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本帖最后由 catherine 于 2015-7-29 10:08 编辑 9 k! f3 x- j% \! Y6 c
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
! V5 @9 R# Z/ a7 C1.《伦理道德与专业准则 Ethical and Professional Standards》; A/ V& b$ m0 q; V6 F/ u; T7 Y
2.《数量方法 Quantitative Method 》; n f: a( l6 P1 K- O M
3.《经济学 Economics》. w& l& @& ] e% m( ]/ o
4.《财务报表分析 Financial Reporting and Analysis》
% X8 W. c2 U/ W4 B5 J q, h# w5.《公司金融 Corporate Finance》$ Z+ b) Q0 H; r. O' Q2 K5 g
6.《权益类证券产品 Equity Investment》9 S* o& s. `( U5 ] v! F
7.《固定收益产品 Fixed Income》' z' |' j2 Z9 w
8.《金融衍生产品 Derivative Investments》
4 A5 s) n. |& O, z! g9.《另类投资 Alternative Investments》9 F! X A& A( J( w h* Z
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》# s7 r: V- u% Z4 @- T
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. h D. b `% |4 g$ _2 w0 C第13题：7 A0 u/ T% b! n; h7 _2 ?
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
+ p/ D( B6 s6 M6 d8 A# i. }A. states that members should treat all clients equally
# a. i: p U0 v6 IB. imposes a duty with respect to both clients and prospective clients
2 m1 J" }; w6 B6 X zC. pertains to both investment recommendations and investment actions
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# p+ \% h% E* ]+ S, ~( b答案登录后回复可见：
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发表于 2015-7-29 09:30:01
