【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)! p. ?1 r& g+ l- T- E) \; m' o
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0 V @8 v' m! x! F整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：( S5 d3 w+ d& v! E7 B) U8 t# z, q2 ]
1.《伦理道德与专业准则 Ethical and Professional Standards》# f4 v' s# v9 `9 i w
2.《数量方法 Quantitative Method 》
9 j5 e8 \/ Z2 z- m3.《经济学 Economics》
5 B ^) S; R2 G+ {" h2 W u4.《财务报表分析 Financial Reporting and Analysis》
* {6 u0 d$ l6 L0 D: O6 {5.《公司金融 Corporate Finance》
& W+ M9 S2 O. Y2 `' y/ H$ l3 w6.《权益类证券产品 Equity Investment》0 F# Z2 e& x$ X7 G! b2 z
7.《固定收益产品 Fixed Income》! e8 ?2 ~3 A/ g2 d p' I- y7 R# L
8.《金融衍生产品 Derivative Investments》
- V8 S/ f2 O1 c9.《另类投资 Alternative Investments》0 w4 J, J: d' Z+ _
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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) h' S2 {) P- `$ @7 t6 [第11题：
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, G. i P. ^) m+ \9 f7 c [) ~# B" h11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues 3 b, c0 `+ |0 U- j; k
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发表于 2015-7-27 09:30:07
