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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)6 w0 z, B4 c+ B6 a6 k
这可是内部资料哦，大家快来~ 4 ]7 q9 t: q/ V( m+ O6 G: E
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
& i" j& U; a$ C5 B# t& d- U: O `1.《伦理道德与专业准则 Ethical and Professional Standards》/ V( t* }0 f/ o: {% V
2.《数量方法 Quantitative Method 》& w% ?2 Q0 h1 ~& j, w& u! U
3.《经济学 Economics》
8 R- P. K% t7 W" m7 U+ D4 W& e4.《财务报表分析 Financial Reporting and Analysis》
4 K$ i- M( A3 l, G7 R3 [9 w5.《公司金融 Corporate Finance》
9 @8 }# V% l* C/ Y$ V6.《权益类证券产品 Equity Investment》3 t, w* w1 a! c1 ^/ A0 I
7.《固定收益产品 Fixed Income》
6 Q t) u, i# P2 j' k8.《金融衍生产品 Derivative Investments》% [7 I% o8 t2 s+ L$ K- m" `- z# J
9.《另类投资 Alternative Investments》; o8 |2 g( ]" h
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第1题：
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
' Q! [5 L$ w8 v# B7 CA. fines for violations1 r; Y$ O+ A4 F6 ]* `$ M A
B. revocation of membership
) |0 g7 y/ v# PC. banishment from the industry4 A* X9 S$ y7 g
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答案和详解，登录后回复可见：3 B- W' h1 ]; r8 j; C/ c
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
