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本帖最后由 catherine 于 2015-7-29 10:08 编辑
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
$ k7 o4 D1 a; t6 X这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：; G( f4 L! C G4 Z, a% r8 G2 v
1.《伦理道德与专业准则 Ethical and Professional Standards》
0 P- Y, t5 y% ~, [+ Z- s1 u6 G2.《数量方法 Quantitative Method 》
) I3 z, M8 d0 P# t4 U, ?3.《经济学 Economics》5 @2 v% [3 T" z$ [2 T6 L% ]
4.《财务报表分析 Financial Reporting and Analysis》
" v/ ? d% V& K3 s0 I4 z& N1 M1 y2 y- N5.《公司金融 Corporate Finance》% U& C j: f- O0 b
6.《权益类证券产品 Equity Investment》
3 P0 j6 K: q# }+ Z) p4 Q7.《固定收益产品 Fixed Income》
0 T6 l7 y( X, A3 v# N4 t2 \. P6 d8.《金融衍生产品 Derivative Investments》
7 X4 A: }' t3 R m9 m9.《另类投资 Alternative Investments》* \! |0 l8 q+ s/ [3 N1 _% M
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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x2 E& {( Q$ s: V第13题：
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:2 D( l8 J7 `+ E1 f0 S
A. states that members should treat all clients equally$ c; q' p9 u4 t0 {
B. imposes a duty with respect to both clients and prospective clients% v: A: H! y0 G* ?
C. pertains to both investment recommendations and investment actions k$ ~ V$ i/ i+ n
: B) N# o3 L/ }答案登录后回复可见：
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发表于 2015-7-29 09:30:01
