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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)* r1 s& w) _7 D$ s9 W
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：& q; y/ T: ]9 Q' f3 |
1.《伦理道德与专业准则 Ethical and Professional Standards》8 C1 d$ u+ R4 c+ i4 H# u9 p* K
2.《数量方法 Quantitative Method 》
! ]& P! W: V3 t" F3.《经济学 Economics》, y' t* @0 s; {" I, g
4.《财务报表分析 Financial Reporting and Analysis》
# S0 }" J q c: K. `5.《公司金融 Corporate Finance》- n# {0 l; R/ G) q8 B( p
6.《权益类证券产品 Equity Investment》
6 i1 i4 S* @' \6 C) k4 H# B7.《固定收益产品 Fixed Income》: A5 O7 x* M0 O
8.《金融衍生产品 Derivative Investments》
( T0 @2 i* d U$ n9.《另类投资 Alternative Investments》* p' u' ~& T: C; k t' T9 T
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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! N5 |7 \; J3 \, [$ |7 X+ \4 |( j第21题：
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# \5 c' K0 {5 ]9 m a21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
" ^9 l' E0 N7 P4 j0 sA. duty to clients
/ Q# C c/ H0 t- q( g9 lB. reasonable basis6 D& X7 } `# k0 h- i
C. priority of transactions
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答案和详解，登录后回复可见：
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O5 V4 ^) r$ P9 T 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
