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本帖最后由 catherine 于 2015-7-29 10:08 编辑 2 m8 s+ M0 r8 [- V
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)3 C) c y1 o# }2 n% e
这可是内部资料哦，大家快来~ ! w1 U; ^, Q8 Q- M! ~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
* r/ { {) |0 ]! O! E; E" A& O1.《伦理道德与专业准则 Ethical and Professional Standards》
7 n* b0 S( a7 b) y! V* a/ _/ F2.《数量方法 Quantitative Method 》
; s% _" q; }' @: \3.《经济学 Economics》
# V/ R) c- `* n' E, S* d# I! q( f% D4.《财务报表分析 Financial Reporting and Analysis》
1 @" v) j/ L- D/ q: Y8 \5.《公司金融 Corporate Finance》
$ |1 A# _' w9 Z6.《权益类证券产品 Equity Investment》
3 H$ A$ c' a1 [ T/ d( g0 c7.《固定收益产品 Fixed Income》
! E0 X( G# W5 |/ U( d% x6 t& Y8.《金融衍生产品 Derivative Investments》! g' m2 u/ j3 }) O, D
9.《另类投资 Alternative Investments》6 j( P- h5 N8 B
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》4 @: r+ J, Z, L2 n+ c6 Q9 g
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$ F' t' f- L9 ?9 d5 a2 Q3 M第13题：
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. Q: G3 L) N$ A! `/ L0 {# ]7 }; {) y* i13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:$ H4 S; {6 P, D8 f* Z
A. states that members should treat all clients equally, j' j( n F: m! x$ _8 K% z
B. imposes a duty with respect to both clients and prospective clients2 c. |! s B4 z1 s- c5 s: r
C. pertains to both investment recommendations and investment actions
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发表于 2015-7-29 09:30:01
