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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)
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整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：' ^+ s" B5 Q, ?
1.《伦理道德与专业准则 Ethical and Professional Standards》
! x- u5 V' G# P4 r2.《数量方法 Quantitative Method 》
; ?4 G6 f- x7 m- U- @3.《经济学 Economics》5 |! i/ s3 F4 M) K ]1 I
4.《财务报表分析 Financial Reporting and Analysis》4 V6 W1 F1 \; m
5.《公司金融 Corporate Finance》# @1 \; t7 S$ `
6.《权益类证券产品 Equity Investment》
$ q6 u! ?7 A( y- i6 a$ y- a7.《固定收益产品 Fixed Income》0 w# L# { z5 b: P/ W/ n1 W
8.《金融衍生产品 Derivative Investments》
9 ?2 Z; F* T8 o, k9.《另类投资 Alternative Investments》
' u9 ~2 W7 R2 a& q% f10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》. L7 @+ \3 ~9 v
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' e1 Y7 Y1 k- f第29题：
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6 C+ t" p8 a; G$ N! T y29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:' H' u1 `. T* V8 j
"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”
' P0 n3 t# J- B9 ~4 f7 ?/ R, DKlun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:
2 w( C; N8 @% Y! D3 v# s6 V: uA. CFA Institute
6 V& E: G- r0 }B. CFA Program% I* Y H+ N0 F* B* o" P2 p1 m9 X
C. CFA Designation' T2 N* A' H* S' C. h
# t+ v% M$ h8 ?答案和详解，登录后回复可见：
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, Y& p7 c' O; ~! d. D 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
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发表于 2015-8-5 09:00:15
