CFA论坛,CFA考试,CFA培训_专业CFA论坛

搜索
查看: 5154|回复: 3
收起左侧

[每日一练] CFA考试每日精选练习题【12.16】

[复制链接]

70

主题

83

帖子

367

积分

版主

Rank: 20Rank: 20Rank: 20Rank: 20Rank: 20

积分
367
发表于 2015-12-14 18:47:54 | 显示全部楼层 |阅读模式
Question:
% G  T" K7 F) y$ G$ c+ f0 D1 V* @5 B! P( Q$ D* r
Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?9 }: L' H) \+ r( _# x1 e+ ?

; k' v4 W# v% i9 H- L4 q0 B% R8 vA. The Standards do not apply to Wiley’s conduct.5 V" d2 D  b  O* r5 x9 ~" A0 G4 b
# m( _4 B7 u" ^" B3 h4 `0 D
B. The Standards require Wiley to comply with the agreement with his former employer.2 G- |! v% b! M6 I

4 U0 |. h" [" dC. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.4 t4 q2 t$ P. k# C
, Z$ k& ^$ q( q4 B: s. j
回复见答案和详解!
+ y( k! w4 w0 s8 F0 L6 ?2 Z
游客,如果您要查看本帖隐藏内容请回复
1 _% y) t5 C4 z: c
( F" L$ r2 \7 h7 |3 O
一起学CFA !【关注微信:CFA-VIP】17CFA!PASS!CFA
回复

使用道具 举报

0

主题

0

帖子

4

积分

新手上路

Rank: 1

积分
4
发表于 2015-12-17 13:02:48 | 显示全部楼层
kankankankan
回复 支持 反对

使用道具 举报

0

主题

102

帖子

291

积分

初中生

Rank: 4

积分
291
发表于 2019-5-20 13:18:59 | 显示全部楼层
。。。。。。。
回复 支持 反对

使用道具 举报

0

主题

93

帖子

195

积分

初中生

Rank: 4

积分
195
发表于 2020-12-4 10:44:27 | 显示全部楼层
777777777777777777777777777777777777777
回复 支持 反对

使用道具 举报

您需要登录后才可以回帖 登录 | 注册

本版积分规则

快速回复 返回顶部 返回列表