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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)
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整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:) M* h7 G- e8 [8 J N8 @' d
1.《伦理道德与专业准则 Ethical and Professional Standards》& u9 s) y7 u4 w& ]3 h" K
2.《数量方法 Quantitative Method 》& ~# d7 b1 g: z' {; k
3.《经济学 Economics》3 ^( n. U1 _; ?* H$ M- v
4.《财务报表分析 Financial Reporting and Analysis》
( D5 w6 u& Q {9 o7 u, L4 a" l5.《公司金融 Corporate Finance》% `6 I' R$ N# G' }8 }4 b+ R
6.《权益类证券产品 Equity Investment》& v3 w/ C. f0 K
7.《固定收益产品 Fixed Income》" h [% W4 T" u% v' d
8.《金融衍生产品 Derivative Investments》
( f$ ~$ W/ ^( b) }7 K9.《另类投资 Alternative Investments》
/ R. l2 ]5 }+ M8 ]10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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" {5 i( ]5 K- L6 u" H, z4 I- W7 c第29题:
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' \4 `* I" ~1 x8 c' ~1 s29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:) L# f( ^) c! J) c' o
"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”7 Z4 j0 A0 `) i
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:& ?% ?" n9 ^0 b& _
A. CFA Institute
3 B' T: S" ?: Z" r4 HB. CFA Program
' R2 ]6 V& V& G+ MC. CFA Designation4 w5 @7 _/ T0 d$ u+ q
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