【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)) a+ i, B6 g- `* i. e' B
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2 u6 T, G$ P0 l整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：+ m9 V+ K6 n' Y. V, U7 h: r1 d
1.《伦理道德与专业准则 Ethical and Professional Standards》
! a7 W& G1 b# G6 [2.《数量方法 Quantitative Method 》
& f+ c8 a/ M) c- j/ n3.《经济学 Economics》
1 j; [! p5 [ H6 i+ ]4.《财务报表分析 Financial Reporting and Analysis》
! [( M% v. A0 U$ l8 ?0 F5.《公司金融 Corporate Finance》( v! q6 U# e4 i. O( X0 M/ W
6.《权益类证券产品 Equity Investment》
: J5 [) y; a) e0 i" Z5 F! ]4 [3 ~7.《固定收益产品 Fixed Income》& D$ G3 l* P2 I' \
8.《金融衍生产品 Derivative Investments》9 E% i5 q& q. B" D" X% o7 F+ `# l
9.《另类投资 Alternative Investments》
+ F2 O1 V$ M K/ f; H# x! p7 C10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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3 b# {1 u+ r% @& ~9 V! J) n# E9 ?第11题：
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, ?9 a: \+ W) [0 e11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues * s* A J' p6 E! |
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发表于 2015-7-27 09:30:07
