【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)

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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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! t+ |% c, d5 C3 n$ Z% V0 A: h/ K整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
3 Q! F( R& r' Z6 b  E4 I5 f! G1.《伦理道德与专业准则 Ethical and Professional Standards》
" \4 s2 z" \, M/ k+ E2.《数量方法 Quantitative Method 》
3.《经济学 Economics》
4.《财务报表分析 Financial Reporting and Analysis》
- {) N% p' |6 Q# P5.《公司金融 Corporate Finance》
6.《权益类证券产品 Equity Investment》
* ?6 w0 j3 \# o5 a7 z7.《固定收益产品 Fixed Income》
2 t4 o; j* C7 ^7 Q8 `, Y- P: a8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》

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第11题：

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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by:

A. disclosing confidential client information to the CFA Institute Professional Conduct Program

B. using client brokerage to purchase goods or services that are used in the investment decision-making process

C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues

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