【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案)

catherine

【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q1(含答案详解)
这可是内部资料哦，大家快来~

整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
1.《伦理道德与专业准则 Ethical and Professional Standards》
2.《数量方法 Quantitative Method 》
$ O# R) {; Z; {3.《经济学 Economics》
9 z$ X( P+ U- u6 Z9 _4.《财务报表分析 Financial Reporting and Analysis》
5.《公司金融 Corporate Finance》
8 Y8 D! V6 l6 m6.《权益类证券产品 Equity Investment》
7.《固定收益产品 Fixed Income》
7 `6 h" T' u1 a+ D. r  R8.《金融衍生产品 Derivative Investments》
9.《另类投资 Alternative Investments》
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
$ ~( T8 `9 D2 h" H! k+ v: v
& t/ S* `1 {. j————————————————————————————————————————————————
% x& [' ^, _8 Y" g
+ Z) N* R6 V$ N- j) _第1题：

# L$ H! J6 P8 M7 E/ y* \+ ]5 f/ ~1. Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impose? Sanctions include:
A. fines for violations
6 H: z* F+ _  j* L0 MB. revocation of membership
C. banishment from the industry

1 H7 y. p* W5 F9 _$ g* ]4 [- ^$ b% @答案和详解，登录后回复可见：

游客，如果您要查看本帖隐藏内容请回复

Curtain

THANKS!

CFA主页君

thanks so much

Jude

thanks楼主~~

ruby4gao

thanks for this sharing

ruby4gao

thanks for sharing

游客可以看到么？

MrLuciferJ

thx a lot for this

RichardNor

thanks so much

daniel_ma

dasfasdflaskdjf kjsadlkfjasdkjf ;lsajfdkasdfsadfsa dsadfasdfsad