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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)* j) F8 u5 r& x8 @) a2 M
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：# R. L1 y( P7 A* [) s
1.《伦理道德与专业准则 Ethical and Professional Standards》4 a# }5 b' t' H# `
2.《数量方法 Quantitative Method 》
% }5 L# g/ ~& y: t$ i3 B N8 i3.《经济学 Economics》0 H: o: N, h6 S) i
4.《财务报表分析 Financial Reporting and Analysis》
: \7 t! E6 n$ g h) e9 I8 H5.《公司金融 Corporate Finance》
" }# V0 f+ J0 } c* v( Z: z6.《权益类证券产品 Equity Investment》
/ P2 j" N% N ~/ Q7.《固定收益产品 Fixed Income》7 Z3 A% i# p/ j: ~0 W" D: V: z
8.《金融衍生产品 Derivative Investments》
0 J8 [$ A& k5 e; \0 j- }1 F9.《另类投资 Alternative Investments》; B0 H4 M* X0 Y. v! V3 C# b; p
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》2 V. Z% Q, {: B) p5 N
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第21题：( ^4 F1 x: z) X0 c/ V/ |) w3 h
* A* F: a0 V# x4 j" M& T21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
( c" [( }6 O1 Z" @) v8 ]A. duty to clients
. H5 k) a( g6 Y. ~B. reasonable basis$ I: `; Z/ W' x1 ?! ^' v
C. priority of transactions5 P. F9 ]0 l% d( z4 {
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答案和详解，登录后回复可见：
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 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
