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高顿CFA - L1 - 阶段测试30题 - Ethics - Q21 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
( a9 G3 A0 Q- a6 q* e+ a& ^1.《伦理道德与专业准则 Ethical and Professional Standards》8 }4 w+ w$ z3 B: E) S
2.《数量方法 Quantitative Method 》
R0 L3 @9 j+ K3.《经济学 Economics》
, a6 E2 A. N0 d3 D* p& W- N4.《财务报表分析 Financial Reporting and Analysis》
R7 V1 g0 @7 v. J! x& H6 `! G. N5.《公司金融 Corporate Finance》
( l9 `$ U9 d9 u0 F) o) v6.《权益类证券产品 Equity Investment》; K' F0 b( H% [* ^6 `4 r1 O
7.《固定收益产品 Fixed Income》" Q8 ?: D1 b C- N. G3 C8 L
8.《金融衍生产品 Derivative Investments》% F4 d" b/ \" u. H% k) B
9.《另类投资 Alternative Investments》7 o3 p/ T) J- k( T# C9 m
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》+ L# h$ W! `/ `0 I# d [0 G+ r' l
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* `3 B+ \ _( s2 ^! m5 \- R第21题：
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21. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to:
6 F( X6 B* S* o$ a" jA. duty to clients
0 B+ G4 J& |1 ^& `! r0 xB. reasonable basis! F) _2 e* R9 u
C. priority of transactions( L5 d& K& q5 m6 g
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答案和详解，登录后回复可见：
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发表于 2015-8-1 09:00:04
