【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案); |& s- D8 H, }9 c; {) \6 N
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( i4 e" S- k+ W整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：: ]- y% L& ^8 }) n6 M
1.《伦理道德与专业准则 Ethical and Professional Standards》
: s! ^9 }' V. {% `4 y( \0 ?/ a2 z2.《数量方法 Quantitative Method 》, { I; g9 J2 ^+ |3 q% J* ^
3.《经济学 Economics》' b* W% H1 N0 x" _. ]/ N
4.《财务报表分析 Financial Reporting and Analysis》! e0 s" l* ^" [4 a: a- x
5.《公司金融 Corporate Finance》8 p6 p! V8 x$ b0 ?
6.《权益类证券产品 Equity Investment》
- S! a! `# ]# H( ?6 k+ d7.《固定收益产品 Fixed Income》
! r. D4 e4 j: o V1 y! B" L$ \8.《金融衍生产品 Derivative Investments》2 Y. v5 i$ z# f# z: ~( m8 Q$ E9 ^6 v
9.《另类投资 Alternative Investments》
0 p4 R' K8 h& ]1 a/ _' j4 W4 v10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》& K3 u0 V9 d' f M" L, G
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第11题：/ U6 `$ A" U( H% E9 k# c0 {' o# A
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
