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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)4 f: J2 @8 q' t( [7 F' i* @, K
这可是内部资料哦，大家快来~
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
! I9 n1 P; G" t1.《伦理道德与专业准则 Ethical and Professional Standards》! r) w z, g& q+ n% n, U' a4 m
2.《数量方法 Quantitative Method 》
0 W( ^$ ^" o% Z& S8 w, ^, U1 I3.《经济学 Economics》
8 o& ^9 i. M& d. i$ _ C4.《财务报表分析 Financial Reporting and Analysis》. ]* A" ]. N) x! o, |# x5 k
5.《公司金融 Corporate Finance》8 b. t5 ^. U& R8 L5 X' `
6.《权益类证券产品 Equity Investment》
v3 m' i: c" d) S8 J. [7.《固定收益产品 Fixed Income》
5 b+ n8 G/ W7 |, b) E8.《金融衍生产品 Derivative Investments》! V' I7 U& T% Q7 n* M7 D
9.《另类投资 Alternative Investments》$ F+ @# u. d& w0 D
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》* l7 t* Y0 y+ m b
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5 o. F' H2 u: v# d第15题：8 q$ E2 [% s' F9 H, R2 a
3 _# v0 t N, ]9 D) q% c) e" m15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?
) ~4 G b( w8 z& JA. No
7 A/ a" c: z& Y% H1 v9 t) v+ PB. Yes, with respect to suitability
, X9 p8 o+ Q. H. P+ ~2 a3 vC. Yes, with respect to diligence and a reasonable basis
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5 M5 s, `0 I0 t0 k# f1 }, J, |答案和详解，登录后回复可见：
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发表于 2015-7-29 09:30:01
