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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：% d* V$ S" Q$ D7 E ^" j/ l
1.《伦理道德与专业准则 Ethical and Professional Standards》
( ?* A) u2 G& N+ o0 g) h5 A2.《数量方法 Quantitative Method 》, D& a4 n0 j. O, D
3.《经济学 Economics》
0 m5 J$ P( ~8 {8 P3 J3 T4 W4.《财务报表分析 Financial Reporting and Analysis》
/ e3 g0 w0 o) }# z, k# j5.《公司金融 Corporate Finance》
2 X3 M* \" p6 {- u. G4 B6.《权益类证券产品 Equity Investment》" j* c3 S0 d: J9 m' L" ?5 X
7.《固定收益产品 Fixed Income》
( r* w; w2 {/ t$ O) B. e5 o9 p8.《金融衍生产品 Derivative Investments》# E" b V/ G( h& n* m5 i) C
9.《另类投资 Alternative Investments》
" q1 c: n2 g4 w; L& |10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:. @- r2 e3 e3 ?! Z. O! t
A. duty to clients' W6 ^/ N" h% k& y
B. reasonable basis+ V- B6 @+ h6 Q; w. N( M
C. priority of transactions7 T( _1 t- A; l, B7 f. K( o! e
' V" j- _) W8 V6 v答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
