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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解), s& o, V; \: l4 h3 ^0 m. i
这可是内部资料哦，大家快来~
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" Y N: s" G+ l0 k+ `( j+ U整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：. t5 R" D4 A0 h
1.《伦理道德与专业准则 Ethical and Professional Standards》+ |) C! |4 W# H! }/ E. _5 w n& k
2.《数量方法 Quantitative Method 》
8 H6 W. R+ O* n$ R, }, j1 Y3.《经济学 Economics》
4 H* k+ d% A( T7 |. u6 ~& d- x) j& i4.《财务报表分析 Financial Reporting and Analysis》0 }/ q7 a5 b8 U# h, J) h4 p
5.《公司金融 Corporate Finance》
" D: z( y( W* y: c, T/ h& B" w3 x6.《权益类证券产品 Equity Investment》
2 x3 N7 Q1 d. [2 o5 x$ D7.《固定收益产品 Fixed Income》
# k3 D6 B9 E8 T* l e, `9 n& E8.《金融衍生产品 Derivative Investments》 q. b! m. C. x- i
9.《另类投资 Alternative Investments》% r# W: Q4 X1 J+ s% j4 u
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第21题：
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' G' T1 F5 U* G+ v/ p21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to: O7 l- N( C& p' }/ q' H
A. duty to clients
: l& Q: Q" O4 o- o5 T* K/ XB. reasonable basis
* T" W! `/ D; ?. y6 e( hC. priority of transactions
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1 m4 q0 Z3 [) {; V. u答案和详解，登录后回复可见：
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 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-1 09:00:04
