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本帖最后由 catherine 于 2015-7-29 10:08 编辑
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
' v t- S* f& s e1 l2 B这可是内部资料哦，大家快来~ + Y5 n" J( [" r( W. p) t
0 |; m$ J u# N7 o+ C) m q整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：0 \8 i; ^ _$ G
1.《伦理道德与专业准则 Ethical and Professional Standards》
g7 `1 ?" h8 H6 l' Y3 k2.《数量方法 Quantitative Method 》
I0 H& C8 O. ^! B* K7 z3.《经济学 Economics》
W: U' p. F7 n( N+ @$ k; r! |4.《财务报表分析 Financial Reporting and Analysis》
* }8 B. ]' V2 Y) H7 q8 W9 t. u4 x5.《公司金融 Corporate Finance》
1 N, _/ O3 n- u `6.《权益类证券产品 Equity Investment》
/ ^/ A) w7 {0 I- i0 z: d5 J7.《固定收益产品 Fixed Income》& x% G1 \ }" O# `4 R
8.《金融衍生产品 Derivative Investments》
( b' k# p3 b8 F9.《另类投资 Alternative Investments》5 P: j5 `6 L8 L* q! b4 S6 C4 L
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第13题：6 z; x- d) i$ Z% E# ~3 ^
) X/ L% G0 U7 x9 n/ a2 {13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
( l' z& L6 {) k! iA. states that members should treat all clients equally
& q' J; d3 z3 d# w2 rB. imposes a duty with respect to both clients and prospective clients
* U9 [7 h6 O- ?0 ^7 q( kC. pertains to both investment recommendations and investment actions Y# J ]/ v; I7 Y( o
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答案登录后回复可见：( d9 _/ N y7 ^% S' Z4 ] j5 g- ^
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发表于 2015-7-29 09:30:01
