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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)
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- v. |3 ~) x- Y6 R( B! c整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:
" [! j8 [! W. G- ]) m9 I1.《伦理道德与专业准则 Ethical and Professional Standards》$ X" S8 Z3 q$ s
2.《数量方法 Quantitative Method 》
3 V. r1 i4 c) I% O3.《经济学 Economics》
' d T: y- [3 i) \9 r4.《财务报表分析 Financial Reporting and Analysis》
: ~% \# W$ Q- O5 p5 }5.《公司金融 Corporate Finance》& @2 J6 }$ f* \
6.《权益类证券产品 Equity Investment》
2 o9 ^; G6 T) i7.《固定收益产品 Fixed Income》
; p( c& C( p( a. _" C8.《金融衍生产品 Derivative Investments》
: _& a/ m7 V2 u; u, N& u9.《另类投资 Alternative Investments》6 \5 X% }! J+ ?9 \
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第29题:
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9 Y# ?* n9 ^1 |1 \5 H2 Y29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:( d# \4 z Z% |( \/ q
"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”: Z( B$ H7 H* Q% q
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:
. _6 R: a. E' G Y) ~: [+ I/ L/ PA. CFA Institute
7 I. \; L2 U' {( H6 pB. CFA Program# N$ \/ h. I4 {; d
C. CFA Designation7 n* R% Q& I% v" U5 V2 s) U
* ]+ R! E) F2 Y9 i% t; i3 n+ ^答案和详解,登录后回复可见:: A( K3 {% C! Q1 N
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