【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：& _* K/ \& ?& x( O( Z# o
1.《伦理道德与专业准则 Ethical and Professional Standards》" e6 a* k" n0 P. |$ b7 G
2.《数量方法 Quantitative Method 》( d3 b4 m; D) J- A' {) `% [, ]" a
3.《经济学 Economics》1 ~) {& k" C$ L4 ^
4.《财务报表分析 Financial Reporting and Analysis》
9 T$ {3 t B+ {5 ^/ z+ A5.《公司金融 Corporate Finance》* W# I. b6 @) X* A: x. y+ e* C
6.《权益类证券产品 Equity Investment》
# Z6 e0 Q9 c9 D& J' J( m7.《固定收益产品 Fixed Income》: X* d* b2 Y h" i) u- Q
8.《金融衍生产品 Derivative Investments》/ J c( b3 s1 n7 K% n, t; @2 m
9.《另类投资 Alternative Investments》! L7 J( U/ Q B" F- Z
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues . i7 }8 x5 I8 C
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发表于 2015-7-27 09:30:07
