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本帖最后由 catherine 于 2015-7-29 10:08 编辑
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)
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3 _$ P- Q% n+ z- h整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：' C% z" B- ]5 k: W5 T
1.《伦理道德与专业准则 Ethical and Professional Standards》
9 O o; p# g+ o$ g2 D6 q2.《数量方法 Quantitative Method 》
# }: {4 ~6 j' C8 U: g* m3.《经济学 Economics》
' c) s. [+ k# ^5 H/ L% @ q9 N/ ?4.《财务报表分析 Financial Reporting and Analysis》4 u0 n0 U3 ]/ _9 G( f+ @: D
5.《公司金融 Corporate Finance》
9 K- n6 ]( Y: g/ l. Y8 h" J$ n6.《权益类证券产品 Equity Investment》* s/ N; J7 Q4 @/ u( {! d
7.《固定收益产品 Fixed Income》' ?, Y7 t; u, `3 {2 A1 t
8.《金融衍生产品 Derivative Investments》
6 E. n3 E6 Y& V+ F2 h% W- P1 u9.《另类投资 Alternative Investments》
2 Q( |) W/ M; h3 }10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第13题：
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:! `0 x m Z3 y
A. states that members should treat all clients equally- N8 Y7 @0 h7 e3 s" z6 P/ l
B. imposes a duty with respect to both clients and prospective clients
2 s7 W0 B4 S0 I# a8 Q* [C. pertains to both investment recommendations and investment actions( f' ^/ [% s8 B% `2 c
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发表于 2015-7-29 09:30:01
