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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
* |" j! y( T( S% |, p) }& o1 a, _1.《伦理道德与专业准则 Ethical and Professional Standards》8 B" {; E9 h, T+ n0 ?- e$ P
2.《数量方法 Quantitative Method 》$ P9 L! z4 O2 d6 c& _( O- T1 L
3.《经济学 Economics》
4 X' h! n/ Q2 {2 g# L+ j& m4.《财务报表分析 Financial Reporting and Analysis》3 |+ @+ Y& G' e c l
5.《公司金融 Corporate Finance》
2 ]5 X5 I5 Y0 |7 l5 u" [ A6.《权益类证券产品 Equity Investment》
% u) Y! z1 L3 p6 f2 x; r' D7.《固定收益产品 Fixed Income》- l( r S) l5 g/ ^2 K
8.《金融衍生产品 Derivative Investments》
3 ~. q" x N/ y/ m9.《另类投资 Alternative Investments》
- |* Y' p2 A* B2 }& X. R' J8 H& o10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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, _3 X8 N; I' r% a7 {0 k第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:! p( D7 e$ a# G/ p
A. duty to clients
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C. priority of transactions
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答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
