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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解). v* W# o/ m% T$ @$ f: j
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整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:
8 V/ b. d w. ~& Q1.《伦理道德与专业准则 Ethical and Professional Standards》" X7 o/ `7 e( f9 [. l
2.《数量方法 Quantitative Method 》
8 t0 h# U+ }# U5 j- n3.《经济学 Economics》
~4 _) J* H- D" W: `: l# h4.《财务报表分析 Financial Reporting and Analysis》) ]3 e8 ^0 O. M7 ~; U9 {+ i
5.《公司金融 Corporate Finance》5 l9 ? F$ l/ b. m+ I
6.《权益类证券产品 Equity Investment》
3 F# z, S! g6 c$ o2 g7.《固定收益产品 Fixed Income》
" D, L7 h. S4 n$ [4 j; M) R, {8.《金融衍生产品 Derivative Investments》
% N) W- }. f- ~. [5 E: |; D9.《另类投资 Alternative Investments》3 p: G* V Q0 u' y1 V
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》4 F: S2 P) L- G0 s, y
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8 ~$ |* r& s/ i+ v- }! Y( \第29题:
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29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:* K+ m7 O2 v. t! O0 m0 z
"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”3 p6 M- N: D3 Z: S
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:
. [) S: a9 }' j6 @, H; B( FA. CFA Institute4 _4 Q9 ?! C2 F8 g
B. CFA Program$ D7 f2 g! R- Y Y
C. CFA Designation" l7 r* s- ^# N; i9 ^# d
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答案和详解,登录后回复可见:# l" r) ~! W) Y3 y. n
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