【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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# U q, N: e% \4 Y* t8 d整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：0 h; Y( q2 O2 K" G" Q
1.《伦理道德与专业准则 Ethical and Professional Standards》
( b2 S% c( B. \9 i- k6 p& L# o$ P2.《数量方法 Quantitative Method 》
! ?4 p& p6 d; j5 W3.《经济学 Economics》
- e3 s/ F1 n$ C6 m2 n4 s4.《财务报表分析 Financial Reporting and Analysis》+ O3 \6 X0 x8 V) p# X6 u+ a
5.《公司金融 Corporate Finance》
/ v$ Z4 [- _6 J6.《权益类证券产品 Equity Investment》
! r: L6 X& ]' R9 x7.《固定收益产品 Fixed Income》 y( R3 R" w. H1 X/ d
8.《金融衍生产品 Derivative Investments》
; h# G3 i `& }% `8 x, L( k s9.《另类投资 Alternative Investments》
& h" r, X: D; ]9 j: P9 Y% P" Y2 x10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第11题：) e$ X$ n6 l7 M- M
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
