CFA Level 1 － 模考试题(1)(PM) Q16-20

catherine

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Question 16

Windsong Management has hired John Simmons, who received his CFA charter in 2005, and Lucy Wainwright, who passed the Level 2 exam and has registered to take the Level 3 Exam. These two individuals form Windsong’s Great Lakes Group. Which of the following business cards is consistent with the Standards of Professional Conduct?

A)    Windsong Management

Great Lakes Group

John Simmons, CFA

Lucy Wainwright, Level 2 CFA

B)   Windsong Management

Great Lakes Group

John Simmons, CFA

Lucy Wainwright

C)   Windsong Management

Great Lakes Group

John Simmons, Chartered Financial Analyst, 2005

Lucy Wainwright, Level 3 CFA Candidate

D)   Windsong Management

Great Lakes Group

John Simmons, Chartered Financial Analyst

Lucy Wainwright, CFA Candidate

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Question 17

When calculating firm assets for the purposes of a GIPS-compliant performance presentation, Acme Investment Management should include:

A)    all fee-paying discretionary accounts only.

B)   all fee-paying, discretionary and non-discretionary accounts only.

C)   all fee-paying and non-fee-paying discretionary and non-discretionary accounts.

D)   all fee-paying and non-fee-paying discretionary accounts only.

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Question 18

With regard to verification of compliance with the Global Investment Performance Standards (GIPS):

A)    verification must be applied on a firm-wide basis.

B)   a verification report must be provided to all clients and potential clients.

C)   verification is required.

D)   verification must be performed by a public accounting firm.

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Question 19

The median of a distribution is least likely equal to the:

A)    second quartile.

B)   third quintile.

C)   fifth decile.

D)   50th percentile.

Question 20

Which of the following statements about money-weighted and time-weighted returns is leastaccurate?

A)    The money-weighted return applies the concept of internal rate of return to investment portfolios.

B)   If a client adds funds to an investment prior to an unfavorable market, the time-weighted return will be depressed.

C)   The time-weighted return measures the compound rate of growth of $1 over a stated time period.

D)   If the investment period is greater than one year, an analyst must use the geometric mean to calculate the annual time-weighted return.

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catherine

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答案和详解如下！

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浅时光

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THANK YOU VERY MUCH!

巴黎右岸

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THANKS!

fanfan

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lxyz061524

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。。。。。

xiaojing

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THANK YOU VERY MUCH!

qazokm

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考过考过考过考过考过考过

Mariawang

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Thanks a lot
8 u+ t& R- Y. }+ I* y% j$ h

Luciachase

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一起学习谢谢分享