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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)! F' j' e6 c' F0 _
这可是内部资料哦，大家快来~ 6 l3 W1 `6 N2 [4 m3 T4 X+ I% r3 P
8 H/ @+ ~/ E3 A" g5 i整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：5 |; | v" O) W7 Q# @) ]
1.《伦理道德与专业准则 Ethical and Professional Standards》7 H' D0 T0 m& E9 i& v
2.《数量方法 Quantitative Method 》9 r% C% \; L% W
3.《经济学 Economics》
7 a' _ D$ `! o5 V* x4.《财务报表分析 Financial Reporting and Analysis》6 I0 r/ _9 g6 t4 v5 U
5.《公司金融 Corporate Finance》1 T; v3 b; U0 f# E
6.《权益类证券产品 Equity Investment》
1 B/ K' s! [* l8 q( P7.《固定收益产品 Fixed Income》
6 P( ~( U4 s+ [) G. x4 m8.《金融衍生产品 Derivative Investments》
' \7 G1 [4 V( B" W: o& @9.《另类投资 Alternative Investments》; m8 x, I) w; V: g' u. x
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》, P: Q# f. c1 w) r5 @% b
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/ u& F, D+ m* G6 P% I- {第15题：
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15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?' I O7 T" [4 X+ @
A. No& |- t4 d6 A( }, r% v" W0 {
B. Yes, with respect to suitability
- u* h* g% U5 p. L( W/ V( VC. Yes, with respect to diligence and a reasonable basis
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答案和详解，登录后回复可见：# d& X/ k7 ?4 ?9 ?) `! w. D$ i: K L
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发表于 2015-7-29 09:30:01
