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【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q2(含答案)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案和详解：
- M0 h/ ~& m5 D8 `) z6 | _- Q8 f1.《伦理道德与专业准则 Ethical and Professional Standards》2 |# ~/ z1 c* \. T# M% E. N
2.《数量方法 Quantitative Method 》
; g/ |- A. @) g6 O2 n5 y7 M3.《经济学 Economics》
: n$ k, J! e z! i/ U4.《财务报表分析 Financial Reporting and Analysis》
$ x3 g- W2 O& j5.《公司金融 Corporate Finance》
! L+ S. e) M1 N4 d7 i5 \: _1 g6.《权益类证券产品 Equity Investment》4 P3 o/ P& M% u
7.《固定收益产品 Fixed Income》. a- c" e" F0 y' u T; P5 Q
8.《金融衍生产品 Derivative Investments》
" @$ g ?6 J& p, h5 P9.《另类投资 Alternative Investments》- F3 O/ T U0 F& Q0 M2 U4 D! U
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》' \- m& a5 W3 o _
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1 J9 E4 n( D; K w5 q7 P0 S5 R2. Sato Kashingaki, CFA, is a financial advisor who practices in multiple jurisdictions. In his resident country, Country A, he is not required by law to hold a financial advisors license but he is required to uphold a fiduciary duty to his clients. In Country B, authorities require him to hold a financial advisors license but he is not expected to uphold a fiduciary duty to his clients. In Country C, authorities require both a financial advisors license and an asset management license in addition to upholding a fiduciary responsibility towards clients. In which of the three countries does Kashangaki have the duty to adhere to the CFA Code and Standards over local laws? ' [& R, l( q% I% E
A. Country A, |% t; G' m4 H; L: g# \
B. Country B" E# ?. ]" c" q5 g; m4 m2 n' D j. L
C. Country C/ y2 M& f: I, y$ D
; W+ R5 K: B9 \& q) [答案登录后回复可见：* E. k# `6 K8 ~ T* L; ^
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发表于 2015-7-22 09:30:00
