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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)$ b! l8 _1 s9 g" P
这可是内部资料哦，大家快来~ # ]7 k0 ?6 O6 ~. K8 M
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：' k9 e& D B1 a
1.《伦理道德与专业准则 Ethical and Professional Standards》$ n: p* t1 z) `$ h" B
2.《数量方法 Quantitative Method 》
. i# r2 x9 O0 x7 L" J: M3.《经济学 Economics》
1 _' J, R7 r0 w% u* ~4.《财务报表分析 Financial Reporting and Analysis》8 d- h: Z! R3 p8 d7 f
5.《公司金融 Corporate Finance》
9 ?& x b- Y9 p H4 v6.《权益类证券产品 Equity Investment》
: A" h8 Q6 p6 \' F2 k5 @7.《固定收益产品 Fixed Income》
) W4 X+ u' h$ b& `+ ]( I0 i- U8.《金融衍生产品 Derivative Investments》' F5 N4 ~3 K7 V7 ^/ @+ f. |% S3 G
9.《另类投资 Alternative Investments》- d. B( V' S( ~' ?$ X
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》0 K. A: L, ]4 p% r9 J
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第15题：
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?& L5 k8 ?9 P6 U! |- G
A. No% z) m2 M1 S+ d$ k
B. Yes, with respect to suitability
" V/ A! [( `% AC. Yes, with respect to diligence and a reasonable basis! _' H) m$ L. G" h
- e3 e/ A: q$ ^ I/ J答案和详解，登录后回复可见：+ b4 `# ~+ B$ X4 R$ U: X
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发表于 2015-7-29 09:30:01
