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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)5 o5 [2 S1 w7 n: b' i
这可是内部资料哦，大家快来~ 3 Q- K) {3 b/ E2 i9 ?7 }" Z; l' i
- w4 Y, D. o2 j" G3 G整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
$ Q1 D$ \" s- d+ `: {( Y1.《伦理道德与专业准则 Ethical and Professional Standards》3 J# P- T8 k2 a
2.《数量方法 Quantitative Method 》
- o4 y- Q ^8 n8 c: [; i% m4 B3.《经济学 Economics》9 g) h! B& R# z( h
4.《财务报表分析 Financial Reporting and Analysis》0 Y; u0 z8 f: O
5.《公司金融 Corporate Finance》# O5 j8 F0 l6 P) @' y
6.《权益类证券产品 Equity Investment》$ n a2 p+ ~( V3 X% x) d3 f/ ^8 N
7.《固定收益产品 Fixed Income》! t* x5 s- ]1 X% G6 w0 `
8.《金融衍生产品 Derivative Investments》
i; |/ h$ w5 ?$ n9.《另类投资 Alternative Investments》$ v/ G' f. ^+ Y1 u* M$ T
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：. K8 m$ K, a) Q! f- A. C! ~; K( z
5 U1 ~6 G: r9 o& }21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
! R6 I2 F% s' Z+ ZA. duty to clients4 q8 f' A" k% ]4 h, X
B. reasonable basis
3 n' D; k5 t7 n& cC. priority of transactions
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答案和详解，登录后回复可见：
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- @3 [* H6 s+ _0 Y0 V 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
