CFA论坛,CFA考试,CFA培训_专业CFA论坛

搜索
查看: 3664|回复: 3
收起左侧

[每日一练] CFA考试每日精选练习题【12.16】

[复制链接]

70

主题

83

帖子

367

积分

版主

Rank: 20Rank: 20Rank: 20Rank: 20Rank: 20

积分
367
发表于 2015-12-14 18:47:54 | 显示全部楼层 |阅读模式
Question:, h; @  l* w4 Q: g: {# W

; b& v! m) N9 i" x$ o5 |Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?
. {! V- S" {* N
7 Z) F5 x$ o' ^6 M0 Z* DA. The Standards do not apply to Wiley’s conduct.
7 X" T- W- |2 c  J; \
  ]+ ?0 O  m' G$ ]9 z6 GB. The Standards require Wiley to comply with the agreement with his former employer.4 T6 m1 W0 C$ t( d
" m' L9 o9 p% e! F
C. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.; R- u; @/ D" O+ R5 o8 S

6 n0 n/ y$ W; Z( {' N/ a* }( Q+ x回复见答案和详解!
" W* l6 y$ z( l2 Y( W
游客,如果您要查看本帖隐藏内容请回复
+ B) \8 x/ B7 @- u. p8 t  u
, ^( Y- [7 A- p1 Q* q5 Q- j
一起学CFA !【关注微信:CFA-VIP】17CFA!PASS!CFA
回复

使用道具 举报

0

主题

0

帖子

4

积分

新手上路

Rank: 1

积分
4
发表于 2015-12-17 13:02:48 | 显示全部楼层
回复 支持 反对

使用道具 举报

0

主题

102

帖子

291

积分

初中生

Rank: 4

积分
291
发表于 2019-5-20 13:18:59 | 显示全部楼层
回复 支持 反对

使用道具 举报

0

主题

93

帖子

195

积分

初中生

Rank: 4

积分
195
发表于 2020-12-4 10:44:27 | 显示全部楼层
777777777777777777777777777777777777777
回复 支持 反对

使用道具 举报

您需要登录后才可以回帖 登录 | 注册

本版积分规则

快速回复 返回顶部 返回列表