高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)

catherine

高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
1 P; `: |! Y- E" f: ^5 \这可是内部资料哦，大家快来~
- D: x2 b, M5 f. [% U. ~
8 [! `  D$ Y, w* C! L- S. j. b整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
1.《伦理道德与专业准则 Ethical and Professional Standards》
4 p: `% i4 m( ^; v2.《数量方法 Quantitative Method 》
3.《经济学 Economics》
4.《财务报表分析 Financial Reporting and Analysis》
5.《公司金融 Corporate Finance》
! Z- D+ O5 f: N- F. r( f7 F* @6.《权益类证券产品 Equity Investment》
7.《固定收益产品 Fixed Income》
8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
8 ]$ r/ |9 Z) T$ x1 U" e
) V& f# ?+ C; k————————————————————————————————————————————————
& y9 g1 y! j2 u2 L. |
第21题：

21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
A. duty to clients
B. reasonable basis
C. priority of transactions

答案和详解，登录后回复可见：

游客，如果您要查看本帖隐藏内容请回复

大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦!

Jude

thanks~thanks

lxyz061524

。。。。。

Archangel

非常感谢楼主的分享

rookango

111111111111111

Cathy22

xuyao!xuyaoxuyao
# ^" X8 T: }, P5 K0 t5 P, e

605814243

compliance procedures

石头也是武器

thanks~thanks

hlbt930

问题也可以跟帖回复，