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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)' l/ i4 \0 R# m
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整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:9 G0 k6 b. }9 F
1.《伦理道德与专业准则 Ethical and Professional Standards》
; t& Y% k* F! s+ n& H- H3 ~3 c9 T2.《数量方法 Quantitative Method 》
; j4 c5 J; x0 Q0 t+ P) }- g3.《经济学 Economics》 \. J8 o) d! V6 [) l, T8 V
4.《财务报表分析 Financial Reporting and Analysis》
# `; D8 y# u% C& b: a. ], a! }1 H5.《公司金融 Corporate Finance》# C. m) R: k9 x, E% X" f
6.《权益类证券产品 Equity Investment》, ]2 N' A& s0 t0 `, x
7.《固定收益产品 Fixed Income》
# M* }5 U4 [& c7 R$ {# x8.《金融衍生产品 Derivative Investments》
( ]* Y" j0 \2 ?( y$ O9 g! r9.《另类投资 Alternative Investments》
+ X( v0 {, Q' V0 P$ u10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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" G, K' a9 U+ K1 r$ y第29题:, V$ ~: F+ f$ _1 u: s" A* c- P
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29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:* Y; v9 Q9 P+ |
"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”* [7 p4 {; j1 E! [; h8 Z* P+ D" B% A
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:8 p. e; e" j3 @1 }+ e3 r
A. CFA Institute! _+ z* |2 t% e4 Q4 L8 o
B. CFA Program; A6 s, A! k5 {8 x- }
C. CFA Designation
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9 k( \: Z! U+ W4 W5 K4 f 大家如果对这题有疑问或者其他的问题也可以跟帖回复,论坛特邀老师将会在线回答哦! |
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