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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)( M* A! i; H& |; a) ^. p5 t
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：5 z1 L) \& ~, A+ H( G, k
1.《伦理道德与专业准则 Ethical and Professional Standards》+ n& s4 p: h: l% j
2.《数量方法 Quantitative Method 》- L% o# D; e9 e. C. r+ \
3.《经济学 Economics》
: W# v' U7 K* j) q) m7 r4.《财务报表分析 Financial Reporting and Analysis》
" E' k6 d- u# v- U, u: c8 w5.《公司金融 Corporate Finance》
1 v& K* N3 b, R+ ~6.《权益类证券产品 Equity Investment》
) g/ ]: g) U T7.《固定收益产品 Fixed Income》2 t- i5 z& D W0 _3 Z5 v! l% z5 y" ~
8.《金融衍生产品 Derivative Investments》
0 R$ y, H' y4 @- x9.《另类投资 Alternative Investments》2 H# v" K% r0 M; r
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》- [0 |: [8 A/ m9 e/ s
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7 j3 G0 R, y/ N: E T7 j第21题：+ |. s/ u* K3 z9 O O. s' P
$ j3 F$ [& Y' D1 S21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
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& Z2 N+ k0 k( S3 DB. reasonable basis
2 b2 ^8 y& v0 RC. priority of transactions
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C7 p$ N0 W6 p+ ^答案和详解，登录后回复可见：0 ]6 A3 s: a% V+ f9 x3 b$ B, e l
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发表于 2015-8-1 09:00:04
