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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
6 ], r& g3 C0 B1.《伦理道德与专业准则 Ethical and Professional Standards》
4 Y+ x! d# _9 O7 M- r7 q: `2.《数量方法 Quantitative Method 》8 \& `; a" J9 p0 m
3.《经济学 Economics》, c5 I" Q0 f# j- c9 b0 q. b+ g
4.《财务报表分析 Financial Reporting and Analysis》3 y4 N$ f/ p4 k/ t) l' `7 V
5.《公司金融 Corporate Finance》
& X6 U6 w7 q! G0 S4 U( I4 t6.《权益类证券产品 Equity Investment》
6 a1 p; ?* [- c: p7.《固定收益产品 Fixed Income》
# H8 d7 n, e4 Q& t' V8.《金融衍生产品 Derivative Investments》7 w- [" ?6 ^- V3 j, m. S5 Y1 }- l
9.《另类投资 Alternative Investments》
& t3 t7 @! d6 w' {2 U# |8 a L10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:. z8 X# ~% I2 L- J3 }
A. duty to clients9 _7 B; u' k+ E' `7 M
B. reasonable basis
0 E* K+ x3 v( P& D& JC. priority of transactions) m# l& i, q2 ?! F5 Z( @
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答案和详解，登录后回复可见： O, n# h! B% u) J% l
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发表于 2015-8-1 09:00:04
