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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)* U4 o/ q0 d$ k+ `# ]& v2 N
这可是内部资料哦，大家快来~ ) E9 q/ w ]3 y2 L; A2 g
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：& G) }9 T( c8 t9 H9 s: H( d: O
1.《伦理道德与专业准则 Ethical and Professional Standards》2 A! S( Q3 E- Y) L" f( n: J
2.《数量方法 Quantitative Method 》
2 `8 Q) ~, s" K( M3.《经济学 Economics》
. L) A% a) @% \3 c1 A* Y7 D4.《财务报表分析 Financial Reporting and Analysis》% h" m) p( ?7 ?* B: a) _( S, _
5.《公司金融 Corporate Finance》
7 ]0 m. A1 [$ A6.《权益类证券产品 Equity Investment》: j% u. J, m$ Z& V% ]
7.《固定收益产品 Fixed Income》
5 X: v0 P" s" C% V$ k8.《金融衍生产品 Derivative Investments》
N, R' f8 Y3 I9.《另类投资 Alternative Investments》, I R2 z/ I r, `
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》% P$ X7 H; E: f5 r: t$ \
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第21题：
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3 L$ I8 n! }! n A21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
* @" Z& f4 s) w3 [9 W3 {A. duty to clients
/ E: |/ Y, B ?5 yB. reasonable basis' b, P: p+ p) o! Q' d2 p$ [
C. priority of transactions0 d" t) g9 @ z& o
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答案和详解，登录后回复可见：6 Q& i! s3 H6 S; v" u4 `
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; s0 x6 P, C# r. q6 o l 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
