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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：# ~( Z" V U* _3 A' q j+ |
1.《伦理道德与专业准则 Ethical and Professional Standards》
1 K# o. I) R4 X1 U( `2.《数量方法 Quantitative Method 》3 R2 _# N# L9 i; o& i
3.《经济学 Economics》4 j2 |3 d0 [. f. ?( j
4.《财务报表分析 Financial Reporting and Analysis》
% x; c' u& W& r5.《公司金融 Corporate Finance》) J" P8 P2 L% ]/ N: T
6.《权益类证券产品 Equity Investment》
?( ^9 ~% @3 f6 n; \* u7.《固定收益产品 Fixed Income》
' z& e _3 e, S8 i0 Q+ y8.《金融衍生产品 Derivative Investments》
9 F& ~, ^! {) V! ~! R" W+ a/ ?9.《另类投资 Alternative Investments》
7 Z8 m9 [5 V2 B4 O10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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/ E g# m9 [: m5 f) q第21题：& g7 j5 ]& b9 i) I2 _! v; a
' i4 ]* P0 F; T2 E( ?21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:+ A1 p( p* N$ r o$ s
A. duty to clients/ U; Y e3 a* T5 E
B. reasonable basis
2 ^5 K' ~! V* M" c lC. priority of transactions* J v, ~' c" ^- k H
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答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
