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本帖最后由 catherine 于 2015-7-29 10:08 编辑 , t1 M5 L, p6 \4 b) F
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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q13(含答案)$ U- ~! }. c2 P1 I `
这可是内部资料哦，大家快来~
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; g- V5 G# }/ o9 u% z! f2 }整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
2 u0 E5 x% E! y( e9 y* a1.《伦理道德与专业准则 Ethical and Professional Standards》+ E3 Z7 u. w6 ~9 P' H
2.《数量方法 Quantitative Method 》' N+ Z0 L U N1 }* h
3.《经济学 Economics》
, }+ U" O9 I9 s) i4.《财务报表分析 Financial Reporting and Analysis》$ y6 S8 @ `, h8 ?# S
5.《公司金融 Corporate Finance》( @9 z' v+ V" B/ k6 V3 e& [
6.《权益类证券产品 Equity Investment》2 D' O4 Z; v$ ?5 z# D
7.《固定收益产品 Fixed Income》# B* ^+ S: ~: [
8.《金融衍生产品 Derivative Investments》& M7 D+ d0 H3 d) V- Z) M1 ?. M
9.《另类投资 Alternative Investments》$ j2 _! w! h7 L8 T) |
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》& R4 w! A' }1 T* }; C
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第13题：/ U# t# s, V+ q& i8 J# y
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13. According to the Standards of Practice Handbook, which of the following statements about fair dealing is least accurate? The Standard related to fair dealing:# D& B' ?2 W( [7 A" w; C
A. states that members should treat all clients equally
3 R; W7 Z% ^6 J- ?B. imposes a duty with respect to both clients and prospective clients$ h, L; Y8 I+ ?% G7 |/ d
C. pertains to both investment recommendations and investment actions
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答案登录后回复可见：- m I. M# g' J, p' e- e0 V' R
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发表于 2015-7-29 09:30:01
