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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
6 N( p: D- I4 F+ x这可是内部资料哦，大家快来~
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, K9 c2 N4 T: l$ m2 g+ G整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：- M0 L1 C) H9 V: S$ `5 F1 q
1.《伦理道德与专业准则 Ethical and Professional Standards》6 ~+ _7 R: n/ F+ _
2.《数量方法 Quantitative Method 》
% N- C# P; \ o5 K3.《经济学 Economics》1 }# }# d) {! {( E
4.《财务报表分析 Financial Reporting and Analysis》' m" o& F5 l3 [$ E: X
5.《公司金融 Corporate Finance》2 E) P- W6 c1 Q! x" E
6.《权益类证券产品 Equity Investment》
( s7 o# c; \; ^( E6 u/ q7.《固定收益产品 Fixed Income》
h+ [2 \0 p! Q2 F7 t3 Z$ C- s. k. i. a8.《金融衍生产品 Derivative Investments》
/ l7 }; L2 x) d1 I) D2 O9.《另类投资 Alternative Investments》
' S2 B/ I& ?$ a7 A+ i3 z10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》- i8 Q, H0 `0 j& C2 d4 F
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/ h: e- X* g3 ]- e9 G% U第1题：
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2 X- e+ {7 v5 Y* Z, A1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
) a1 Q A) y7 n& M" u* U* D/ t( QA. fines for violations
5 S% y8 C. n: K$ p0 b0 d0 [' G! }B. revocation of membership
) D6 k0 F9 L+ u# C- A9 x' NC. banishment from the industry1 ^% Q4 C" k! _( {9 y2 t8 s: t
. C. y! C* y) D6 j. P答案和详解，登录后回复可见：) n' ~2 a6 y) M( |/ L
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发表于 2015-11-7 19:00:36
发表于 2015-7-22 10:06:23
