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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)0 {1 B$ B( A+ C) n5 y
这可是内部资料哦，大家快来~ + b, d' Z( s6 ~6 H% k
# z6 ~! _ r8 e: i整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：( E$ N- G+ h4 |) h
1.《伦理道德与专业准则 Ethical and Professional Standards》* x) |6 u$ A7 u* e/ F4 y) j$ `5 l6 _
2.《数量方法 Quantitative Method 》
/ Q* A, D M& p9 z; Q- Y9 `3.《经济学 Economics》, K: f% h- o) L% x2 j; Z
4.《财务报表分析 Financial Reporting and Analysis》
1 ?3 d4 _9 C% z4 T; ?! l5.《公司金融 Corporate Finance》
. _4 m7 j- q" d; `9 [6.《权益类证券产品 Equity Investment》5 a( i: g7 K- V
7.《固定收益产品 Fixed Income》" n& o* ^ R) x7 D6 U8 N
8.《金融衍生产品 Derivative Investments》, i% {- d1 q) ^3 f# y
9.《另类投资 Alternative Investments》
; v$ }2 n z/ i) T; {10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：- }1 s1 N1 _' I" Z! L7 w# @& v, P0 l
' [: V/ T) S; I! g4 F% d21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:9 e0 F0 U6 z+ @ \- m
A. duty to clients8 v0 d! L3 q& R7 p5 u4 y
B. reasonable basis
1 F% b: a2 }! [C. priority of transactions
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2 M& d" S6 B& K- X3 Y答案和详解，登录后回复可见：
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 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
