【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)

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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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; U2 e* t) c* s整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
1.《伦理道德与专业准则 Ethical and Professional Standards》
2 G) \2 @4 G3 o* `5 P) v9 u2.《数量方法 Quantitative Method 》
3.《经济学 Economics》
$ j9 a& C$ ?$ a* Z- \4.《财务报表分析 Financial Reporting and Analysis》
5.《公司金融 Corporate Finance》
6.《权益类证券产品 Equity Investment》
9 m& M  S" L9 l) }6 y/ Z. l7.《固定收益产品 Fixed Income》
8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
- K2 m+ w/ d% {! M# f1 K10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》

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第11题：

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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by:

A. disclosing confidential client information to the CFA Institute Professional Conduct Program

B. using client brokerage to purchase goods or services that are used in the investment decision-making process

C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues

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