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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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# W$ m# U) `+ V/ g整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:% R# L4 K- i( l; v
1.《伦理道德与专业准则 Ethical and Professional Standards》# v0 ?0 k/ ?" z% s( r
2.《数量方法 Quantitative Method 》* p( _( x: N5 }3 ?! n, t7 p
3.《经济学 Economics》
4 ^: }: ?7 a: f7 O3 d3 w3 i4.《财务报表分析 Financial Reporting and Analysis》' J" u$ D7 W2 S8 ?
5.《公司金融 Corporate Finance》
( ~& \3 f2 ?" \1 R: \1 A6.《权益类证券产品 Equity Investment》
) i+ h& R& G- U4 t: D6 v( c8 H7.《固定收益产品 Fixed Income》& P6 U# H7 `7 s4 h& i
8.《金融衍生产品 Derivative Investments》% W6 R4 I# ]3 g [+ `/ h
9.《另类投资 Alternative Investments》
2 _; [/ B3 r/ O8 E' ~10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》2 N: @ M; L; U
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, j9 a3 ]/ F9 N第21题:
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
$ Y; |3 I2 o$ t( `. BA. duty to clients
P0 J, i6 o' h! G! xB. reasonable basis5 D6 |; t! V0 z$ g' N
C. priority of transactions
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答案和详解,登录后回复可见:7 Z8 `1 T* e" r
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