【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案)

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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
) t: |4 y; f# B) h1.《伦理道德与专业准则 Ethical and Professional Standards》
2.《数量方法 Quantitative Method 》
- N% m0 K3 {% C3 ?6 v5 e3.《经济学 Economics》
4.《财务报表分析 Financial Reporting and Analysis》
$ J& S4 ?2 O: b/ J+ a: b5.《公司金融 Corporate Finance》
( y7 A, t! A) G, e5 W' Y6.《权益类证券产品 Equity Investment》
) P5 u$ K6 K2 G7.《固定收益产品 Fixed Income》
8.《金融衍生产品 Derivative Investments》
* m* L3 J' h, M! t" B! h. O9.《另类投资 Alternative Investments》
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第1题：

3 |3 V+ R' b5 M  x7 x1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
A. fines for violations
1 i4 T- w% ]9 c. iB. revocation of membership
C. banishment from the industry

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Curtain

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MrLuciferJ

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