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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)8 Y+ p0 e* J5 o
这可是内部资料哦，大家快来~
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0 M! r. @8 w' ^/ X8 p整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：0 }8 d' s! _) u4 L3 k
1.《伦理道德与专业准则 Ethical and Professional Standards》
* u$ U" L1 A+ K& v2.《数量方法 Quantitative Method 》
% j" l. w) `, j/ |, J3.《经济学 Economics》+ g2 T a& @8 p) B2 I5 g0 t
4.《财务报表分析 Financial Reporting and Analysis》
. f% H$ H$ \; Z8 N3 H5.《公司金融 Corporate Finance》
% N' R n" }' ?2 O2 _1 |6.《权益类证券产品 Equity Investment》 o' R% g8 q( {, H
7.《固定收益产品 Fixed Income》
9 p% n6 {# d* Y5 d8.《金融衍生产品 Derivative Investments》
0 N' g6 \( i( k- q* o- v0 S8 B' \( t: P9.《另类投资 Alternative Investments》& G4 a% n0 z/ H h/ p3 ^( l9 M
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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6 w7 Z, F4 T% q* n' G第21题：1 K' V" S! t3 j# E9 e
1 w# Q0 d! c( ]21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:( ~+ |# A8 w0 r# U- P/ F3 C
A. duty to clients2 s* V7 v4 s# ?4 t* Z
B. reasonable basis
, @6 {3 E' \, S4 f; mC. priority of transactions
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8 v" |0 ~4 R1 t% Q7 x答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
