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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)/ }% G( `" m' l
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：- L1 G( V6 U* J- o/ B: o
1.《伦理道德与专业准则 Ethical and Professional Standards》
9 M, E! d$ W% T8 E; \7 }2.《数量方法 Quantitative Method 》1 \# c, T& V* Q& j
3.《经济学 Economics》
4 U2 r% s( {& e4.《财务报表分析 Financial Reporting and Analysis》
# m& K. G. d! t L5.《公司金融 Corporate Finance》
4 C* u' `6 |% i6 B$ |' H6.《权益类证券产品 Equity Investment》9 ? V7 g3 [* {& F4 Y. i2 x
7.《固定收益产品 Fixed Income》
" }, W& S& g/ M7 u8.《金融衍生产品 Derivative Investments》7 d1 F( Z O& @0 h
9.《另类投资 Alternative Investments》
; t7 V) |4 v3 F2 @5 c10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：) i% I, ^3 J! A7 [; C/ L( Y$ M
; g9 c' T" c M4 }8 l21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
R" z; w8 h) j0 }) c# n7 bA. duty to clients# i5 j7 m# t5 _ M7 [2 g# g: O4 |
B. reasonable basis# T1 t, q% p( [; J+ [: }' E
C. priority of transactions
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0 P& n; j# {( d I4 X答案和详解，登录后回复可见：! ~, G& b+ r; A: W' A9 L% S
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' B( ]: B0 Z! n1 ^' e/ I. z0 h 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
