|
|
高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
) ]2 v. M; B6 k- n这可是内部资料哦，大家快来~
; c# x' I: [ }6 n: x! S3 h3 v. u2 x" k( ^9 l! `
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
0 m% E6 ~- C' f0 c) ~4 j1.《伦理道德与专业准则 Ethical and Professional Standards》
. \/ z% F/ M) m F2.《数量方法 Quantitative Method 》5 w1 [* L' u8 I+ D5 `% Q
3.《经济学 Economics》
5 k# u s6 {8 z7 v4.《财务报表分析 Financial Reporting and Analysis》
o+ c0 V$ N; @* \5.《公司金融 Corporate Finance》
0 r4 K% @/ _; F5 m d' n6.《权益类证券产品 Equity Investment》- `1 |" C- Z# G a" h$ y
7.《固定收益产品 Fixed Income》% E6 S! q& \7 Z( k8 j
8.《金融衍生产品 Derivative Investments》
3 Z5 m- e, X* r0 L t5 n% j0 c9.《另类投资 Alternative Investments》
4 K7 E( m, C* ~+ c9 D# w10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
4 |2 C) H1 o) x& Q9 \8 \! ?5 H
/ y5 ?" D1 a8 a9 {0 ~————————————————————————————————————————————————
, k8 m1 r! J' M; g; K7 F$ J
9 p0 U# k, Z; i' K# K5 F4 f第21题：7 t; o+ I& n6 S# _
. p3 v. [% _ U" f! d, y/ f21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:; E1 z& z) G$ X# H4 L
A. duty to clients4 H! U- v& Y! ^/ r4 w. {! }
B. reasonable basis
, P* l3 ?& } p$ {( K: V1 sC. priority of transactions b) o. c. M3 `3 W2 N' b
- Y; r, h9 _' u
答案和详解，登录后回复可见：
# U6 L, N% l. i& g7 }1 _
2 p/ z2 ]( Q$ ?. Z
4 y- h$ y! g/ n. | T 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
|
发表于 2015-8-1 09:00:04
