【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案)

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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
; ?, ]+ h3 @0 ]这可是内部资料哦，大家快来~

整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
1.《伦理道德与专业准则 Ethical and Professional Standards》
2 d' ^5 j! V/ z. k+ Y5 z2 _5 H2.《数量方法 Quantitative Method 》
5 u2 A% q2 r1 T( Z" y3.《经济学 Economics》
4.《财务报表分析 Financial Reporting and Analysis》
+ X5 T( M! B' L4 l* V8 q7 p5.《公司金融 Corporate Finance》
6.《权益类证券产品 Equity Investment》
# ?, a6 m) N1 m& q! h7.《固定收益产品 Fixed Income》
1 Z# h% J( r  M$ @; H* H' Y- e8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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. ~3 u: C0 p$ O3 A# f. C1 W$ ]第1题：
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
A. fines for violations
( K& p7 ^3 l6 @, o8 {- \/ xB. revocation of membership
C. banishment from the industry

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Curtain

THANKS!

CFA主页君

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Jude

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ruby4gao

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ruby4gao

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MrLuciferJ

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RichardNor

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