|
|
高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)5 F5 K4 Q4 t$ c
这可是内部资料哦，大家快来~ 7 H4 }! i: Y, `0 W5 `, q. X
( O; [- L. ]3 D+ M$ T% [+ [整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：7 W1 S, j2 D2 W) n: t, V
1.《伦理道德与专业准则 Ethical and Professional Standards》' u& i$ a1 F9 ]9 E8 R5 W
2.《数量方法 Quantitative Method 》1 y9 s' [: q3 A
3.《经济学 Economics》% @* A7 D& T% j# J7 M d- z
4.《财务报表分析 Financial Reporting and Analysis》( _& m" ~( X$ D: H
5.《公司金融 Corporate Finance》! Y9 F1 t( F4 q5 ]
6.《权益类证券产品 Equity Investment》2 K; K' J# m2 y. n& j8 g, ]2 ^
7.《固定收益产品 Fixed Income》9 @4 R+ \; g& P' j$ V+ h
8.《金融衍生产品 Derivative Investments》! i( n2 k a; l' l
9.《另类投资 Alternative Investments》
4 M g7 O0 X( H0 L7 C. |10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
! i; r X* H. G- J I5 _8 Q" c3 |* `% i0 L
————————————————————————————————————————————————
7 J: i* t2 `1 ~, @7 P8 M6 |" E- c9 d/ i6 @
第21题：+ v7 M6 r$ G4 k5 {
' v( S& B$ }! I, y( J7 M
21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
' j2 I1 J% j0 S& JA. duty to clients
. s4 P2 n* k2 [5 ? ZB. reasonable basis3 V0 H2 c6 U! V) ^
C. priority of transactions" f3 h9 U4 D: q1 {
/ f$ F. S- X% m% @9 g' {答案和详解，登录后回复可见：. u/ s: V' C2 r
; [- _( {4 T9 K( a
5 G8 S# A6 U; f- V 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
|
发表于 2015-8-1 09:00:04
