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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：$ t, ]( W+ Q/ w, Z
1.《伦理道德与专业准则 Ethical and Professional Standards》
2 k' r0 b) {2 O& d2 ?2.《数量方法 Quantitative Method 》+ h1 s$ e5 N, h) [, @% Q( {/ F1 r" ^; L
3.《经济学 Economics》
, z! s$ y6 R3 T4.《财务报表分析 Financial Reporting and Analysis》
: i+ l( e5 P7 F* C, c4 ~5.《公司金融 Corporate Finance》/ Q- i5 P4 y9 |# ?( g( Y8 w S& ~
6.《权益类证券产品 Equity Investment》
- U7 h0 j/ L! T, w9 u" f' ]7 @7.《固定收益产品 Fixed Income》
y; N' z2 P: M1 [: ?8 f8.《金融衍生产品 Derivative Investments》
7 E8 {! J9 ~7 q7 B, l9.《另类投资 Alternative Investments》
. t% B- b" t5 m# g4 P10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: ' j, H1 U5 r' m2 B
A. fines for violations# c# U! Q% i' L
B. revocation of membership/ L. o/ j% x- x0 |4 \9 o& a
C. banishment from the industry
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* {' b+ r1 F0 A0 O V答案和详解，登录后回复可见：) u. x+ S! w: S E w* x* k3 }
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
