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本帖最后由 catherine 于 2015-7-29 10:08 编辑 ' Y, j3 y) ?$ D5 T3 B
2 r" s& r0 g# |5 b) {9 g& [【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)9 s9 _1 f7 k- S. j
这可是内部资料哦，大家快来~ 1 U7 f/ u3 B* t: I) T# K( q1 \
L! e# z( i. z整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：) J" [5 H7 F' x8 s6 P9 N
1.《伦理道德与专业准则 Ethical and Professional Standards》$ x" t; C) S) d9 Y% ]
2.《数量方法 Quantitative Method 》
- \0 e+ ~+ e" b: Q1 |: f( v' Z$ ~3.《经济学 Economics》
& ]; o J0 E* w$ A& R4.《财务报表分析 Financial Reporting and Analysis》& W% J. t8 a- B- ~1 q F% X
5.《公司金融 Corporate Finance》
6 S7 C+ X+ {" Q7 r+ }6.《权益类证券产品 Equity Investment》6 [- x$ T$ k. g: \9 C
7.《固定收益产品 Fixed Income》2 {& C+ m1 C* D. x4 O/ _, ]7 s
8.《金融衍生产品 Derivative Investments》
9 R7 k& p; }& C9.《另类投资 Alternative Investments》
) ]- Y, H* u7 v- n2 `10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》1 h7 z* n7 j; O' k. C
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第13题：5 v( f" z) ^9 C% C- x8 i
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
6 \4 R- S9 u8 `A. states that members should treat all clients equally/ I6 G _( T' R1 y6 p6 A
B. imposes a duty with respect to both clients and prospective clients
$ @0 c1 v9 C4 ?( cC. pertains to both investment recommendations and investment actions$ O2 ?' O# |% o" d8 \; ~
7 `3 Q) x$ g3 d) n& m答案登录后回复可见：( B: S5 f( T. s3 o3 J: B/ r5 X5 @
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发表于 2015-7-29 09:30:01
