|
|
高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)! X; r' h( H# {" ~. C
这可是内部资料哦，大家快来~
+ o i3 W' ?7 @& o) V% a. k1 ~$ i9 r5 Y+ u% x, ? S
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：) ^4 F% X% {, |- Z+ j8 e" T4 d
1.《伦理道德与专业准则 Ethical and Professional Standards》8 U( u+ h6 q9 K( |: O
2.《数量方法 Quantitative Method 》! {$ a! R) ?) R" R2 Z; V: x% A
3.《经济学 Economics》$ l, w8 V e0 U
4.《财务报表分析 Financial Reporting and Analysis》- `7 i" i# h; Y) i. ?4 z; o, L
5.《公司金融 Corporate Finance》
2 `! e8 {# q) a6.《权益类证券产品 Equity Investment》2 D G* J' P$ \) L, d# a
7.《固定收益产品 Fixed Income》7 x0 l' C: f, L$ Z
8.《金融衍生产品 Derivative Investments》( G9 T2 {% h" p+ B8 ]" a2 x
9.《另类投资 Alternative Investments》; b' B P' o) W0 u
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》1 a! `1 f& J3 H5 d. P+ |( a5 T1 F, B! S
# p6 j% X) `$ t7 z; W- a————————————————————————————————————————————————
0 [6 h: M; s. t0 Q+ T Z# h+ a a2 c4 B1 G6 m! {6 q
第21题：
+ G9 u6 d5 n8 k" t3 L* y2 q1 I4 ~3 } C! y# h* T
21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
+ b7 S- m u4 p/ z/ AA. duty to clients# y8 h' `6 l; q6 f5 u5 h# g
B. reasonable basis* H* O0 M# D& m$ Q
C. priority of transactions
5 R7 e; G9 F* p* i3 y$ L- c% o# n; z" x. ~, h0 x0 C! T/ F
答案和详解，登录后回复可见：+ y9 }5 h8 r- R
! W. y% C* A0 e# l* X7 T6 e
+ Z2 @/ d/ w/ b$ G4 E+ c8 P' v 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
|
发表于 2015-8-1 09:00:04
