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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)) p7 i0 g2 a. k& e) q
这可是内部资料哦，大家快来~ 6 O; O" ^ O# T9 u; c% V, f4 l5 J
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：3 ^* G7 s7 @" `8 U6 z2 S
1.《伦理道德与专业准则 Ethical and Professional Standards》( m# g0 B7 B6 o; r8 m4 p+ }
2.《数量方法 Quantitative Method 》7 p' n5 ~* X8 g6 V3 w
3.《经济学 Economics》& }6 e6 J. Q) L* F
4.《财务报表分析 Financial Reporting and Analysis》
+ {! z" E- k# c% w$ e6 X5.《公司金融 Corporate Finance》
' B8 t3 ~, R0 f( q! q) w6.《权益类证券产品 Equity Investment》
3 R/ a4 Y9 u ^2 ^- o3 r! c7.《固定收益产品 Fixed Income》
9 T/ f7 F. ]& @# c0 N8.《金融衍生产品 Derivative Investments》$ P! J+ ^6 R& {. g( @6 C# ]( o5 H7 D b
9.《另类投资 Alternative Investments》$ t- k$ P# d# ~3 b
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》1 o# m: o% d3 B
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第1题：
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' P( h' g9 S0 C2 A& g" |1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: % n" ?4 U' R( K) j: C0 @: }5 H
A. fines for violations
) @* U- O* o& j2 ?B. revocation of membership
- ]* J1 H0 a. Z. k7 l( k8 q2 YC. banishment from the industry2 V: n! J; j0 _8 H, m
& i; r0 m. z8 p7 X答案和详解，登录后回复可见：
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
