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高顿CFA - L1 - 阶段测试30题 - Ethics - Q29 (含答案详解)
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" t: w0 Y8 Y2 M9 z, o, Y整套阶段测试题包含10个类别，每个类别30题，其中财务报表分析分为AB卷，各30题，全部题目是330题，全都含答案详解：
1 t7 q. L% L: |6 o1.《伦理道德与专业准则 Ethical and Professional Standards》
5 P0 A( o1 ^3 c2.《数量方法 Quantitative Method 》( r5 L: q; v: v) i0 M# V/ m; ]
3.《经济学 Economics》
; `9 Q4 o0 S. V8 F; W4.《财务报表分析 Financial Reporting and Analysis》2 L% c! j3 k+ r3 P
5.《公司金融 Corporate Finance》9 ^9 @6 ^& I* e6 w( N. J
6.《权益类证券产品 Equity Investment》5 l4 r4 M- h4 ^% @# N$ r! i6 b! y8 C
7.《固定收益产品 Fixed Income》; M6 X- ~/ k" m' i# h3 @
8.《金融衍生产品 Derivative Investments》3 u/ u3 h+ p4 q# k* x/ h
9.《另类投资 Alternative Investments》" w$ ?0 ~+ b" U$ L3 p4 W8 ^8 m+ y
10.《投资组合管理和投资业绩报告 Portfolio Management and Wealth Planning Total》& `9 s i9 ^8 v% a R% q/ L
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0 k) e! j. w4 }5 H% V5 N第29题：. F$ I9 q" c l7 I
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29. Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:. ^& c2 A8 ~* J! K
"I am a CFA so I am a member of the CFA Institute which I believe constitutes the most elite group of professionals within the investment management business. In order to become a CFA charterholder I had to complete a comprehensive program of study in the investment management field.”) a0 \+ M; I1 p5 c) U
Klun is least likely to have violated the CFA Institute Standards of Professional Conduct related to referencing the:6 N1 x3 }- H& u! J! s
A. CFA Institute
2 N# ?- R/ ?; V6 z$ i- p# A4 s7 RB. CFA Program
4 L" p& r1 B# x1 r" a. JC. CFA Designation+ e( K1 T S% S1 a4 F+ p
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答案和详解，登录后回复可见：" C$ E1 r3 j& k1 g1 U% V6 X Z
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发表于 2015-8-5 09:00:15
