【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)
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) k* v+ f0 w: z3 W& V" E9 W整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：* S9 e; Z5 a/ B# }& y
1.《伦理道德与专业准则 Ethical and Professional Standards》: t* J" y1 g) b) t
2.《数量方法 Quantitative Method 》
& G# g2 Z) ^% [% o1 [1 j' p6 D: \3.《经济学 Economics》4 R `1 z' T, J# D" g- V
4.《财务报表分析 Financial Reporting and Analysis》
$ c3 O- P1 [4 P n( v5 T: L5.《公司金融 Corporate Finance》0 E5 h4 N0 J6 E4 U3 I0 i& n9 l' R
6.《权益类证券产品 Equity Investment》: d: r6 U+ \3 m7 e% c
7.《固定收益产品 Fixed Income》
x# ^( {6 f: @7 `: g6 |8.《金融衍生产品 Derivative Investments》
: ^! d+ u. U! J9.《另类投资 Alternative Investments》
' i+ Z+ |/ l! l2 ]' ]) i10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》. J% ^& U: X* G4 ?2 \ `* O
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: _/ y y& n/ x$ _: b' n! j' Y第11题：3 V& l$ B. D! d! A1 W
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues ; I) [% l H- ~7 K' a+ w6 W3 Q. M
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发表于 2015-7-27 09:30:07
