|
|
本帖最后由 catherine 于 2015-7-29 10:08 编辑 ( q8 Q& I+ Q) A1 Q6 n; L
" f5 g1 L& z0 u! V. C% R( b
【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)) H/ i9 u' A8 `. F/ {1 p9 W' ]& i; P
这可是内部资料哦，大家快来~ 4 C1 e/ J R2 l% f; `/ \! f9 V
0 f1 V5 `$ o- _
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：+ K* Y. y* b2 [( X' Z! e) t, x
1.《伦理道德与专业准则 Ethical and Professional Standards》1 E# N! @8 ~% k/ v7 ]
2.《数量方法 Quantitative Method 》6 q+ Z1 z* ` x5 `3 Q" O1 Y
3.《经济学 Economics》! Z7 [! x! ]: y/ o) t
4.《财务报表分析 Financial Reporting and Analysis》
]" p# Z0 Y% _ s6 l5.《公司金融 Corporate Finance》9 ]- r; e1 q# a, l
6.《权益类证券产品 Equity Investment》- K9 i G+ m/ A3 X' q- [4 [) p3 E1 u
7.《固定收益产品 Fixed Income》 v* @/ O0 q# q( v4 P
8.《金融衍生产品 Derivative Investments》/ @" F3 H1 _. L9 `1 X3 v- S
9.《另类投资 Alternative Investments》
1 @, z/ s3 e! V6 o& z& p; ~10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》+ L6 E/ K2 {2 W- V% k, r5 O% G
. r o* Q% X) h7 ?4 s5 z. Q
————————————————————————————————————————————————( U$ w1 _" B3 q! a( }' S
4 ` z! ]# w/ T; _第13题：
1 w v* Y- R8 f+ B1 z5 E( {
' I# d. d% a% K- g# O& s5 R8 V* [4 S+ L13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:2 ^& | @# b Q3 N( Z# b3 }
A. states that members should treat all clients equally, E+ a0 b: I. i3 X$ W, l
B. imposes a duty with respect to both clients and prospective clients0 T$ p% b! e9 \" Y6 i7 L
C. pertains to both investment recommendations and investment actions
^1 z+ j/ G( T r1 B7 }. f; E/ X( [% B4 L. ^$ F+ |' z# s
答案登录后回复可见：
+ A7 [# |. L: ]. X) E
0 U0 ^( A( r# Z# |( d& K- a2 Z* n |
|
[复制链接]
发表于 2015-7-29 09:30:01
