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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)5 N" B$ [+ R9 N5 R
这可是内部资料哦，大家快来~
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$ r$ Y; p& u m6 s l5 e整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：3 h; t% k" d3 }
1.《伦理道德与专业准则 Ethical and Professional Standards》
. j! [; {; q9 d" _2.《数量方法 Quantitative Method 》
. Q7 L% Y6 c) p6 E9 D) U3.《经济学 Economics》
9 X# }: v" G; J7 k7 h" w4.《财务报表分析 Financial Reporting and Analysis》( ~$ p5 s& D, h* @5 {, v' {
5.《公司金融 Corporate Finance》) `! Y4 ~; {7 e" ^9 h- d
6.《权益类证券产品 Equity Investment》
, b3 T w; Q) T7.《固定收益产品 Fixed Income》
, \/ \ T1 P4 }4 H0 k F& i8.《金融衍生产品 Derivative Investments》2 A) `6 A+ m! i6 `) k
9.《另类投资 Alternative Investments》
) ?- a$ ~# T' l! t5 G10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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Y3 s% x s7 B& H第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:- i- r" E+ {* a8 M
A. duty to clients
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9 V2 z9 e6 X, V. }% G8 Y( M1 lC. priority of transactions
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6 `8 l& G% Z: P5 e7 F, W8 |" a' ?答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
