【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：+ ]% O# t7 ]8 ^, y1 I, P& `
1.《伦理道德与专业准则 Ethical and Professional Standards》9 y" e3 c; U: ^) B
2.《数量方法 Quantitative Method 》0 S+ Q. a) `- U6 P" T! o
3.《经济学 Economics》
/ u; d* m( W: A' P+ u$ ^: \4.《财务报表分析 Financial Reporting and Analysis》
J! g3 V- z8 C9 e6 g5.《公司金融 Corporate Finance》
. w/ Y) Z' g- p! B! S6.《权益类证券产品 Equity Investment》
$ ]* e" u, g8 U0 ~+ b- E7 d7.《固定收益产品 Fixed Income》& I' O, `. s% t
8.《金融衍生产品 Derivative Investments》
/ Z$ e& {( s( b1 r5 U9 H, S6 C; g. F9.《另类投资 Alternative Investments》
3 I2 ^# z/ Z* p! o6 [: l10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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$ V$ y( J9 O7 \第11题：
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues r/ R' z% `$ [ A- K2 ?
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发表于 2015-7-27 09:30:07
