高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)

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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
$ g2 W0 F  a( T4 O9 f这可是内部资料哦，大家快来~

# W$ m# U) `+ V/ g整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
1.《伦理道德与专业准则 Ethical and Professional Standards》
2.《数量方法 Quantitative Method 》
3.《经济学 Economics》
4 ^: }: ?7 a: f7 O3 d3 w3 i4.《财务报表分析 Financial Reporting and Analysis》
5.《公司金融 Corporate Finance》
( ~& \3 f2 ?" \1 R: \1 A6.《权益类证券产品 Equity Investment》
) i+ h& R& G- U4 t: D6 v( c8 H7.《固定收益产品 Fixed Income》
8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
2 _; [/ B3 r/ O8 E' ~10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》

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, j9 a3 ]/ F9 N第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
$ Y; |3 I2 o$ t( `. BA. duty to clients
  P0 J, i6 o' h! G! xB. reasonable basis
C. priority of transactions
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Jude

thanks~thanks

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Archangel

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rookango

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Cathy22

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605814243

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hlbt930

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