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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
- @' `3 I o2 N; C1.《伦理道德与专业准则 Ethical and Professional Standards》) d' D8 h1 z' z
2.《数量方法 Quantitative Method 》
! {/ }; H! P* b6 `2 `3.《经济学 Economics》
. P, T8 E0 p; w* C" _7 s' i* I4.《财务报表分析 Financial Reporting and Analysis》4 w6 _" ~9 h1 O2 f0 d4 ~
5.《公司金融 Corporate Finance》9 F/ Q7 f1 |; X2 M
6.《权益类证券产品 Equity Investment》% V) T. e# j* ?; U0 I+ }
7.《固定收益产品 Fixed Income》
" M+ b$ ~6 {" ~* ]/ x% B8.《金融衍生产品 Derivative Investments》' B9 @& g2 G! @: P
9.《另类投资 Alternative Investments》
2 G8 U K5 O# ]0 A10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：
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8 R- ?9 |. f$ t& m, w! R4 F21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:, c$ m$ ?/ |8 {6 [7 C: y& h
A. duty to clients
# C: ?7 s4 Z) L* F d' JB. reasonable basis
; Z% O' s9 D) D1 }/ \ i5 bC. priority of transactions2 e. J5 A- [ p* e. o; r% t
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答案和详解，登录后回复可见：3 t$ j+ D: z6 I
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发表于 2015-8-1 09:00:04
