【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案)

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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
' T1 H# C# x; G3 e3 L1.《伦理道德与专业准则 Ethical and Professional Standards》
5 R2 j: m6 \5 L2 R3 L2.《数量方法 Quantitative Method 》
/ P/ t$ M9 K( Y$ e3.《经济学 Economics》
- d( e& t  |  u0 @, P- v4.《财务报表分析 Financial Reporting and Analysis》
5.《公司金融 Corporate Finance》
5 ^& c  ]: q/ @0 q6.《权益类证券产品 Equity Investment》
* e# _' r, a  S9 g8 g$ r' n7.《固定收益产品 Fixed Income》
8.《金融衍生产品 Derivative Investments》
) b% X2 q/ Q8 A3 q( p% |# u& Z9.《另类投资 Alternative Investments》
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》

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2 z% s* N1 s. ^. L! c第1题：

1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
A. fines for violations
5 j1 O% G4 b' X/ G4 r0 ^- @& w1 s$ ZB. revocation of membership
C. banishment from the industry
7 {- R+ V  g& f( B, R
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Curtain

THANKS!

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ruby4gao

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