【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案)

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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
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4 r+ |/ |) c. k0 l( ~( o- ^4 l整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
" p" u( F$ v( e/ y7 d1.《伦理道德与专业准则 Ethical and Professional Standards》
2.《数量方法 Quantitative Method 》
1 ?% p! u* ~% n3.《经济学 Economics》
4.《财务报表分析 Financial Reporting and Analysis》
5.《公司金融 Corporate Finance》
6.《权益类证券产品 Equity Investment》
7.《固定收益产品 Fixed Income》
+ R. U2 C" \, H9 b0 e5 k8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
% a# v8 [+ E( |, H' u' y5 G) ?9 m10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》

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( b5 L' P7 y+ C! x第1题：
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
A. fines for violations
9 `4 k; }5 o$ `8 V# ^' J$ O* LB. revocation of membership
1 B7 _, w" y- x5 n8 uC. banishment from the industry
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Curtain

THANKS!

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Jude

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ruby4gao

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MrLuciferJ

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RichardNor

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daniel_ma

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