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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
9 \( _# H z2 J2 v2 I* o/ w/ v& x- j1.《伦理道德与专业准则 Ethical and Professional Standards》
; a- Q& @! z3 o) s; g9 l g2.《数量方法 Quantitative Method 》
" ?! i, s/ J: F3.《经济学 Economics》
& X9 i* P! I( l' w4.《财务报表分析 Financial Reporting and Analysis》
# w3 @6 E( F G+ G% E3 M5.《公司金融 Corporate Finance》
. [. I8 W. h% N: O6.《权益类证券产品 Equity Investment》
$ I' s7 q4 y( L" z7.《固定收益产品 Fixed Income》
1 f, p! J9 L5 ^0 D0 K8.《金融衍生产品 Derivative Investments》
: S0 |- K- {- g( _- W6 J; r9.《另类投资 Alternative Investments》% @2 _, X* d* ~, H I* J5 o& ~* i
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》6 B9 f6 @6 Y4 Z! @: E
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Q: L+ {/ a4 Z& v. o第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
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C. priority of transactions
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答案和详解，登录后回复可见：! v3 r- V. O( |: |% k6 r
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发表于 2015-8-1 09:00:04
