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》$ t/ q) z- }, q1 O- y
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- |5 S9 A9 N$ ^& _3 c" m7 `第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
8 o: O9 b& g; x. e) I答案登录后回复可见：
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发表于 2015-7-27 09:30:07
