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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)$ Z* O, W: c% a* s" V9 N
这可是内部资料哦，大家快来~ " E+ |, n) d2 V- q! E
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：8 X; C7 u* ]$ o s$ F5 b
1.《伦理道德与专业准则 Ethical and Professional Standards》+ Y3 m# v$ D% m% ?" H/ l
2.《数量方法 Quantitative Method 》
/ X V3 _8 q2 k4 j) U ^' ?3.《经济学 Economics》 e; O8 R- w8 }
4.《财务报表分析 Financial Reporting and Analysis》5 _) F0 L0 w% m, {% ~$ ^
5.《公司金融 Corporate Finance》# ]% `+ L, P) J' |* e
6.《权益类证券产品 Equity Investment》
; T& q" B: I. U! i& ~# L9 l- b5 y: W7.《固定收益产品 Fixed Income》9 F/ Z+ u" _, u0 W5 \1 F: C1 K
8.《金融衍生产品 Derivative Investments》1 w/ [5 a# @, q# L! Y
9.《另类投资 Alternative Investments》8 @0 c+ v" s* F- v& R
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》* R8 t& Z, O p. U8 r/ i
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第1题：/ J+ l9 h2 p3 F
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
& |. p! a/ S! U& BA. fines for violations
. Q. d$ |: A+ [& }8 J1 S. Z# PB. revocation of membership
/ ?( H& u. [) i4 _5 y2 j2 zC. banishment from the industry. N r; R* Z6 M: Y
5 j/ ^, ?/ x# M答案和详解，登录后回复可见：5 Y- k' ^/ Q7 Z
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
