【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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' v8 f9 o0 v2 E$ z) M5 n整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
7 j% j P) k* j& f" ?$ y1.《伦理道德与专业准则 Ethical and Professional Standards》
( r# o5 c& d$ _8 A0 d2.《数量方法 Quantitative Method 》# v' z- ]1 Q& K" G7 m+ T! v2 P
3.《经济学 Economics》% m8 @; Y0 f8 D
4.《财务报表分析 Financial Reporting and Analysis》
) G8 P) w, B: ` E& s5.《公司金融 Corporate Finance》
' c( |& `5 {! t$ X, N6.《权益类证券产品 Equity Investment》4 _3 _# {+ H! z" V6 k1 Y% x
7.《固定收益产品 Fixed Income》8 z' l6 G* y; d. _5 `! k# D
8.《金融衍生产品 Derivative Investments》% H m( F s" M' V4 T
9.《另类投资 Alternative Investments》+ z5 ?! e/ ~1 e- {* {: v' p' [
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》' s$ ]2 C/ C' L- _! S, L* j, J
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第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
