高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)

catherine

高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
4 u$ Z4 w- Y# l, E) q3 r这可是内部资料哦，大家快来~

4 y6 k8 p) g: [整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
$ q( j0 S4 X) J. A, H1.《伦理道德与专业准则 Ethical and Professional Standards》
2.《数量方法 Quantitative Method 》
! U6 n3 g6 R* ]. V3.《经济学 Economics》
4.《财务报表分析 Financial Reporting and Analysis》
9 Z) c- ?, e6 u7 A4 ~5.《公司金融 Corporate Finance》
6.《权益类证券产品 Equity Investment》
3 L, W4 h* y' M$ A8 Z7.《固定收益产品 Fixed Income》
# p+ a. W( D7 M# |& G: n8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
. p* ]7 ^' ^  H) H7 [10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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, ~; p- y' S9 W$ }3 T* _第21题：

21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
A. duty to clients
B. reasonable basis
7 p6 P; P3 a. L# _& q* M; CC. priority of transactions

% A: Y0 [" F# p1 ]8 u7 C3 v答案和详解，登录后回复可见：
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Jude

thanks~thanks

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。。。。。

Archangel

非常感谢楼主的分享

rookango

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Cathy22

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605814243

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thanks~thanks

hlbt930

问题也可以跟帖回复，