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本帖最后由 catherine 于 2015-7-29 10:08 编辑
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
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9 I1 v- S" |9 c$ v5 {" F; }& \整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：- R5 D9 I& w. }7 u \% V
1.《伦理道德与专业准则 Ethical and Professional Standards》' m/ }# y0 o4 d+ j
2.《数量方法 Quantitative Method 》
4 R" O- Y% Z b3 y9 J3.《经济学 Economics》
4 l* M6 M5 I& w- t4.《财务报表分析 Financial Reporting and Analysis》
$ E% ]9 e% a, o( X3 t6 Y5.《公司金融 Corporate Finance》! ]" H# l) o' g0 o# C
6.《权益类证券产品 Equity Investment》+ |. N: F" C) C S# q
7.《固定收益产品 Fixed Income》
4 c+ J' I; {1 [, E& N' C8.《金融衍生产品 Derivative Investments》/ \7 V: J. ^' L" ~! f
9.《另类投资 Alternative Investments》
4 d! b: h6 x3 Q z @10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
" d$ M- R/ d4 K/ _$ ^6 [A. states that members should treat all clients equally
! E& N; [+ _( \: f. ^B. imposes a duty with respect to both clients and prospective clients
' u, _3 A( P) J( {: K$ E$ {+ k! X' FC. pertains to both investment recommendations and investment actions
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答案登录后回复可见：! L" r3 b5 T+ H3 k
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发表于 2015-7-29 09:30:01
