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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：0 V+ n3 X, e2 N2 z
1.《伦理道德与专业准则 Ethical and Professional Standards》# Z1 d- m: ^8 L4 i* ~# p
2.《数量方法 Quantitative Method 》
9 V% H0 P; w& k/ H9 `% z1 w$ C% n3.《经济学 Economics》
) h3 |, M% w; k! m9 l4.《财务报表分析 Financial Reporting and Analysis》 Z1 b% r9 ^, g8 Q
5.《公司金融 Corporate Finance》* _' J; a7 H- Z0 ]. O
6.《权益类证券产品 Equity Investment》& l; D/ e9 F- q% S t
7.《固定收益产品 Fixed Income》
2 O- q! y; @ s1 Y8.《金融衍生产品 Derivative Investments》! z$ f( K& a+ l' ?/ U# Z2 [
9.《另类投资 Alternative Investments》, D) O' m4 O( s# w0 y: v0 U1 `
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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/ B% u3 Q& S# y' G9 y6 Z5 s+ x% d: |9 N第1题：7 R% ?- e# j! c% }
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1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: 5 Z; W" Q, b- y& U% _
A. fines for violations1 S6 f: }4 R! S
B. revocation of membership
4 D$ x+ T9 Q# f5 r9 b4 O( ^C. banishment from the industry, W: A7 G4 n, q
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答案和详解，登录后回复可见：
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
