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本帖最后由 catherine 于 2015-7-29 10:08 编辑 . n8 f# b4 H/ K! {. s7 [
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
1 B; p$ U1 r! k" M这可是内部资料哦，大家快来~
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/ J6 i( U8 Y0 P; [: C整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
+ @0 S" u/ c' i& s1.《伦理道德与专业准则 Ethical and Professional Standards》
4 U) K+ I! o$ k V2.《数量方法 Quantitative Method 》
2 u# L! l4 ~, p3.《经济学 Economics》5 y$ S" \+ t$ \: t& {
4.《财务报表分析 Financial Reporting and Analysis》! p2 l7 z5 ^: e& E1 O/ b5 i! p
5.《公司金融 Corporate Finance》) }) ^% P+ q3 g: Q$ y# a
6.《权益类证券产品 Equity Investment》
2 @% p9 Q# x" ]# C, ~! m3 P/ y) [: E7.《固定收益产品 Fixed Income》0 o( Q$ T3 y, d. R5 {
8.《金融衍生产品 Derivative Investments》
" i7 d0 d _6 t' H3 c9.《另类投资 Alternative Investments》
4 {3 u0 W) b7 P) g9 Z( ]10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》1 y) x0 n9 [ F0 ]
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( y1 I+ P, P/ t/ v5 v第13题：
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:& g% A" ~7 _8 A3 a
A. states that members should treat all clients equally, H5 v- S* x" j m* z/ w
B. imposes a duty with respect to both clients and prospective clients
) K/ R* h3 N3 k" m+ q! z3 ~C. pertains to both investment recommendations and investment actions5 t7 M& `$ j0 E% N, m! d2 B7 O" A& O D. ]
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答案登录后回复可见：9 U5 a1 W3 I# m
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发表于 2015-7-29 09:30:01
