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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)2 B, S9 r: ]1 j, T+ b' ?/ ?% Q
这可是内部资料哦，大家快来~
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* l: R* u* q. o G, ]0 K整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：7 Q4 d. R3 c4 k" Z% C$ p4 s/ o
1.《伦理道德与专业准则 Ethical and Professional Standards》. l* j5 i( W2 F' Z8 A* B7 L- N
2.《数量方法 Quantitative Method 》
& Y1 b, |5 h( M2 v z3.《经济学 Economics》% P% w5 }/ _* o/ j
4.《财务报表分析 Financial Reporting and Analysis》
f/ B6 _& O! d& Z5.《公司金融 Corporate Finance》& `$ h8 m& ?- S
6.《权益类证券产品 Equity Investment》
5 Z' } J8 n3 h2 n7 Q7.《固定收益产品 Fixed Income》
. q3 J' C$ \5 n8.《金融衍生产品 Derivative Investments》
+ \- y4 Q5 m. N# w$ ~9.《另类投资 Alternative Investments》
& v, g8 B* v% a4 a, \10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》9 S& f6 b5 [( ?" ]6 G7 S: Z
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第1题：, Z6 S, k j& |; Y
+ p% E$ [* B; l( ?1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include: 6 g3 t* ~( d8 e$ x/ B$ `4 {
A. fines for violations
! g" ]) s% E1 D0 z! |/ G7 n3 LB. revocation of membership
. y% }- ?) I* A0 S9 v# \6 HC. banishment from the industry
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答案和详解，登录后回复可见：* t: g) _9 Q) G
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发表于 2015-7-22 09:30:00
发表于 2015-7-22 10:06:23
