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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)7 i5 L7 |$ B1 U) ^- E$ B' A. i9 Z% p
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* q; K7 e! m) j& e7 d" N8 [整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:
9 m" K7 P0 }2 u) v) _# W$ p4 O1.《伦理道德与专业准则 Ethical and Professional Standards》
: ^/ T* P! c, u4 B U( b$ T2.《数量方法 Quantitative Method 》' X8 q# Y( K6 F% {) f1 ?* s9 a4 {' D% r
3.《经济学 Economics》
' P- j- {3 a0 {8 ^ x4.《财务报表分析 Financial Reporting and Analysis》" u1 Z8 T; m* t; f- m+ E1 `
5.《公司金融 Corporate Finance》
X; F! U0 E% Q: U+ `6.《权益类证券产品 Equity Investment》
$ b. b) Q: j! Z s7.《固定收益产品 Fixed Income》; a0 i, F: S7 T1 V" t5 ~/ W3 L
8.《金融衍生产品 Derivative Investments》* C B8 V6 L8 s2 k8 E
9.《另类投资 Alternative Investments》; g( t. |' b" @
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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, O4 t- i& k# W! M" m第29题:# F; H$ L' a& i9 r- A8 y- {* j8 l4 o
& D' F* ^" T6 C5 q( y* k( u29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:
e/ @/ [ [* Y1 {"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”
& c" z f- \$ i$ [. KKlun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:& N7 o. | f( w, B/ D
A. CFA Institute5 s/ [- D; D- S" h1 [
B. CFA Program
- h) O h6 Q- Q$ G! m2 u4 EC. CFA Designation& @% b. Y5 A* ]! L0 N# v/ ]1 h
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答案和详解,登录后回复可见:5 z( `0 K/ d( l" P" O
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