|
|
高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)# w5 ]9 I( Q. b/ V8 @
这可是内部资料哦，大家快来~ 8 M e" m0 J3 G5 ]
1 z- ?4 m9 {( S! {
整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
1 t9 {% V: T. m3 \) ^8 p9 y" m7 q1.《伦理道德与专业准则 Ethical and Professional Standards》
# X; t( d1 m% G! U5 G- {; _* A2.《数量方法 Quantitative Method 》8 T% O. E* {) a7 w
3.《经济学 Economics》
$ R9 l- m' T; [' {4.《财务报表分析 Financial Reporting and Analysis》1 `; D4 k# |) H$ I
5.《公司金融 Corporate Finance》
6 @6 v7 h% {( h7 F6 }6.《权益类证券产品 Equity Investment》- C& o) a! Y: ^) F) a
7.《固定收益产品 Fixed Income》: V5 q2 z$ F( ~/ l$ y1 i( C
8.《金融衍生产品 Derivative Investments》
3 J; D2 ~3 m/ n, s* m4 s9.《另类投资 Alternative Investments》+ P# O; [, E# M/ t. c
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》5 y) J/ u/ f, h* @8 _' c j0 @
* Y) M% b% A; e
————————————————————————————————————————————————
d$ U9 h8 J0 I" H! s; X: s( \
# X W* f; e4 \8 M3 d/ \* ]& J第29题：
: J# u( P1 y1 l4 W7 m) f+ z* F4 [& d e1 x+ U& ?& e: [
29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:
# e6 h4 _& e5 q: h4 v- x"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”3 _. q4 \' c0 \) \# Q9 W
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:$ C( S, m8 ~ R1 K
A. CFA Institute' C8 S; i8 a; A+ Y2 w% y
B. CFA Program0 |; `0 ^6 \2 z, W/ I$ O
C. CFA Designation
0 m/ H0 R3 Y1 T9 ~
- A6 j' z; s8 }8 Q4 c5 a: c& {) f& `答案和详解，登录后回复可见：; f+ h6 n# ]' d8 P9 [) [* U
* Z5 U- v) w- E) \2 K* Y' X
4 B2 n" J% h7 {( S
 大家如果对这题有疑问或者其他的问题也可以跟帖回复，论坛特邀老师将会在线回答哦! |
|
[复制链接]
发表于 2015-8-5 09:00:15
