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高顿CFA - L1 - 阶段测试30题 - Ethics - Q18 (含答案详解)
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3 \8 C2 O b/ b4 |4 }7 r" O8 C8 Z整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：3 `6 h4 K. F* H, y5 M& q+ D" M2 q- B
1.《伦理道德与专业准则 Ethical and Professional Standards》
, u7 X5 e/ M$ U' e% ?2.《数量方法 Quantitative Method 》
/ [( Q9 h R' A& |4 z3.《经济学 Economics》2 U7 k/ J) @4 K- o
4.《财务报表分析 Financial Reporting and Analysis》) b. o8 Z! d; a( M; U: A
5.《公司金融 Corporate Finance》
& C4 S$ A3 D8 e6.《权益类证券产品 Equity Investment》" N3 \% O1 A, G( |% b Z# h5 Q' V; }
7.《固定收益产品 Fixed Income》
) Q( t( P/ d/ Q* l/ f8.《金融衍生产品 Derivative Investments》
& F" l) N# r5 k9 N7 n) y q/ E" A9.《另类投资 Alternative Investments》: R4 ]! t3 u3 R4 Y2 |. {% `! x5 ^( R
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》* T3 ^% O/ W" h% t4 T7 N6 @
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8 A/ }! q: {9 {3 U第18题：6 B3 l9 j" @* w4 ~+ k" E8 f2 Y$ |8 w; J
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18. A CFA charter holder agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised the charter holder that it was doubtful that the agreement could be enforced, so the charter holder sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to the charter holder’s conduct?% m7 D0 E% l/ J2 |
A. The Standards do not apply to the charter holder’s conduct+ c4 N, P) c0 f. ]' u2 Q8 C9 P! H
B. The Standards require the charter holder to comply with the agreement with his former employer
% \0 N8 J( i) `' x( k; HC. Because the charter holder relied upon the opinion of legal counsel, he did not violate the Standards) _9 `; t6 E- o
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答案和详解，登录后回复可见：& o! N2 P! [6 [! q
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发表于 2015-7-30 09:00:41
