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[每日一练] CFA考试每日精选练习题【12.16】

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发表于 2015-12-14 18:47:54 | 显示全部楼层 |阅读模式
Question:
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* n0 h' p/ h% u' X1 `8 E& ?& ?4 ~Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?
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$ L* g7 U: }$ s% }4 A. a0 t% E# B  dA. The Standards do not apply to Wiley’s conduct.0 m: N( o# g" K9 E' I2 i" ?

5 J! }# ]$ g; F; aB. The Standards require Wiley to comply with the agreement with his former employer.
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7 V8 A# U9 Y/ n. S. a" \, zC. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.
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发表于 2015-12-17 13:02:48 | 显示全部楼层
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发表于 2019-5-20 13:18:59 | 显示全部楼层
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发表于 2020-12-4 10:44:27 | 显示全部楼层
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