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Green Capital, a regional investmentbank, acts as a market maker on an over-the-counter exchange.Additionally,, Green also trades for its own book, as well as engaging inrisk arbitrage trading. staff members are allowed to trade in shares onceclients and the company have traded. Green recently obtained material nonpublicinformation regarding a company’s planned reverse takeover of a publicly listedcompetitor. Which of following type of trading for the shares of the companyshould Green least likely suspend in order to be in compliance with the CFAInstitute Code of Ethics and Standards of Professional Conduct?
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B. Risk arbitrage
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( C5 a) R+ S: L, u% E C. Passive proprietary
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发表于 2015-7-17 09:55:01
发表于 2015-7-18 15:25:56
