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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)( r9 ~* S$ P! S8 F% r
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6 P6 i3 p% \, J ~# r4 i整套阶段测试题包含10个类别,每个类别30题,其中财务报表分析分为AB卷,各30题,全部题目是330题,全都含答案详解:4 \" P, G1 \3 V! l* n0 N
1.《伦理道德与专业准则 Ethical and Professional Standards》
" K" P# e1 d, P. z4 L6 Y3 G* a2.《数量方法 Quantitative Method 》0 X$ ^3 y" y5 Y0 ]% E% p4 e
3.《经济学 Economics》
; \; j! o( Y, E2 J9 w5 d4.《财务报表分析 Financial Reporting and Analysis》$ r. e1 l' |9 t5 r
5.《公司金融 Corporate Finance》
+ a: e( Y$ ^6 D# d6.《权益类证券产品 Equity Investment》/ y1 U! J* m D: J4 r* ?" @
7.《固定收益产品 Fixed Income》
* o9 h( w' W! @. B7 |# v' S8.《金融衍生产品 Derivative Investments》8 J! R+ C' u% O: h+ O7 r' s; m
9.《另类投资 Alternative Investments》( N$ W) i F( k7 t; e% O
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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4 ~* h* n, ]. d第29题:' E8 Q4 l6 m' r9 \3 Z$ j
d% Y2 o3 c( l) t29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:
" F4 J: o3 o. z7 B"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”
0 e( _6 [0 L/ G; B; W- WKlun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:
$ y4 A2 [ N9 G9 e( o" F$ rA. CFA Institute. ?! Q8 d6 m1 m3 u8 o2 ]! g
B. CFA Program
3 ?: a, S1 ]) ^7 D hC. CFA Designation; w' I3 t3 t: n" R
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答案和详解,登录后回复可见:8 N' P* m0 {5 |! ~7 Q
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