【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：- W) K6 ^) [4 t
1.《伦理道德与专业准则 Ethical and Professional Standards》1 c" g) G& g: @1 V
2.《数量方法 Quantitative Method 》5 F" i8 _1 [$ S* A& r1 b, m
3.《经济学 Economics》
1 |+ f8 E) z& U) x# |& F- h4.《财务报表分析 Financial Reporting and Analysis》; t4 H2 d. J2 O" }8 ^
5.《公司金融 Corporate Finance》( D P! ` q. [+ s& Q, y
6.《权益类证券产品 Equity Investment》
+ P) I2 K7 G& M; ?; ^7.《固定收益产品 Fixed Income》0 J6 _! L2 I$ T/ C9 M
8.《金融衍生产品 Derivative Investments》
1 Q3 B8 U c& L$ v5 L& y' \' F9.《另类投资 Alternative Investments》
Q8 ?- B9 K t! J# Z6 c: n10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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0 c6 v8 f R) G# t第11题：3 w3 f' c3 F+ z. F" ?& z
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
