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【内部资料】高顿财经-2015CFA Level1-阶段测试30题-伦理道德与专业准则-Q15(含答案)( M: b! J$ z& j* y9 W
这可是内部资料哦，大家快来~ . F# D6 Z$ j1 F w
. J4 |: Z1 g: X/ t' J整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案：
- Z, z# z; v! V `' q- K# E1.《伦理道德与专业准则 Ethical and Professional Standards》1 S" I, D5 r" T% g: w3 o, _
2.《数量方法 Quantitative Method 》
4 G: Z- }6 F# o5 R2 L% \" y+ G' b- V3.《经济学 Economics》
# v7 Q7 o- z8 O& h4.《财务报表分析 Financial Reporting and Analysis》
0 C8 j6 K; A2 Z2 ~. P( p5.《公司金融 Corporate Finance》4 G0 [" ]" x+ V4 ?, a2 k
6.《权益类证券产品 Equity Investment》
" s% N% |6 S. Z- ^ y* `/ ^# k0 r7.《固定收益产品 Fixed Income》5 j: R, y4 Y3 E9 i0 x
8.《金融衍生产品 Derivative Investments》" ~% i& S6 r( v5 q+ |" H
9.《另类投资 Alternative Investments》& c4 h3 }6 i% N6 q; [. m
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》4 t) C: j5 I4 C# k0 y( i+ N% Y
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第15题：
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: B% k2 m1 E! }0 o) X15. Narupa Rhasta, CFA, is manager of the fast-growing individual account division of a bank and treats all clients equally. When the bank’s research department issues a buy or a sell recommendation on a security, she ensures that the recommended action is implemented in all accounts. Do Rhasta’s investment actions violate any CFA Institute Standards?( f; j* [+ C5 _& f0 a* D
A. No0 g# k% o# J2 D3 c( n& W1 w
B. Yes, with respect to suitability
8 Y; V* o8 C5 @6 \- PC. Yes, with respect to diligence and a reasonable basis
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答案和详解，登录后回复可见：3 y, F/ w7 K u4 _: y) Z
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发表于 2015-7-29 09:30:01
