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[Level 1] CFA Level I:Fixed Income 习题精选题(21 - 25)

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发表于 2016-1-12 10:14:12 | 显示全部楼层 |阅读模式
本帖最后由 一起学CFA 于 2016-1-13 09:29 编辑
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  |  V" r. [+ A( P7 y# U- ZCFA Level I:Fixed Income - Features of debts securities 习题精选/ `2 a2 c& _2 T/ _' `3 d8 s
21. A 5-year floating-rate security was issued on January 1, 2006. The coupon rate formula was 1-year LIBOR + 300 bps with a cap of 10% and a floor of 5% and annual reset. The 1-year LIBOR rate on January 1st of each year of the security’s life is provided in the following table:1 L3 Q" R$ W: C) Y: G$ n2 E
Year
1-Year LIBOR
2008
3.5%
2009
4.0%
2010
3.0%
2011
2.0%
2012
1.5%
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During 2012, the payments owed by the issuer were based on a coupon rate/ y* B4 h" e- [4 @
closest to: . ~0 ?% W5 q, g; H
A. 6.5% ) T2 W. _7 Y; T7 G2 N) \) O* B6 k
B. 5.0%
6 L8 p0 N. A, m9 i* G, C6 LC. 4.5% * \$ f- u# [) Q9 Q- _
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22. Which of the following provides the most flexibility for the bond issuer?
9 h! I$ s; p! a9 R' [  J1 EA. Put provision : q+ I- S3 L2 `9 u5 ~( v7 v# d1 B# x
B. Call provision
0 t' V( Y  ]0 f/ MC. Sinking fund provision
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4 F. Q- ~9 e4 b& ]23. Which of the following provides the most protection to a bondholder?% ]8 |: f8 \: ?- Q' g0 L+ W8 o
A. Call protection. & \% R' X$ ^( m8 C
B. Refunding protection. - d0 ?2 w9 H+ k6 i' e9 W$ G# H5 m
C. Sinking fund protection. 9 H: ?8 h0 y. m/ J4 i! N( w
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24. Which statement regarding sinking funds is least likely correct?
2 ~  A2 r& C5 YA. Sinking fund provisions require the retirement of a portion of a bond issue in specified amounts prior to the maturity date. : {' M; m5 R# L, S; ^" v, G3 o
B. Sinking fund redemptions can be accomplished by making cash payment to the trustee who will then retire the required proportion of the bonds. 1 K4 L. q4 b! z" X6 g7 J- ^
C. If rates have declined since the bond was issued, companies are likely to choose to retire a proportion of the debt through the delivery of securities. 5 v, ~9 Q* H' I" ?$ w$ S' L8 B0 b

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25. If an institutional investor wants to borrow money for 30 days to finance a bond purchase, which of these is most likely to be the lowest loan rate available?
9 E* s; o; X) |' z& B  lA. Term repo rate
- U0 l+ R. u: e5 C) eB. Call money rate
" p. f8 a& L- Z, S& B+ XC. Broker loan rate 2 ~( Q& @4 f) w
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 楼主| 发表于 2016-1-12 10:16:17 | 显示全部楼层
想目睹高大上的金融圈是怎么个逼格吗?http://zhibo.gaodun.com/index/play/id/2457
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发表于 2019-2-1 13:19:06 | 显示全部楼层
谢谢谢谢谢
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看看,感谢楼主
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