CFA论坛,CFA考试,CFA培训_专业CFA论坛

搜索
查看: 5204|回复: 3
收起左侧

[每日一练] CFA考试每日精选练习题【12.16】

[复制链接]

70

主题

83

帖子

367

积分

版主

Rank: 20Rank: 20Rank: 20Rank: 20Rank: 20

积分
367
发表于 2015-12-14 18:47:54 | 显示全部楼层 |阅读模式
Question:
( ~# G( p% h4 j; u& ~( r9 _" Y  P: C  d2 V: X
Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?
9 L6 O+ w% C$ `- ^
5 v2 ]' K  Y7 `A. The Standards do not apply to Wiley’s conduct.) F' @7 X5 P, \0 _' L+ E5 {0 _6 Y2 x8 |

4 ^1 c; Z2 l( d1 WB. The Standards require Wiley to comply with the agreement with his former employer.
2 G0 K7 H( t# W
. F! W! ?. J; v7 t8 N" h+ PC. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.4 {" u& m) p" d0 Q
! j& ~5 C7 A! ~- b3 J
回复见答案和详解!
3 C! F9 n. F" c2 |4 S! E! W
游客,如果您要查看本帖隐藏内容请回复
. R6 z% B/ o4 ~6 y+ e" n
( o/ p$ D2 |3 l) U% s
一起学CFA !【关注微信:CFA-VIP】17CFA!PASS!CFA
回复

使用道具 举报

0

主题

0

帖子

4

积分

新手上路

Rank: 1

积分
4
发表于 2015-12-17 13:02:48 | 显示全部楼层
kankankankan
回复 支持 反对

使用道具 举报

0

主题

102

帖子

291

积分

初中生

Rank: 4

积分
291
发表于 2019-5-20 13:18:59 | 显示全部楼层
。。。。。。。
回复 支持 反对

使用道具 举报

0

主题

93

帖子

195

积分

初中生

Rank: 4

积分
195
发表于 2020-12-4 10:44:27 | 显示全部楼层
777777777777777777777777777777777777777
回复 支持 反对

使用道具 举报

您需要登录后才可以回帖 登录 | 注册

本版积分规则

快速回复 返回顶部 返回列表