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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)
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4 r% G7 v4 F5 R整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：* g' }* E7 ?9 j8 w
1.《伦理道德与专业准则 Ethical and Professional Standards》
) z k. _. ^6 M! r4 k2.《数量方法 Quantitative Method 》) b* m L M. D: ~7 ] D9 h* G2 A9 ]
3.《经济学 Economics》8 x' f. ~' q4 i B2 V0 f
4.《财务报表分析 Financial Reporting and Analysis》
0 d- G' d1 ]0 {: {2 E5.《公司金融 Corporate Finance》6 x- J5 J1 v1 p+ w2 s' r4 A/ n
6.《权益类证券产品 Equity Investment》9 D2 t4 [6 E* r$ T B' m2 ]7 c8 r1 R1 R) M, i
7.《固定收益产品 Fixed Income》5 }( X% H5 I, O2 x
8.《金融衍生产品 Derivative Investments》
9 q0 X X: ], w4 V8 O4 b: l9.《另类投资 Alternative Investments》6 p y! @$ y6 q0 x, o
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》
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第29题： k% M `7 a+ t% c) G
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29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:
- V; K" [, z$ P! s6 w2 I( s u"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”+ H5 Z- |9 H7 b6 [( E) @, J
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:: O; u- @! j/ q. D) n9 }
A. CFA Institute
) m9 G$ r! H" |4 q$ Y" Q6 @B. CFA Program5 h/ ?8 N4 z2 G/ l6 h6 r s# o/ D, [- |) e
C. CFA Designation5 G" [6 l# b" z% h
; O( j5 a4 y/ ~! r答案和详解，登录后回复可见：/ w% k' c1 d; \2 J( e3 z; c& V
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发表于 2015-8-5 09:00:15
