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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)9 O6 L# {/ w- f' \9 ~
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：6 Z% D* ?; [6 j7 i+ b5 L6 c
1.《伦理道德与专业准则 Ethical and Professional Standards》
/ C Q3 _" ^/ f$ Y( F% L8 ]2.《数量方法 Quantitative Method 》
X) p1 b; l- ?- ]. b+ F9 R* [+ j3.《经济学 Economics》* ]) j/ H! `2 u# m; H3 w' v3 y
4.《财务报表分析 Financial Reporting and Analysis》
0 B* H0 w/ `2 R$ ]4 {, m; O5.《公司金融 Corporate Finance》
6 N# V& n5 J$ R7 U) s: h, y6.《权益类证券产品 Equity Investment》
6 ?7 K' C% T2 s1 D7.《固定收益产品 Fixed Income》3 H \5 _ G4 g- m% @/ ?/ }' D
8.《金融衍生产品 Derivative Investments》( m6 S3 q2 m Z
9.《另类投资 Alternative Investments》6 M: c3 z% N" P$ F
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:: w: ?3 u: ^6 t
A. duty to clients
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C. priority of transactions [$ o( U9 M! X7 `; k- _
" {# |: U. T8 t: l' C) s! c答案和详解，登录后回复可见：0 \, B8 Y" J, z6 e7 O" f: l/ D
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2 |5 D4 |4 s- \! |$ ` 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
