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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)
7 {& M* _4 U& O. a3 E这可是内部资料哦，大家快来~ 7 p7 V- Y4 V: w7 \
. S% Y; s; ^$ d0 W( p整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
" e u& _* q: ~1.《伦理道德与专业准则 Ethical and Professional Standards》
1 u% h5 w% h$ A7 j2.《数量方法 Quantitative Method 》! [4 P' y, D# Q" V8 | X
3.《经济学 Economics》# M, ?: @5 J a, P
4.《财务报表分析 Financial Reporting and Analysis》; b3 H6 B" L6 O1 c5 O
5.《公司金融 Corporate Finance》/ @1 I, ]3 |% l. ]& [
6.《权益类证券产品 Equity Investment》
8 v _8 B+ c0 N+ m4 }5 N6 V7.《固定收益产品 Fixed Income》5 K- R4 Y+ s7 U4 P1 U- V6 ~
8.《金融衍生产品 Derivative Investments》
0 q# n" J p3 k4 z9.《另类投资 Alternative Investments》; {3 E1 e6 |. X: Q: w l! o
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》& ^' T: d( [- g' x/ l0 ?8 e! C
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5 r: E" r7 J( l- Q+ S第15题：
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?
/ l: ^8 m7 E* Y( R1 T3 z' E8 gA. No
8 g d) g7 s% }' [B. Yes, with respect to suitability
! C9 {6 s h/ r, E& d- R0 ]/ zC. Yes, with respect to diligence and a reasonable basis6 D( z$ I. f6 n1 y9 \/ M: ]& q; N
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答案和详解，登录后回复可见：
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发表于 2015-7-29 09:30:01
