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本帖最后由 catherine 于 2015-7-29 10:08 编辑 7 H9 r8 P* K) g( H. H7 u2 C* Y
9 t9 B; L( `1 ^. |【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)2 b+ n) c7 V% t! V
这可是内部资料哦，大家快来~ - I4 [- p: _7 `
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：, B. t: S. {2 S1 W
1.《伦理道德与专业准则 Ethical and Professional Standards》
" V, {# H& Y3 o: U6 R) R! r2.《数量方法 Quantitative Method 》5 C4 k$ w. D9 b
3.《经济学 Economics》 G9 T3 h2 H" y) i' _
4.《财务报表分析 Financial Reporting and Analysis》; r6 E4 [7 h2 v5 j* N2 f' X0 R& v
5.《公司金融 Corporate Finance》
, C& |; O9 U! R. n6.《权益类证券产品 Equity Investment》
* Z3 J; A* r9 H1 [7.《固定收益产品 Fixed Income》
X v D; |3 N, x8.《金融衍生产品 Derivative Investments》! d6 Z J7 E+ Y! ^% S
9.《另类投资 Alternative Investments》
9 _ ? `+ a2 S W! e* ^10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》' ?/ L) g. |$ L0 O V6 c V
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& J3 L' _" H3 M% S& m第13题：* X, o" B( F9 z
+ Y6 k9 H8 e5 c: l9 U13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:
" Q5 x2 q* f) j2 X. x" n L5 L/ GA. states that members should treat all clients equally
5 [1 E- j* t" L# { wB. imposes a duty with respect to both clients and prospective clients
% M% E/ P k$ p4 L- r' Q- {8 YC. pertains to both investment recommendations and investment actions- I) [) h& Q: ?6 d
# @+ a' N& q0 @. @答案登录后回复可见：$ _$ @4 Z( Y. {( g3 i
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发表于 2015-7-29 09:30:01
