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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：* W. ]" d0 B# T$ F
1.《伦理道德与专业准则 Ethical and Professional Standards》
( S" y9 W' I4 y) V; ?& c1 l2.《数量方法 Quantitative Method 》2 N& `8 _; E- T* K8 `" F
3.《经济学 Economics》
1 n6 `6 w; t( w2 Q& D( V: A4.《财务报表分析 Financial Reporting and Analysis》/ F/ j. n1 J) r
5.《公司金融 Corporate Finance》
7 ^0 Q2 P" p' ]/ G6.《权益类证券产品 Equity Investment》
& g% {- x3 }, ?+ {# L7.《固定收益产品 Fixed Income》! K% w( U+ A5 d4 x. K
8.《金融衍生产品 Derivative Investments》# P( X r% s, Q: v. a* b, g
9.《另类投资 Alternative Investments》
8 X" e" T8 i1 c0 c/ j& ]10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》2 p+ E5 v8 R+ c, U( u
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% {& F9 k( M% e y9 Z第21题：
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; C* f* q* Q5 b21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:: _4 w1 o j; `& I# A6 C
A. duty to clients$ X$ e3 d2 g, B& O: P3 I0 M' p7 s
B. reasonable basis) l8 d. J: B" K, {+ h- W( y
C. priority of transactions6 s+ w/ G/ U/ S2 b
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答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
