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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)+ w+ |3 B8 u7 W# k
这可是内部资料哦，大家快来~
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$ \! ^7 m+ w& o6 k6 Y6 o整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
: A0 }( Q( [( D3 I3 r1.《伦理道德与专业准则 Ethical and Professional Standards》
+ U! n K8 h' r5 S) v2.《数量方法 Quantitative Method 》
/ {- @) ?' q e2 E/ b3.《经济学 Economics》
1 m" n4 L) G( F7 ?7 Z4.《财务报表分析 Financial Reporting and Analysis》
1 R2 C, J, p2 _9 ^& P5.《公司金融 Corporate Finance》
. W7 H- t! ?1 y6.《权益类证券产品 Equity Investment》8 u0 F# q" v+ m1 C9 ]6 ?: I" `) M
7.《固定收益产品 Fixed Income》0 t) `4 N9 e4 L0 Z
8.《金融衍生产品 Derivative Investments》: B, u7 }, x8 G1 Z. N
9.《另类投资 Alternative Investments》
) W) y: H4 x5 k& w. J10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》5 w7 k& i6 b' J$ r
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% _0 K9 D0 l7 _) w4 [+ Z/ n第15题：
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! t+ p* i3 t* Q3 P: d15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?" Z, ^4 L/ d" M- ~# K
A. No
* Q% C% ]- d) Y& o( p" F- vB. Yes, with respect to suitability
" h& N8 b' b$ s" J8 I# U/ c5 {7 a4 b/ MC. Yes, with respect to diligence and a reasonable basis/ Q" e5 w+ i) f8 s; k
4 c$ t3 X+ z5 t: ]答案和详解，登录后回复可见：) w" e- ^2 B1 y. m/ a' _! O& k
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发表于 2015-7-29 09:30:01
