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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)
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. w6 R/ f' L" l2 _! {整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
7 K2 x7 F/ w4 r7 c, n: n1.《伦理道德与专业准则 Ethical and Professional Standards》
( z8 Q. u/ x' w' @' e: p& T: e2.《数量方法 Quantitative Method 》
- p ?4 D& l' U! |# D) X% g3.《经济学 Economics》6 G' x6 l" ?0 `; s6 u
4.《财务报表分析 Financial Reporting and Analysis》
/ j1 P& D4 }8 b5.《公司金融 Corporate Finance》
+ m$ r; f* x6 W% K) t- u; ]/ j3 z6.《权益类证券产品 Equity Investment》
7 j! E4 m5 ?/ n) o7.《固定收益产品 Fixed Income》. I& y2 C& `) T$ Y& y6 q
8.《金融衍生产品 Derivative Investments》4 V K0 m% I) J. T
9.《另类投资 Alternative Investments》
5 U5 E. w( p2 S c10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》* Y4 ~, {# J3 X* _2 N2 b
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第15题：
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?( v' V( Y$ q& O* i
A. No/ _$ K- J$ x8 r0 K, m0 D( b+ l$ |
B. Yes, with respect to suitability
5 j/ n5 D* M8 l: ?9 p% y+ n) _$ |) kC. Yes, with respect to diligence and a reasonable basis m0 m' b; b- f4 U) x, g: L( t7 c4 @
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答案和详解，登录后回复可见：0 L& [6 m* Z* X0 G) J
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发表于 2021-1-18 12:18:47
