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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
# E9 ]8 G9 L2 d8 r" B3 V7 |( j9 x这可是内部资料哦，大家快来~ ( _& p( F$ ?& W* v
* h y9 ]! i8 S0 t( D. h整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
! V) l c' A+ G v. Y1.《伦理道德与专业准则 Ethical and Professional Standards》
5 q( l0 J! h* J/ x" A m2.《数量方法 Quantitative Method 》
' ^$ V5 P) Y) U- S* M" W' l* y3.《经济学 Economics》2 q, i6 {9 R! |' v9 n
4.《财务报表分析 Financial Reporting and Analysis》" c5 A' {' ^* z! J
5.《公司金融 Corporate Finance》
4 f/ e q. X! I4 o2 X6.《权益类证券产品 Equity Investment》
9 s- O" n L+ H$ M. l1 ]- B7.《固定收益产品 Fixed Income》
2 `1 X# W8 Y5 i# i7 F# g8.《金融衍生产品 Derivative Investments》
& Z' c+ X; N; z( { p- Z# f9.《另类投资 Alternative Investments》 E8 Y7 r6 g3 q" R- ]2 ~
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：
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, b! N# v7 [" k8 q21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:6 a6 P i" |% {( a( A6 `, i
A. duty to clients
' [; ]. W! O+ t3 R1 |" T: A3 z- LB. reasonable basis
2 l: `+ Q- P: mC. priority of transactions
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. z/ ~/ e5 p7 X& J$ f答案和详解，登录后回复可见：
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7 @2 _0 A0 P+ V( Z- y& a, G3 ^: L 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
