|
|
【内部资料】高顿财经-CFA Level1-阶段测试30题-伦理道德与专业准则-Q2(含答案)" b/ q+ Q8 ^; c2 T8 B* E+ O$ ^/ m
这可是内部资料哦，大家快来~ * B2 \% _6 v& m, L
+ |' E! h8 m5 e9 b0 a0 Z+ Z7 s整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案和详解：
5 q* |, o9 O W" U) b% n0 K1.《伦理道德与专业准则 Ethical and Professional Standards》2 y9 |% F. W3 K7 l
2.《数量方法 Quantitative Method 》
2 O/ n; _" `8 C% T! s3.《经济学 Economics》
" K, Z$ }3 Y: e4 V6 h. @7 R& Y4.《财务报表分析 Financial Reporting and Analysis》2 R. h& v& }( \2 P& X0 U
5.《公司金融 Corporate Finance》1 H' E+ m0 w& X' {4 w
6.《权益类证券产品 Equity Investment》
4 [# D; e9 l, Q0 a7.《固定收益产品 Fixed Income》4 C8 j t4 x# Y3 i! X' U! W, i$ n
8.《金融衍生产品 Derivative Investments》
& I$ Q( j/ k$ `) A6 q' j0 N0 n, A9.《另类投资 Alternative Investments》
3 h/ g9 l# J6 I% m& ^, @10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
1 z- E. t1 {' z' h) ^- U9 p
; J6 `! {5 l1 [, m6 y& a9 g' ^————————————————————————————————————————————————7 T: i. q, Z9 U3 Y0 G! `
7 R1 O9 w+ B) B, s$ t第2题：
/ K7 Q# B; L$ E0 N+ L+ c) D! n% I, R- X9 I0 ?7 A
2. Sato Kashingaki, CFA, is a financial advisor who practices in multiple jurisdictions. In his resident country, Country A, he is not required by law to hold a financial advisors license but he is required to uphold a fiduciary duty to his clients. In Country B, authorities require him to hold a financial advisors license but he is not expected to uphold a fiduciary duty to his clients. In Country C, authorities require both a financial advisors license and an asset management license in addition to upholding a fiduciary responsibility towards clients. In which of the three countries does Kashangaki have the duty to adhere to the CFA Code and Standards over local laws? 6 n Z) E1 H* s1 @. b1 _. f7 f
A. Country A
4 D" Y' j7 ]& j% B/ I/ I% CB. Country B
! r5 u8 J) A* ^; ~# ?" `$ x9 T6 eC. Country C
; U; I9 g- k% ~5 k- a6 _5 N6 {; ~: i
答案登录后回复可见：
6 P+ z& P% O+ ^
' ~7 y: G7 \; W% R: [$ R: O |
|
[复制链接]
发表于 2015-7-22 09:30:00
