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本帖最后由 catherine 于 2015-7-29 10:08 编辑 8 @( j+ K0 x% E- {( H' z1 t" O' p! a
- S9 Y0 v+ Q' ?- ~5 l; k【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
$ ]7 ^ {) C/ r+ ^8 I9 l这可是内部资料哦，大家快来~ 2 }5 c" [: ], [! |8 ?1 q* ]
* | e; I0 z0 d l9 f% A3 q0 @整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：7 [. ~* O6 r. h, p- z. a0 m
1.《伦理道德与专业准则 Ethical and Professional Standards》
5 r; `5 E+ Q3 C) i2.《数量方法 Quantitative Method 》: Z4 c5 C7 Y% a! k0 Q; |9 v& l/ Z- B
3.《经济学 Economics》
7 _1 \" C6 U; d( |4 Q& B; F4.《财务报表分析 Financial Reporting and Analysis》& Z* @4 Q; t- \9 Y
5.《公司金融 Corporate Finance》
. P" S3 ~1 _ g5 \" p+ N6.《权益类证券产品 Equity Investment》
2 f; }* o1 t) P+ w1 O* X7.《固定收益产品 Fixed Income》
K* l8 Z, h: u3 F8.《金融衍生产品 Derivative Investments》
& O' a' T2 H" n) }$ j9.《另类投资 Alternative Investments》: @/ r0 m6 o5 H) C# o4 a
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第13题：
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4 \$ [' n' K9 o$ Z/ U* Y13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
9 `6 Y( ]$ F5 f! {: z3 |A. states that members should treat all clients equally! S8 o1 t% S. e0 x' ~$ s' R' M
B. imposes a duty with respect to both clients and prospective clients
; l7 \5 c9 _# d+ I; I* E! e2 _* L$ kC. pertains to both investment recommendations and investment actions
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/ }. h6 l/ g) W' y7 L' _答案登录后回复可见：7 k2 Q" q7 ~8 T
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发表于 2015-7-29 09:30:01
