|
|
【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q2(含答案); \+ M- S3 N$ ~6 f, w
这可是内部资料哦，大家快来~
8 c) Q! j) w4 i3 A+ h0 o) r' n8 C- O. W0 }" `; a9 |( C
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案和详解：
+ n: ?7 M; k5 u. z; E u4 n4 y' ~+ T1.《伦理道德与专业准则 Ethical and Professional Standards》
8 \! S+ N1 Y K5 R5 {2.《数量方法 Quantitative Method 》
' ^1 M I9 F9 l/ ~2 x- @3 k4 u$ _3.《经济学 Economics》
* p O6 T8 ]1 k O; ]4.《财务报表分析 Financial Reporting and Analysis》
, _. o& R3 e& y t3 b& e3 v7 V* B" X5.《公司金融 Corporate Finance》
0 k) M: k. m! q* B, G9 J6 I, K6.《权益类证券产品 Equity Investment》
* }, x+ Z. ?) F+ T& v8 P+ J7.《固定收益产品 Fixed Income》$ W: @/ S1 |- y7 x1 I8 q
8.《金融衍生产品 Derivative Investments》
. M7 S/ L% |6 n' M: K9.《另类投资 Alternative Investments》4 W' j: I# a' _, w
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》2 r6 k% w9 F- A T
1 W8 p8 Z! V6 n. Y8 N3 @
————————————————————————————————————————————————
: ], J3 ~5 y) Z# Y& R- o. L% A: |' V% |
第2题：
8 ?, @/ a5 U0 P% I# Z) |( S7 `7 R& l' T1 ?; T5 {6 i F- w
2. Sato Kashingaki, CFA, is a financial advisor who practices in multiple jurisdictions. In his resident country, Country A, he is not required by law to hold a financial advisors license but he is required to uphold a fiduciary duty to his clients. In Country B, authorities require him to hold a financial advisors license but he is not expected to uphold a fiduciary duty to his clients. In Country C, authorities require both a financial advisors license and an asset management license in addition to upholding a fiduciary responsibility towards clients. In which of the three countries does Kashangaki have the duty to adhere to the CFA Code and Standards over local laws? 6 }1 ?4 l4 {' n# I
A. Country A, z, R4 a7 N$ f9 @
B. Country B p& U9 s9 Z8 B) C
C. Country C- }/ n6 {2 u' U3 N2 X5 h
. M7 @5 c+ L; A3 t答案登录后回复可见：6 \' C% l/ s- h
5 w) |2 B' q* D8 X% _/ b
|
|
[复制链接]
发表于 2015-7-22 09:30:00
