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本帖最后由 catherine 于 2015-7-29 10:08 编辑
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: E0 d3 X; C; i. E0 B【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)6 O1 b+ ]0 d. ]- ~! F& s3 Q* R2 E
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：3 r( ~+ i, T+ A1 _7 R. _' M
1.《伦理道德与专业准则 Ethical and Professional Standards》
! C* a/ Y; w; [# n2.《数量方法 Quantitative Method 》
5 W) K" k- [1 D8 h3.《经济学 Economics》 w; A ~, k) {) K9 ]
4.《财务报表分析 Financial Reporting and Analysis》
" k" \( z' r/ W3 [1 q- P5.《公司金融 Corporate Finance》
+ T0 M- n- A( t: X% ^6 R6.《权益类证券产品 Equity Investment》: w# U+ w0 J+ c. g9 u9 h$ U
7.《固定收益产品 Fixed Income》
: ]8 g) G8 J" } q1 V* \' _8.《金融衍生产品 Derivative Investments》3 ]' j9 g% f& h( O0 H" Z
9.《另类投资 Alternative Investments》) e# L5 @0 y1 w+ j3 W8 B: |
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第13题：4 ~+ r- Z: D9 B) x2 t# Q
# ?, y B3 E( p2 B13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:& u5 z1 ?( c5 L: S
A. states that members should treat all clients equally
) N x& ]& @% p; q* oB. imposes a duty with respect to both clients and prospective clients! P2 L, p+ i( Y; W' L4 i
C. pertains to both investment recommendations and investment actions+ F5 N( c4 F" C9 s o$ x( ]* z6 }
3 M T: ]) c9 Z; I) C3 K答案登录后回复可见：
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发表于 2015-7-29 09:30:01
