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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)' Q1 P; ?& ?. Y" w- _! q
这可是内部资料哦，大家快来~
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5 x& |6 p7 K( D$ n) ?. J2 z整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
% }+ ]7 N9 B4 h2 J! `1.《伦理道德与专业准则 Ethical and Professional Standards》2 @6 F1 U5 C' z0 A1 C4 j
2.《数量方法 Quantitative Method 》
9 L j- l1 @1 P: Q3.《经济学 Economics》
1 k; {" R# Z2 k0 w5 l- _. \+ d; h1 `* z4.《财务报表分析 Financial Reporting and Analysis》" z" m3 j# @& d# N. P
5.《公司金融 Corporate Finance》
' |7 k* d% F: Q8 s6.《权益类证券产品 Equity Investment》9 ~, k2 ~" C$ m# ^7 u0 g
7.《固定收益产品 Fixed Income》
/ r1 @9 J S; \7 l* o$ S6 u8.《金融衍生产品 Derivative Investments》+ [ k2 R, J9 z, `: D# C+ x
9.《另类投资 Alternative Investments》
! a! c% y, C i! g9 J10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》) O* m$ e! p. G0 R {3 n! Z
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, A6 _ V5 M5 B5 @' g/ y0 k第15题：
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?) d: R1 x$ k1 |) w* w p
A. No
6 R. I& O4 E. A* ~( H* B2 O$ lB. Yes, with respect to suitability
h6 R/ \) Z' E5 CC. Yes, with respect to diligence and a reasonable basis
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答案和详解，登录后回复可见：
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发表于 2015-7-29 09:30:01
