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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)
+ N( J% H1 y- [0 A" }这可是内部资料哦，大家快来~ * b( L+ I5 _& `3 ?
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
/ N% @ j( G8 E1.《伦理道德与专业准则 Ethical and Professional Standards》
, y k9 s& _3 I Y2.《数量方法 Quantitative Method 》
7 K9 u9 ]+ W) e; G% U Z" j7 H3.《经济学 Economics》+ V z( ~" n* ~* a7 A% M' U
4.《财务报表分析 Financial Reporting and Analysis》
' o g) Y& Q) [% Y) O( z5.《公司金融 Corporate Finance》
, O. d. `( Y/ f& t- v6.《权益类证券产品 Equity Investment》
, s; \1 w7 v8 |1 E; e4 E: x7.《固定收益产品 Fixed Income》6 f$ c) m$ c a0 }: M& @ [
8.《金融衍生产品 Derivative Investments》 k9 l% A! @5 y! l3 k
9.《另类投资 Alternative Investments》
9 A+ \' v' F8 ^: @: ` d10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》9 U0 d: K( a+ c) S" A5 ]9 i
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" E$ N$ ]+ s# a+ H* h2 R) h第15题：& y/ x* n, E9 u' _7 H9 j* U. y9 C
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?& c/ }/ |* z' @1 l. o" S& h
A. No
& G4 M6 K$ i, y" G9 @4 ]; R7 }B. Yes, with respect to suitability% r( m2 j; B: H) d3 O; ^
C. Yes, with respect to diligence and a reasonable basis7 G* R; o3 S1 D! A9 ~. R
$ O" e/ b, {3 E- m答案和详解，登录后回复可见：' w8 g [1 b9 w+ G0 b y2 d" r. b
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发表于 2015-7-29 09:30:01
