CFA论坛,CFA考试,CFA培训_专业CFA论坛

搜索
查看: 4563|回复: 3
收起左侧

[每日一练] CFA考试每日精选练习题【12.16】

[复制链接]

70

主题

83

帖子

367

积分

版主

Rank: 20Rank: 20Rank: 20Rank: 20Rank: 20

积分
367
发表于 2015-12-14 18:47:54 | 显示全部楼层 |阅读模式
Question:
/ u' T4 i' I& D! D4 n+ B* ?3 j3 l2 |" G: J2 b
Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?
9 }4 Z; @- |" @. e4 G" S* s7 Z. [# c! v( k" z* T* S5 A
A. The Standards do not apply to Wiley’s conduct.' c% K7 J* \$ y/ Z# B% k
3 E$ q5 I# P! E7 q
B. The Standards require Wiley to comply with the agreement with his former employer.! L5 N6 w. a6 Z/ w# p
7 p$ o: u- p: x2 P5 ?& \
C. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.! B5 x' Y; G, V1 ~( E0 F6 w
/ f& E5 ^4 L  N3 i( u4 X6 X
回复见答案和详解!5 a- z9 M) S! b' W: x. d+ F
游客,如果您要查看本帖隐藏内容请回复
# N) L1 _$ \: D+ D/ f5 s  d. u
% |4 w  @3 i+ K9 K
一起学CFA !【关注微信:CFA-VIP】17CFA!PASS!CFA
回复

使用道具 举报

0

主题

0

帖子

4

积分

新手上路

Rank: 1

积分
4
发表于 2015-12-17 13:02:48 | 显示全部楼层
kankankankan
回复 支持 反对

使用道具 举报

0

主题

102

帖子

291

积分

初中生

Rank: 4

积分
291
发表于 2019-5-20 13:18:59 | 显示全部楼层
。。。。。。。
回复 支持 反对

使用道具 举报

0

主题

93

帖子

195

积分

初中生

Rank: 4

积分
195
发表于 2020-12-4 10:44:27 | 显示全部楼层
777777777777777777777777777777777777777
回复 支持 反对

使用道具 举报

您需要登录后才可以回帖 登录 | 注册

本版积分规则

快速回复 返回顶部 返回列表