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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案), @: t$ `& Y) Q5 r/ |5 p0 m' y A
这可是内部资料哦，大家快来~
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; e8 z& Y7 y$ z. |: x( Z整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：' @: M* P/ J' d- a# ^6 z
1.《伦理道德与专业准则 Ethical and Professional Standards》
/ {3 w- v4 ~0 ], i- m4 ?# O! F( I2.《数量方法 Quantitative Method 》1 l/ ]2 I. M0 N9 H
3.《经济学 Economics》, n2 E9 Y3 ~& ~. A! B
4.《财务报表分析 Financial Reporting and Analysis》! o$ S& R8 j* C# o
5.《公司金融 Corporate Finance》
2 v% K: B! C# _6.《权益类证券产品 Equity Investment》5 p5 c- }( T2 I
7.《固定收益产品 Fixed Income》) v& A% u. d* ]) @. D5 Y
8.《金融衍生产品 Derivative Investments》
3 j# p. U w7 j! g9.《另类投资 Alternative Investments》
! A4 y) g$ q" ]5 a- e! k10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第15题：
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?% K4 \: A4 V: _% g# k3 K% `
A. No5 V" O3 {+ A3 Q1 Z7 m
B. Yes, with respect to suitability
+ U' `1 B4 A! \; p* X& }4 K4 RC. Yes, with respect to diligence and a reasonable basis
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3 n; \+ L( }$ l2 c" z2 Z6 n答案和详解，登录后回复可见：, C+ W) w. E0 x7 M. e
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发表于 2015-7-29 09:30:01
