【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q11(含答案)3 t" R% V! P' x6 q8 j+ g' `7 \
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4 A! [5 M5 b( I整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
+ c0 {8 [+ z& S1.《伦理道德与专业准则 Ethical and Professional Standards》
1 a( U% y1 ^* I$ {2.《数量方法 Quantitative Method 》
& Y2 Y3 p- ]. @3 N% F3.《经济学 Economics》' S. z. g3 Z7 E; r% [1 w* v& D
4.《财务报表分析 Financial Reporting and Analysis》/ p4 g4 s/ M$ e! G, |
5.《公司金融 Corporate Finance》
$ w( U4 j3 b) w. v6.《权益类证券产品 Equity Investment》
7 X% M7 R3 {9 [8 S+ T7.《固定收益产品 Fixed Income》
5 u: H/ t; p* z6 v& W7 d* f" B1 D1 l8.《金融衍生产品 Derivative Investments》
+ C$ W1 _) i% k4 ]$ ~9.《另类投资 Alternative Investments》. h8 S* X' c- V
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》. w4 P F$ x$ e" O7 j1 @
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第11题： x7 W4 [8 ? G+ X( L7 ^" n
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11. According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by: A. disclosing confidential client information to the CFA Institute Professional Conduct Program B. using client brokerage to purchase goods or services that are used in the investment decision-making process C. consistently supporting management’s recommendations by voting with management on proxies related to non-routine governance issues
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发表于 2015-7-27 09:30:07
