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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)+ G5 {( E9 o' l ~
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：0 a# D9 E, |6 ^. g
1.《伦理道德与专业准则 Ethical and Professional Standards》
) `2 X- f$ D3 B/ _/ U; ~2.《数量方法 Quantitative Method 》
' `$ [% L- F8 V: I- Q+ A3 w8 U3.《经济学 Economics》
5 s& w* w( x# r X4.《财务报表分析 Financial Reporting and Analysis》
@6 \/ X6 k# [2 ?" d! [2 D5.《公司金融 Corporate Finance》
) R# m( ^% Y- @# d; J+ ]6.《权益类证券产品 Equity Investment》
5 s1 u e7 g' V& `& c6 x7.《固定收益产品 Fixed Income》
`4 @1 g0 M. ?1 K4 G/ t8.《金融衍生产品 Derivative Investments》* i. o4 ?. O# }8 Q- P4 _
9.《另类投资 Alternative Investments》
* |: r) V9 a/ \2 ~- R. V10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
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B. reasonable basis
8 ~# Y. U; H; ?8 D" M) iC. priority of transactions
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. J9 G: v: x+ g3 d答案和详解，登录后回复可见：7 i. G, y0 Q4 B$ x3 F- \
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发表于 2015-8-1 09:00:04
