|
|
高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
; Q4 X, o! Y. U5 a+ q这可是内部资料哦，大家快来~ 7 W, |) ?0 n( y. A8 k$ K
; i: S4 i7 q! ]1 n( U K8 w
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：3 ?2 k E/ |$ j+ C
1.《伦理道德与专业准则 Ethical and Professional Standards》
* M; g- r s3 F, A* E- t3 m0 `2.《数量方法 Quantitative Method 》
" T/ B% l) u9 }% ^8 Z- K+ R3.《经济学 Economics》& `7 F5 I( g' K6 {/ _& j
4.《财务报表分析 Financial Reporting and Analysis》
- g* \, W e2 [1 T5.《公司金融 Corporate Finance》
: l! Q) W2 R- T6 p- V2 V' e6.《权益类证券产品 Equity Investment》
5 ]: @& M( `9 K+ c2 I& s7.《固定收益产品 Fixed Income》
/ ?' d9 c S% v" M, G' S1 d$ t3 `- f8.《金融衍生产品 Derivative Investments》
" \& q! P" M; d5 W) `9.《另类投资 Alternative Investments》 @( X+ H4 I3 ?
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
* O' _. t d- |% M& c: c) L: N5 Q5 N5 q- f* i
————————————————————————————————————————————————
; @6 ]& P9 R" Z# ?/ f0 j. L2 g; m3 y9 ^7 ?6 f6 v1 H/ S9 `
第21题：
* z* \) L. T5 N1 I
2 n. d# e" q6 B7 F* m6 B$ a21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
* j( C+ s7 C3 d2 f# J" K$ R4 \/ H3 ~A. duty to clients
: a0 r/ d8 h: e! o% D+ YB. reasonable basis! f+ l/ V8 o- A( t! `
C. priority of transactions
1 @ G S, Z% M; o3 q& c5 U8 e) u
答案和详解，登录后回复可见：
8 H3 v# F! G+ \: Q0 J! X$ l4 m! f
7 X2 {6 X/ `; v- f7 A7 i8 E7 y- A' X3 x% u1 P2 l
 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
|
发表于 2015-8-1 09:00:04
