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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)
& c8 f- Q9 v) g! ~: @# z这可是内部资料哦，大家快来~ 7 Q$ q# `7 K _' W* P: W3 A$ \
3 N' s1 _& |/ w( n- F整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：$ [# J. v4 n+ \4 s9 y0 K
1.《伦理道德与专业准则 Ethical and Professional Standards》
3 x5 o/ Z) F s! [' X/ I2.《数量方法 Quantitative Method 》
: o$ M7 N6 [' u) |" k3.《经济学 Economics》
! X, W8 \- |, e6 ?4.《财务报表分析 Financial Reporting and Analysis》
; e& _* t P; S1 P+ _" Q% z( V5.《公司金融 Corporate Finance》$ e# g; \5 X7 U# [- e! R7 p% D
6.《权益类证券产品 Equity Investment》% J" x _$ s* t+ ^( _
7.《固定收益产品 Fixed Income》
: z7 i" S+ Z8 a8.《金融衍生产品 Derivative Investments》) e% o& [) V) |
9.《另类投资 Alternative Investments》
! ]. `& i7 W9 t: V% l# w& M+ a10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》' S) L4 J; x. P2 }+ ?' o
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1 n" R8 C+ |3 L/ E5 Z, p1 P, u' l第15题：( R$ H- z! |; m- W& z2 g( o5 b
L$ S" h$ A4 d$ q. o15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?8 N. a5 ]$ F/ j7 p( r1 d
A. No+ y+ g$ q4 c+ ^; Z
B. Yes, with respect to suitability# G& K' z4 ?9 e/ @ i8 i* f
C. Yes, with respect to diligence and a reasonable basis4 ~# S# j6 f* p) j% ^- I% D
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答案和详解，登录后回复可见：( L' a+ F; C: W9 a% G* c; B
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发表于 2015-7-29 09:30:01
