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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解); m5 p: M/ y6 w/ c9 `; }
这可是内部资料哦,大家快来~ ; j, v; b# j; |+ L$ `! y
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整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:
, N' d0 r( i. h# G# S1 F) p4 `* W1.《伦理道德与专业准则 Ethical and Professional Standards》
! D; z/ M' y v* \5 X2.《数量方法 Quantitative Method 》
! P& y3 {) W W1 R9 ?% ]$ J3.《经济学 Economics》
8 i1 c2 L; L+ i9 e2 v1 f4.《财务报表分析 Financial Reporting and Analysis》- z8 Q$ c( q. T r0 t, b: |, K8 J
5.《公司金融 Corporate Finance》
( j; d. {* \/ F4 a6.《权益类证券产品 Equity Investment》+ A3 V7 @3 q, g% p: G# f
7.《固定收益产品 Fixed Income》
4 q- d# N% x' n. q; n8.《金融衍生产品 Derivative Investments》
2 h2 m- G3 h6 r. [* `9.《另类投资 Alternative Investments》
5 N, q- |2 D I2 K10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》$ F) U6 }1 R' k8 A8 z- l
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第1题: A% V- b# J/ o4 S8 k& v+ B
0 z' e& i+ a ]$ Z7 z) m t1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: . v7 v& ^4 K5 Y! g3 M5 `: C% S
A. fines for violations/ m4 X5 K2 W5 f6 z# S I3 p
B. revocation of membership
% _7 B+ V* T4 S. p0 h) @C. banishment from the industry
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: ~& h, T# g: X& K' |2 B: n G答案和详解,登录后回复可见:6 R; k$ l$ ^! S! ?% @' S" A5 V7 s
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