|
Question:
( ~# G( p% h4 j; u& ~( r9 _" Y P: C d2 V: X
Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?
9 L6 O+ w% C$ `- ^
5 v2 ]' K Y7 `A. The Standards do not apply to Wiley’s conduct.) F' @7 X5 P, \0 _' L+ E5 {0 _6 Y2 x8 |
4 ^1 c; Z2 l( d1 WB. The Standards require Wiley to comply with the agreement with his former employer.
2 G0 K7 H( t# W
. F! W! ?. J; v7 t8 N" h+ PC. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.4 {" u& m) p" d0 Q
! j& ~5 C7 A! ~- b3 J
回复见答案和详解!
3 C! F9 n. F" c2 |4 S! E! W. R6 z% B/ o4 ~6 y+ e" n
( o/ p$ D2 |3 l) U% s
|
|