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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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# b# ?" E6 R: J/ M; v& e整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：! @! n/ H4 h0 y; q
1.《伦理道德与专业准则 Ethical and Professional Standards》$ E. F5 p9 ~: ~7 p5 s4 C7 U
2.《数量方法 Quantitative Method 》' l+ w+ m w% N8 x
3.《经济学 Economics》! d, Q% Y" q0 x! z6 h% G8 b
4.《财务报表分析 Financial Reporting and Analysis》
* G/ l9 z; O9 f4 c( d9 U5.《公司金融 Corporate Finance》- ]/ L0 ?8 t+ N
6.《权益类证券产品 Equity Investment》
9 R& z/ e! C9 f) \' i: x8 i7.《固定收益产品 Fixed Income》% z0 l5 s# a& l" O! Q
8.《金融衍生产品 Derivative Investments》4 n% D0 V& g0 O+ G' W6 v5 d
9.《另类投资 Alternative Investments》
/ F+ l9 L" u: o7 J2 k10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：9 v8 q! Z4 y. P; h( `9 I
* t* r8 g* s7 W+ M21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
) y2 X! e+ E2 u* p6 M* p" ?3 i; oA. duty to clients
/ n9 T2 D4 ~$ e& j0 {+ z; p/ A; EB. reasonable basis% C1 z1 ~! Z) f+ y; }
C. priority of transactions
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答案和详解，登录后回复可见：, q. f' c5 e0 x) G" c: ^" `
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+ k7 H) Q0 ]: g( j1 [ 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
