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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案), a* F. ?/ i3 D/ q/ ]
这可是内部资料哦，大家快来~ 5 z: W- x0 S+ K* g; h5 [; o
. u9 t' f& R7 U D4 k整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：; f, D) P$ c0 R) F* J4 V* ~$ v
1.《伦理道德与专业准则 Ethical and Professional Standards》# V( I3 P/ a& L1 O2 [
2.《数量方法 Quantitative Method 》, t2 J1 b, q% h1 J' y
3.《经济学 Economics》) F' n, B4 S9 @
4.《财务报表分析 Financial Reporting and Analysis》& _, M; S: j) w5 O
5.《公司金融 Corporate Finance》* O1 Y/ ?9 {. b6 @. S8 U) {& _
6.《权益类证券产品 Equity Investment》
; x+ ~& i% \1 `" c& M7.《固定收益产品 Fixed Income》6 K9 _" h( Y. W, n* m+ j8 o
8.《金融衍生产品 Derivative Investments》
n+ l S$ a+ y7 [' K9.《另类投资 Alternative Investments》
* I1 S/ J% E0 P/ q10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》+ t* z- E* |( L# R! b/ P/ J
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9 n$ Z2 u/ D( R. H2 p5 O# H第15题：
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?
X9 U( e- C7 a! O$ Y" V: pA. No: @& V9 Z/ p- _, b/ A# _- z) k
B. Yes, with respect to suitability
; F( l( U: p. P$ yC. Yes, with respect to diligence and a reasonable basis
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% w1 B1 }4 f) i) A( i答案和详解，登录后回复可见：; b; M( }% @$ i- R- s
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发表于 2015-7-29 09:30:01
