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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)- K3 P; ]- w4 [3 D" `2 j
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, N8 X5 Y$ r& J1 A; x整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解: X/ o9 l! | A$ @
1.《伦理道德与专业准则 Ethical and Professional Standards》
& H4 i: S7 V% M! ~3 e9 t& ]2.《数量方法 Quantitative Method 》
$ J4 A$ v2 r, c. ~3.《经济学 Economics》
% [3 {5 W! `4 v9 e! ~% t4.《财务报表分析 Financial Reporting and Analysis》& K, Z% m+ k1 G3 j, }4 _# m' T9 q
5.《公司金融 Corporate Finance》
( F0 ?8 D; z$ K9 J6.《权益类证券产品 Equity Investment》
! c- T" P9 n8 `9 N8 r5 u" w: L' w7.《固定收益产品 Fixed Income》" d$ t. R. w% Z' Q) x
8.《金融衍生产品 Derivative Investments》1 x) H* l T# j2 X
9.《另类投资 Alternative Investments》9 e/ F p3 W+ F& o8 l" _% B( @
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》+ Y4 @* ?/ M$ S+ ^0 p
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% \0 { t, q: n- e6 n* ^% t0 R" x5 u第29题:2 I4 { c1 e* Q+ I
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29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures: {: A0 ^- m$ t4 ]9 f
"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”0 Q4 q7 N4 }. R, [
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:
2 t* S6 Q" \6 VA. CFA Institute
2 k3 h" g7 c4 K ~/ LB. CFA Program d9 @0 Z& Q& C0 {
C. CFA Designation
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答案和详解,登录后回复可见:
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" q% a, \2 E8 r0 S% q2 C6 k 大家如果对这题有疑问或者其他的问题也可以跟帖回复,论坛特邀老师将会在线回答哦! |
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