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本帖最后由 catherine 于 2015-7-29 10:08 编辑
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/ g- f% Y1 `- p/ b) Z( t+ I【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
) w( K9 ]/ C# A9 K2 E6 N" o+ }这可是内部资料哦，大家快来~
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( K; T4 |# W5 ~2 v; e* K整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：' D& c4 E" E/ N/ L1 C) }* ?- R
1.《伦理道德与专业准则 Ethical and Professional Standards》4 ] X* F6 _1 v n8 B
2.《数量方法 Quantitative Method 》
/ ]1 n8 V* n5 n C8 i3.《经济学 Economics》
* q' ^: m* |7 E) r9 ~3 _4.《财务报表分析 Financial Reporting and Analysis》
& I$ j: [4 \' T" q3 }4 o, R/ e5.《公司金融 Corporate Finance》4 ~' R+ X) d: o2 s X' u) L
6.《权益类证券产品 Equity Investment》
% l! D0 \# s! k1 `5 o o7.《固定收益产品 Fixed Income》
( ~8 Q" a# b' k8.《金融衍生产品 Derivative Investments》) c) u" W3 ^" J& G
9.《另类投资 Alternative Investments》' j! D4 n5 |2 d3 o- D+ m1 L
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》2 M- s; K4 [5 m. Z' O
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( N7 G; v, d; I. s7 h) s8 T* G第13题：, D$ `/ }$ v8 {1 a9 j0 H+ F
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
7 k0 B, C' }" I( P8 |A. states that members should treat all clients equally- e% c, u8 I+ N9 a$ C
B. imposes a duty with respect to both clients and prospective clients
3 w' H# c# w- p, D% ~2 LC. pertains to both investment recommendations and investment actions
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答案登录后回复可见：; F* U# M/ Q7 M; S0 C9 q
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发表于 2015-7-29 09:30:01
