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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解): v, `; o& N. l; q# S2 v1 l; g
这可是内部资料哦，大家快来~ & A; `7 a: h3 s# `& i" x. z
. E, i5 F: v2 A8 a" B7 s! C0 @整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
3 s: d9 O! h. @4 s4 |4 j1.《伦理道德与专业准则 Ethical and Professional Standards》, k% P" P5 c( c( W( j& R
2.《数量方法 Quantitative Method 》: C3 H9 ?) H, n2 K! B. ~" ?
3.《经济学 Economics》5 @8 {+ i2 O" \7 p4 U+ T1 W
4.《财务报表分析 Financial Reporting and Analysis》
4 j( q% t" U5 W7 m% L5.《公司金融 Corporate Finance》6 H5 N+ N9 Q6 \: b
6.《权益类证券产品 Equity Investment》" ~/ Q# T% | `- B
7.《固定收益产品 Fixed Income》
7 B0 p4 T6 T9 p) r) E. V( _8.《金融衍生产品 Derivative Investments》
9 l6 K4 `: d A. f; T5 r- K4 L9.《另类投资 Alternative Investments》
2 i: `' d) c/ }10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》- J+ R0 A% D- I5 c, F
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l* f: L0 L) G$ k' i第1题：* A; @. s+ z. k5 t; H0 q& I) v
' o. `( `8 y5 K6 V0 F1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: % L0 i2 c; u7 q2 T; G2 C7 r9 z4 Y
A. fines for violations1 D, Y! v0 T2 g9 j/ c
B. revocation of membership, g( B* W& K- z: B
C. banishment from the industry
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5 n3 o7 j. S( E答案和详解，登录后回复可见：0 N H7 s+ {( K+ t+ `; t; @
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
