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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：% ?% h1 a9 F/ T, b* n1 C! l% u
1.《伦理道德与专业准则 Ethical and Professional Standards》' n" d0 W0 M( G9 \. i* y$ m
2.《数量方法 Quantitative Method 》
" ^/ C, e9 @- t! S; c3.《经济学 Economics》
0 K+ A9 E9 ]! P- h4 K ~& r4.《财务报表分析 Financial Reporting and Analysis》- h$ O/ e! ^9 S! h
5.《公司金融 Corporate Finance》
# y/ @" |0 ?6 I1 k) z7 _6.《权益类证券产品 Equity Investment》9 ? V& u: D; o7 P i. H5 E
7.《固定收益产品 Fixed Income》( o( q0 D+ {* Q- q0 V
8.《金融衍生产品 Derivative Investments》
) G. n6 ^6 g) L% R) _$ C5 d2 @9.《另类投资 Alternative Investments》
# f7 C1 l8 U" E10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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) P* G7 y8 w; L. q0 a/ D第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
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B. reasonable basis
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答案和详解，登录后回复可见：4 j8 [9 I/ J( i& _7 {% A& t
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9 x+ B: g' u. \0 j% { Z 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
