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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)8 _ R/ x/ ?) ~
这可是内部资料哦，大家快来~ 8 t# G. C/ ^3 a
3 ?3 b+ O4 G7 x2 k8 |整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
8 b. X9 P4 w* Q p2 ~2 P) d/ W# {1.《伦理道德与专业准则 Ethical and Professional Standards》# n E0 ]0 `' Y7 N0 @2 `
2.《数量方法 Quantitative Method 》 [" H4 r; s3 \6 h3 ^$ M/ V
3.《经济学 Economics》: q0 I9 f+ E" U; F! L' w1 ]3 c
4.《财务报表分析 Financial Reporting and Analysis》! @# @" G, F8 y% c8 K0 Q' ]
5.《公司金融 Corporate Finance》
& y- w. h$ g8 v3 N$ x$ X2 D6.《权益类证券产品 Equity Investment》* l2 S6 u; X8 K! M! y" Y& A* ?
7.《固定收益产品 Fixed Income》$ X5 R# S& ^4 D; R+ |' c
8.《金融衍生产品 Derivative Investments》
/ t# Q% C3 p6 [2 m( ^2 O9.《另类投资 Alternative Investments》
8 ]$ O5 o3 l1 ^6 A( L/ T10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》' _# C# {4 |2 ]( J* V% L
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第21题：5 z# t8 M1 L) v, ^. b' h! p
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:# f& G4 M$ x! N$ Z! c K6 o9 o
A. duty to clients0 j9 G( R) E1 N) S8 c
B. reasonable basis o1 R2 f" t' z% w( k
C. priority of transactions
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答案和详解，登录后回复可见：2 |# C9 x$ w% m# y, |
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发表于 2015-8-1 09:00:04
